Conductive Polymer Aluminum
Solid Capacitors
Radial Lead Type
SEP series
Features
● Standard
● 105 ℃ 3000 h
● RoHS compliance, Halogen free
Specifications
Size code
C6
E7
F8
Category temp. range
E12
F13
–55 ℃ to +105 ℃
Rated voltage range
4.0 V to 20 V
Nominal cap.range
22 μF to 150 μF
2.5 V to 20 V
33 μF to 330 μF
56 μF to 680 μF
100 μF to 680 μF 150 μF to 1500 μF
Capacitance tolerance
±20 % (120 Hz / +20 ℃)
DC leakage current
Please see the attached characteristics list
Please see the attached characteristics list
Dissipation factor (tan δ)
+105 ℃ 3000 h, rated voltage applied (2.5 V 2000 h applied)
Endurance
Capacitance change
Within ±20 % of the initial value
Dissipation factor (tanδ) ≦ 150 % of the initial limit
DC leakage current
Within the initial limit
+60 ℃, 90 % to 95 %, 1000 h, No-applied voltage
Damp heat
(Steady state)
Capacitance change
Within ±20 % of the initial value
Dissipation factor (tanδ) ≦ 150 % of the initial limit
DC leakage current
Marking
Within the initial limit (after voltage processing)
Dimensions (not to scale)
Polarity marking (−)
φd
Lot No.
F
φD
Series code*
⊕
⊖
15 min.
L
R. voltage
4 min.
19 min.
R. capacitance
(V)
* Depends on the case size.
(μF)
Unit:mm
Size code
C6
E7
E8
E12
F13
φD±0.5
6.3
8.0
10.0
8.0
10.0
L max.
6.0
7.0
8.0
12.0
13.0
F±0.5
2.5
3.5
5.0
3.5
5.0
φd±0.05
0.45
0.45
0.5
0.6
0.6
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
01-Nov-15
Conductive Polymer Aluminum Solid Capacitors
SEP series
Characteristics list
Rated
Case size
Rated
capacitance
voltage
(±20 %)
(V)
2.5
4.0
6.3
10
16
(μF)
680
1500
(mm)
φD
L
Specifications
Size
code
Ripple
ESR*2
current *1
(mΩ max.)
(mA rms)
tan δ*3
Part number
LC*4
(μA)
Click here for part number
list of lead terminal cutting
and lead terminal taping
8.0
12.0
E12
4520
13
0.15
340
2R5SEP680M
F13
5440
12
0.18
750
2R5SEP1500M
1810
40
0.12
200
4SEP100M
1810
40
0.12
300
4SEP150M
2560
35
0.12
440
4SEP220M
2560
35
0.12
660
4SEP330M
10.0
13.0
100
6.3
6.0
150
6.3
6.0
220
8.0
7.0
330
8.0
7.0
470
10.0
8.0
F8
3700
25
0.12
376
4SEP470M
560
8.0
12.0
E12
4520
13
0.15
448
4SEP560M
680
10.0
8.0
F8
3700
25
0.12
544
4SEP680M
1200
C6
E7
10.0
13.0
F13
5440
12
0.18
960
4SEP1200M
82
6.3
6.0
C6
1700
45
0.12
258
6SEP82M
150
8.0
7.0
E7
2560
35
0.12
472
6SEP150M
330
10.0
8.0
F8
3700
25
0.12
416
6SEP330M
470
8.0
12.0
E12
4210
15
0.15
592
6SEP470M
820
10.0
13.0
F13
5440
12
0.15
775
6SEP820M
56
6.3
6.0
C6
1700
45
0.12
280
10SEP56M
120
8.0
7.0
E7
2560
35
0.12
600
10SEP120M
270
10.0
8.0
F8
3700
25
0.12
540
10SEP270M
330
8.0
12.0
E12
3950
17
0.15
660
10SEP330M
560
10.0
13.0
F13
5230
13
0.15
840
10SEP560M
39
6.3
6.0
C6
1620
50
0.10
312
16SEP39M
82
8.0
7.0
E7
2120
40
0.12
656
16SEP82M
150
10.0
8.0
F8
3020
30
0.12
480
16SEP150M
180
8.0
12.0
E12
3640
20
0.15
576
16SEP180M
330
20
10.0
13.0
F13
4720
16
0.15
792
16SEP330M
22
6.3
6.0
C6
1450
60
0.10
220
20SEP22M
33
8.0
7.0
1890
45
0.12
330
20SEP33M
47
8.0
7.0
1890
45
0.12
470
20SEP47M
56
10.0
8.0
2400
40
0.12
224
20SEP56M
68
10.0
8.0
2400
40
0.12
272
20SEP68M
10.0
8.0
2570
35
0.12
400
20SEP100MX
8.0
12.0
E12
3320
24
0.15
400
20SEP100M
10.0
13.0
F13
4320
20
0.15
600
20SEP150M
100
150
E7
F8
*1: Ripple current(100 kHz / +105 ℃)
*2: ESR(100 kHz to 300 kHz / +20 ℃)
*3: tan δ (120 Hz / +20 ℃)
*4: After 2 minutes
◆ Please refer to each page in this catarog for “Flow conditions” and “Taping specifications”.
Frequency correction factor for ripple current
Frequency(f)
Coefficient
120 Hz ≦ f < 1 kHz
0.05
1 kHz ≦ f < 10 kHz
0.3
10 kHz ≦ f < 100 kHz
0.7
100 kHz ≦ f < 500 kHz
1
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
01-Nov-15
Conductive Polymer Aluminum Solid Capacitors
SEP series
Packing specifications
● Lead terminal process
1-1. Applications
※ The following table is a standard specification. Please contact us separately concerming specifications except for that mentioned below.
Series
Bag-packed product (lead terminal cutting)
Size cde
Not processed
〇
〇
C6, E7, E12
F8、F13
SEP
Taping
Straight cut
+C3
+C3
+TSS
+T
1-2. Lead terminal cutting
Size code (φD)
C6 (φ6.3)
E7, E12 (φ8)
F8, F13 (φ10)
Straight
cut
+C3
Dimensions
L±0.5
Size code
F size
Unit:mm
F±1
Lead terminal cutting code Process names
C3
3.5
L
C6
2.5
Unit:mm
E7, E12
3.5
F8, F13
5.0
1-3. Lead terminal taping
Taping
P
Δh
F
1
W2
P0
φD 0
テープ
Hold-down
t
F=2.5 mm C6 (φ6.3)
F=3.5 mm E7, E12 (φ8)
W0
F
P0
Code
F
Tolerance
+T
+TSS
φ10
+0.8
-0.2
W1 W2
1
L
+TSS
P
φD 0
t
テープ
Hold-down
P
P0
P1
P2
Δh
W
W0
W1
W2
H
φD0
t
ℓ
L
±1.0
±0.2
±0.5
±1.0
±1.0
±0.5
min.
±0.5
max.
±0.75
±0.2
±0.3
max.
max.
5.0
12.7
12.7
3.85
6.35
0
18.0
9.5
9.0
2.5
18.5
4.0
0.6
0
11.0
φ6.3
2.5
12.7
12.7
5.10
6.35
0
18.0
9.5
9.0
2.5
17.5
4.0
0.6
0
11.0
φ8
3.5
12.7
12.7
4.60
6.35
0
18.0
9.5
9.0
2.5
17.5
4.0
0.6
0
台紙
Carrier
11.0
Unit:mm
● Minimum packing quantity and weight
Processed type discrete
lead terminals
台紙
Carrier
Δh
P
H
P2
W0
P
W
F=5.0 mm F8, F13 (φ10)
W
P2
L
+T
Size code (φD)
H
F size
W1
Taping code
Zig-zag pack taping type
Size
code
Case
size
Quantity (pcs./Bag)
Typical weight (g)
Quantity (pcs./Bag)
Typical weight (g)
C6
φ6.3
500
160
1500
700
E7
φ8
200
110
1000
820
E12
φ8
200
200
1000
980
F8
φ10
200
180
500
890
F13
φ10
200
280
500
940
29-Jul-20
Conductive Polymer Aluminum Solid Capacitors
Radial lead (Lead terminal cutting / Lead terminal taping)
Series
SEP
Standard type
10SEP120M
10SEP270M
10SEP330M
10SEP560M
10SEP56M
16SEP150M
16SEP180M
16SEP330M
16SEP39M
16SEP82M
20SEP100M
20SEP100MX
20SEP150M
20SEP22M
20SEP33M
20SEP47M
20SEP56M
20SEP68M
2R5SEP1500M
2R5SEP680M
4SEP100M
4SEP1200M
4SEP150M
4SEP220M
4SEP330M
4SEP470M
4SEP560M
4SEP680M
6SEP150M
6SEP330M
6SEP470M
6SEP820M
6SEP82M
Lead terminal cutting
10SEP120M+C3
10SEP270M+C3
10SEP330M+C3
10SEP560M+C3
10SEP56M+C3
16SEP150M+C3
16SEP180M+C3
16SEP330M+C3
16SEP39M+C3
16SEP82M+C3
20SEP100M+C3
20SEP100MX+C3
20SEP150M+C3
20SEP22M+C3
20SEP33M+C3
20SEP47M+C3
20SEP56M+C3
20SEP68M+C3
2R5SEP1500M+C3
2R5SEP680M+C3
4SEP100M+C3
4SEP1200M+C3
4SEP150M+C3
4SEP220M+C3
4SEP330M+C3
4SEP470M+C3
4SEP560M+C3
4SEP680M+C3
6SEP150M+C3
6SEP330M+C3
6SEP470M+C3
6SEP820M+C3
6SEP82M+C3
SEP series
Lead terminal taping
10SEP120M+TSS
10SEP270M+T
10SEP330M+TSS
10SEP560M+T
10SEP56M+TSS
16SEP150M+T
16SEP180M+TSS
16SEP330M+T
16SEP39M+TSS
16SEP82M+TSS
20SEP100M+TSS
20SEP100MX+T
20SEP150M+T
20SEP22M+TSS
20SEP33M+TSS
20SEP47M+TSS
20SEP56M+T
20SEP68M+T
2R5SEP1500M+T
2R5SEP680M+TSS
4SEP100M+TSS
4SEP1200M+T
4SEP150M+TSS
4SEP220M+TSS
4SEP330M+TSS
4SEP470M+T
4SEP560M+TSS
4SEP680M+T
6SEP150M+TSS
6SEP330M+T
6SEP470M+TSS
6SEP820M+T
6SEP82M+TSS
29-Jul-20
*XLGHOLQHVDQGSUHFDXWLRQVUHJDUGLQJWKH
WHFKQLFDOLQIRUPDWLRQDQGXVHRIRXUSURGXFWV
GHVFULEHGLQWKLVRQOLQHFDWDORJ
ٹ,I\RXZDQWWRXVHRXUSURGXFWVGHVFULEHGLQWKLVRQOLQHFDWDORJIRUDSSOLFDWLRQVUHTXLULQJ
VSHFLDOTXDOLWLHVRUUHOLDELOLW\RUIRUDSSOLFDWLRQVZKHUHWKHIDLOXUHRUPDOIXQFWLRQRIWKH
SURGXFWVPD\GLUHFWO\MHRSDUGL]HKXPDQOLIHRUSRWHQWLDOO\FDXVHSHUVRQDOLQMXU\
HJDLUFUDIWDQGDHURVSDFHHTXLSPHQWWUDIILFDQGWUDQVSRUWDWLRQHTXLSPHQWFRPEXVWLRQ
HTXLSPHQWPHGLFDOHTXLSPHQWDFFLGHQWSUHYHQWLRQDQWLFULPHHTXLSPHQWDQGRUVDIHW\
HTXLSPHQWLWLVQHFHVVDU\WRYHULI\ZKHWKHUWKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFK
DSSOLFDWLRQV3OHDVHHQVXUHWKDW\RXZLOODVNDQGFKHFNZLWKRXULQTXLU\GHVNDVWRZKHWKHU
WKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFKDSSOLFDWLRQVXVHEHIRUH\RXXVHRXUSURGXFWV
ٹ7KHTXDOLW\DQGSHUIRUPDQFHRIRXUSURGXFWVDVGHVFULEHGLQWKLVRQOLQHFDWDORJRQO\DSSO\
WRRXUSURGXFWVZKHQXVHGLQLVRODWLRQ7KHUHIRUHSOHDVHHQVXUH\RXHYDOXDWHDQGYHULI\
RXUSURGXFWVXQGHUWKHVSHFLILFFLUFXPVWDQFHVLQZKLFKRXUSURGXFWVDUHDVVHPEOHGLQ\RXU
RZQSURGXFWVDQGLQZKLFKRXUSURGXFWVZLOODFWXDOO\EHXVHG
ٹ,I\RXXVHRXUSURGXFWVLQHTXLSPHQWWKDWUHTXLUHVDKLJKGHJUHHRIUHOLDELOLW\UHJDUGOHVV
RIWKHDSSOLFDWLRQLWLVUHFRPPHQGHGWKDW\RXVHWXSSURWHFWLRQFLUFXLWVDQGUHGXQGDQF\
FLUFXLWVLQRUGHUWRHQVXUHVDIHW\RI\RXUHTXLSPHQW
ٹ7KHSURGXFWVDQGSURGXFWVSHFLILFDWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJDUHVXEMHFWWR
FKDQJHIRULPSURYHPHQWZLWKRXWSULRUQRWLFH7KHUHIRUHSOHDVHEHVXUHWRUHTXHVWDQG
FRQILUPWKHODWHVWSURGXFWVSHFLILFDWLRQVZKLFKH[SODLQWKHVSHFLILFDWLRQVRIRXUSURGXFWVLQ
GHWDLOEHIRUH\RXILQDOL]HWKHGHVLJQRI\RXUDSSOLFDWLRQVSXUFKDVHRUXVHRXUSURGXFWV
ٹ7KHWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQHFDWDORJSURYLGHVH[DPSOHVRIRXUSURGXFWV
W\SLFDORSHUDWLRQVDQGDSSOLFDWLRQFLUFXLWV:HGRQRWJXDUDQWHHWKHQRQLQIULQJHPHQWRI
WKLUGSDUW\
VLQWHOOHFWXDOSURSHUW\ULJKWVDQGZHGRQRWJUDQWDQ\OLFHQVHULJKWRULQWHUHVW
LQRXULQWHOOHFWXDOSURSHUW\
ٹ,IDQ\RIRXUSURGXFWVSURGXFWVSHFLILFDWLRQVDQGRUWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQH
FDWDORJLVWREHH[SRUWHGRUSURYLGHGWRQRQUHVLGHQWVWKHODZVDQGUHJXODWLRQVRIWKH
H[SRUWLQJFRXQWU\HVSHFLDOO\ZLWKUHJDUGWRVHFXULW\DQGH[SRUWFRQWUROVKDOOEHREVHUYHG
5HJDUGLQJWKH&HUWLILFDWHRI&RPSOLDQFHZLWK
WKH(85R+6'LUHFWLYH5($&+5HJXODWLRQV!
ٹ7KHVZLWFKRYHUGDWHIRUFRPSOLDQFHZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQVYDULHV
GHSHQGLQJRQWKHSDUWQXPEHURUVHULHVRIRXUSURGXFWV
ٹ:KHQ\RXXVHWKHLQYHQWRU\RIRXUSURGXFWVIRUZKLFKLWLVXQFOHDUZKHWKHUWKRVHSURGXFWV
DUHFRPSOLDQWZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQSOHDVHVHOHFW6DOHV,QTXLU\LQWKH
ZHEVLWHLQTXLU\IRUPDQGFRQWDFWXV
:HGRQRWWDNHDQ\UHVSRQVLELOLW\IRUWKHXVHRIRXUSURGXFWVRXWVLGHWKHVFRSHRIWKH
VSHFLILFDWLRQVGHVFULSWLRQVJXLGHOLQHVDQGSUHFDXWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJ
$SU
1RWLFHV,WHPVWREHREVHUYHG
1RWLFHV
ٹ$SSOLFDEOHODZVDQGUHJXODWLRQV
嵣7KLVSURGXFWFRPSOLHVZLWKWKH5R+6'LUHFWLYH5HVWULFWLRQRIWKHXVHRIFHUWDLQKD]DUGRXVVXEVWDQFHVLQ
HOHFWULFDODQGHOHFWURQLFHTXLSPHQW',5(&7,9((8DQG(ق8
嵣1R2]RQH'HSOHWLQJ&KHPLFDOV2'&
VFRQWUROOHGXQGHUWKH0RQWUHDO3URWRFRO$JUHHPHQWDUHXVHGLQ
SURGXFLQJWKLVSURGXFW
岜:HGRQRWXVH3%%VRU3%'(VDVEURPLQDWHGIODPHUHWDUGDQWV
嵣([SRUWSURFHGXUHZKLFKIROORZHGH[SRUWUHODWHGUHJXODWLRQVVXFKDVIRUHLJQH[FKDQJHDQGDIRUHLJQWUDGH
PHWKRGRQWKHRFFDVLRQRIH[SRUWRIWKLVSURGXFW
嵣7KHVHSURGXFWVDUHQRWGDQJHURXVJRRGVRQWKHWUDQVSRUWDWLRQDVLGHQWLILHGE\818QLWHG1DWLRQVQXPEHUV
RU81FODVVLILFDWLRQ
ٹ/LPLWHGDSSOLFDWLRQV
嵣7KLVFDSDFLWRULVGHVLJQHGWREHXVHGIRUHOHFWURQLFVFLUFXLWVVXFKDVDXGLRYLVXDOHTXLSPHQWKRPH
DSSOLDQFHVFRPSXWHUVDQGRWKHURIILFHHTXLSPHQWRSWLFDOHTXLSPHQWPHDVXULQJHTXLSPHQW
嵣+LJKUHOLDELOLW\DQGVDIHW\DUHUHTXLUHG>EHDSRVVLELOLW\WKDWLQFRUUHFWRSHUDWLRQRIWKLVSURGXFWPD\GRKDUP
岜WRDKXPDQOLIHRUSURSHUW\@PRUH:KHQXVHLVFRQVLGHUHGE\WKHXVHWKHGHOLYHU\VSHFLILFDWLRQVZKLFKVXLWHG
WKHXVHVHSDUDWHO\QHHGWREHH[FKDQJHG
ٹ,QWHOOHFWXDOSURSHUW\ULJKWVDQGOLFHQVHV
嵣7KHWHFKQLFDOLQIRUPDWLRQLQWKLVVSHFLILFDWLRQSURYLGHVH[DPSOHVRIRXUSURGXFWV
W\SLFDORSHUDWLRQVDQGDSSOLFDWLRQ
FLUFXLWV:HGRQRWJXDUDQWHHWKHQRQLQIULQJHPHQWRIWKLUGSDUW\
VLQWHOOHFWXDOSURSHUW\ULJKWVDQGZHGRQRWJUDQW
DQ\OLFHQVHULJKWRULQWHUHVWLQRXULQWHOOHFWXDOSURSHUW\
,WHPVWREHREVHUYHG
)ٹRUVSHFLILFDWLRQ
嵣7KLVVSHFLILFDWLRQJXDUDQWHHVWKHTXDOLW\DQGSHUIRUPDQFHRIWKHSURGXFWDVLQGLYLGXDOFRPSRQHQWV
7KHGXUDELOLW\GLIIHUVGHSHQGLQJRQWKHHQYLURQPHQWDQGWKHFRQGLWLRQVRIXVDJH
%HIRUHXVHFKHFNDQGHYDOXDWHWKHLUFRPSDWLELOLW\ZLWKDFWXDOFRQGLWLRQVZKHQLQVWDOOHGLQWKHSURGXFWV
:KHQVDIHW\UHTXLUHPHQWVFDQQRWEHVDWLVILHGLQ\RXUWHFKQLFDOH[DPLQDWLRQLQIRUPXVLPPHGLDWHO\
嵣'RQRWXVHWKHSURGXFWVEH\RQGWKHVSHFLILFDWLRQVGHVFULEHGLQWKLVGRFXPHQW
ٹ8SRQDSSOLFDWLRQWRSURGXFWVZKHUHVDIHW\LVUHJDUGHGDVLPSRUWDQW
,QVWDOOWKHIROORZLQJV\VWHPVIRUDIDLOVDIHGHVLJQWRHQVXUHVDIHW\LIWKHVHSURGXFWVDUHWREHXVHGLQ
HTXLSPHQWZKHUHDGHIHFWLQWKHVHSURGXFWVPD\FDXVHWKHORVVRIKXPDQOLIHRURWKHUVLJQLILFDWLRQGDPDJH
VXFKDVGDPDJHWRYHKLFOHVDXWRPRELOHWUDLQYHVVHOWUDIILFOLJKWVPHGLFDOHTXLSPHQWDHURVSDFHHTXLSPHQW
HOHFWULFKHDWLQJDSSOLDQFHVFRPEXVWLRQJDVHTXLSPHQWURWDWLQJURWDWLQJHTXLSPHQWDQGGLVDVWHUFULPH
SUHYHQWLRQHTXLSPHQW
7KHV\VWHPLVHTXLSSHGZLWKDSURWHFWLRQFLUFXLWDQGSURWHFWLRQGHYLFH
7KHV\VWHPLVHTXLSSHGZLWKDUHGXQGDQWFLUFXLWRURWKHUV\VWHPWRSUHYHQWDQXQVDIHVWDWXVLQWKHHYHQW
RIDVLQJOHIDXOW
&ٹRQGLWLRQVRIXVH
嵣%HIRUHXVLQJWKHSURGXFWVFDUHIXOO\FKHFNWKHHIIHFWVRQWKHLUTXDOLW\DQGSHUIRUPDQFHDQGGHWHUPLQHG
岜ZKHWKHURUQRWWKH\FDQEHXVHG7KHVHSURGXFWVDUHGHVLJQHGDQGPDQXIDFWXUHGIRUJHQHUDOSXUSRVHDQG
岜VWDQGDUGXVHLQJHQHUDOHOHFWURQLFHTXLSPHQW7KHVHSURGXFWVDUHQRWLQWHQGHGIRUXVHLQWKHIROORZLQJVSHFLDO
岜FRQGLWLRQV
,QOLTXLGVXFKDV:DWHU2LO&KHPLFDOVRU2UJDQLFVROYHQW
,QGLUHFWVXQOLJKWRXWGRRUVRULQGXVW
,QYDSRUVXFKDVGHZFRQGHQVDWLRQZDWHURIUHVLVWLYHHOHPHQWRUZDWHUOHDNDJHVDOW\DLURUDLUZLWKD
KLJKFRQFHQWUDWLRQFRUURVLYHJDVVXFKDV&O+61+62RU12[
,QDQHQYLURQPHQWZKHUHVWURQJVWDWLFHOHFWULFLW\RUHOHFWURPDJQHWLFZDYHVH[LVW
0RXQWLQJRUSODFLQJKHDWJHQHUDWLQJFRPSRQHQWVRULQIODPPDEOHVVXFKDVYLQ\OFRDWHGZLUHVQHDU
WKHVHSURGXFWV
6HDOLQJRUFRDWLQJRIWKHVHSURGXFWVRUDSULQWHGFLUFXLWERDUGRQZKLFKWKHVHSURGXFWVDUHPRXQWHG
ZLWKUHVLQDQGRWKHUPDWHULDO
8VLQJUHVROYHQWZDWHURUZDWHUVROXEOHFOHDQHUIRUIOX[FOHDQLQJDJHQWDIWHUVROGHULQJ,QSDUWLFXODU
ZKHQXVLQJZDWHURUDZDWHUVROXEOHFOHDQLQJDJHQWEHFDUHIXOQRWWROHDYHZDWHUUHVLGXHV
8VLQJLQWKHDWPRVSKHUHZKHUHVWUD\VDFLGRUDONDOLQH
8VLQJLQWKHDWPRVSKHUHZKHUHWKHUHDUHH[FHVVLYHYLEUDWLRQDQGVKRFN
8VLQJLQWKHDWPRVSKHUHZKHUHWKHUHDUHORZSUHVVXUHRUGHFRPSUHVVLRQ
嵣3OHDVHDUUDQJHFLUFXLWGHVLJQIRUSUHYHQWLQJLPSXOVHRUWUDQVLWLRQDOYROWDJH
岜'RQRWDSSO\YROWDJHZKLFKH[FHHGVWKHIXOOUDWHGYROWDJHZKHQWKHFDSDFLWRUVUHFHLYHLPSXOVHYROWDJH
岜LQVWDQWDQHRXVKLJKYROWDJHKLJKSXOVHYROWDJHHWF
嵣2XUSURGXFWVWKHUHLVDSURGXFWDUHXVLQJDQHOHFWURO\WHVROXWLRQ7KHUHIRUHPLVXVHFDQUHVXOWLQUDSLG
岜GHWHULRUDWLRQRIFKDUDFWHULVWLFVDQGIXQFWLRQVRIHDFKSURGXFW(OHFWURO\WHOHDNDJHGDPDJHVSULQWHGFLUFXLWDQG
DIIHFWVSHUIRUPDQFHFKDUDFWHULVWLFVDQGIXQFWLRQVRIFXVWRPHUV\VWHP
2FW
&RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV
岜岜*XLGHOLQHVDQGSUHFDXWLRQVق26&21ك
&LUFXLWGHVLJQ
3URKLELWHGFLUFXLWV
/HDNDJHFXUUHQWRIWKH26&21PD\LQFUHDVHLQWKHIROORZLQJFRQGLWLRQV
D6ROGHULQJ
E:KHQYROWDJHLVQRWDSSOLHGKLJKWHPSHUDWXUHQRORDGWHVWKLJKWHPSHUDWXUHDQGKLJKKXPLGLW\QRORDG
岜WHVWUDSLGO\FKDQJLQJWHPSHUDWXUHWHVWHWF
$YRLGWKHXVHRIWKH26&21LQWKHIROORZLQJW\SHRIFLUFXLWVEHFDXVHOHDNDJHFXUUHQWPD\LQFUHDVH
D+LJKLPSHGDQFHFLUFXLWV
E&RXSOLQJFLUFXLWV
F7LPHFRQVWDQWFLUFXLWV
G2WKHUFLUFXLWVWKDWDUHVLJQLILFDQWO\DIIHFWHGE\OHDNDJHFXUUHQW
名,I\RXSODQWRXVHRUPRUH26&21VLQDVHULHVFRQQHFWLRQSOHDVHFRQWDFWXVEHIRUHXVH岞
)DLOXUHDQGOLIHVSDQ
7KHIDLOXUHUDWHLVK&RQILGHQFHOHYHOEDVHGRQ-,6&
7KHSURVSHFWLYHIDLOXUHLVQRW]HUR7KHPDLQO\IDLOXUHPRGHVDUHDVIROORZV
&RQWLQJHQF\IDLOXUH
7KHPRVWFRPPRQIDLOXUHPRGHLVDVKRUWFLUFXLW0DLQO\FDXVHGE\WKHVROGHULQJRURSHUDWLQJWHPSHUDWXUH
HQYLURQPHQWDORQJZLWKKHDWVWUHVVHVHOHFWULFDOVWUHVVHVRUPHFKDQLFDOVWUHVVHVDVIROORZV
嵣$SSO\LQJYROWDJHRYHUWKHUDWHGYROWDJH
嵣$SSO\LQJUHYHUVHYROWDJH
嵣([FHVVLYHPHFKDQLFDOVWUHVV
嵣$SSO\LQJUXVKFXUUHQWE\VXGGHQFKDUJHRUGLVFKDUJHRXWRIWKHVSHFLILFDWLRQ
7KHIROORZLQJSKHQRPHQRQLVVHHQZKHQVKRUWFXUUHQWLVDSSOLHGWRWKH26&21
D:KHQFXUUHQWLVUHODWLYHO\ORZ̷DSSUR[$RUOHVV̷DSSUR[$RUOHVV̷DSSUR[$RU
OHVV
7KH26&21EHFRPHVKHDWHGEXWQRHIIHFWVDUHYLVLEOHHYHQZKHQWKHFXUUHQWLVFRQWLQRXVO\FDUULHG
E:KHQWKHVKRUWFLUFXLWFXUUHQWVH[FHHGWKHPHQWLRQHGYDOXHDERYH
$IWHULQWHUQDOWHPSHUDWXUHLQFUHDVHVHDOLQJUXEEHUPD\EHWXUQHGRYHU
,QVRPHFDVHVRGRURXVJDVPD\EHSURGXFHG
,QFDVHDVKRUWFLUFXLWRFFXUVHQVXUHVDIHW\E\IXOO\FRQVLGHULQJWKHIROORZLQJV
D,IRGRURXVJDVLVUHOHDVHGWXUQRIIWKHPDLQSRZHURIWKHHTXLSPHQW
,QWKLVFDVHNHHS\RXUIDFHDQGKDQGVDZD\IURPWKHDUHD
E7KRXJKLWGHSHQGVRQWKHFRQGLWLRQVLWWDNHVVHFRQGVWRPLQXWHVEHIRUHRGRUDQWJDVJHQHUDWHV
3URWHFWLYHFLUFXLWVKRXOGRSHUDWHLQWKLVSHULRG
F,IWKHJDVFRPHVLQWRH\HVULQVHLPPHGLDWHO\,IWKHJDVLVLQKDOHGJDUJOHLPPHGLDWHO\
G'RQRWOLFNWKHHOHFWURO\WH,IWKHHOHFWURO\WHWRXFKHVVNLQZDVKLWRIIZLWKVRDSLPPHGLDWHO\
H7KH26&21FRQWDLQVFRPEXVWLEOHVXEVWDQFHV,QFDVHDODUJHFXUUHQWFRQWLQXHVWRIORZDIWHUD
VKRUWFLUFXLWLQWKHZRUVWFDVHWKHVKRUWHGRXWVHFWLRQPD\LJQLWH)RUVDIHW\LQVWDOODUHGXQGDQW
FLUFXLWRUDSURWHFWLYHFLUFXLWHWF
:HDURXWIDLOXUHOLIHWLPH
:KHQOLIHWLPHVSDQH[FHHGHGWKHVSHFLILHGJXDUDQWHHWLPHRIHQGXUDQFHDQGGDPSKHDWHOHFWURO\WH
PLJKWLQVXODWHDQGFDXVHHOHFWULFFKDUDFWHULVWLFFKDQJHG7KLVLVFDOOHGDQRSHQFLUFXLW
7KHHOHFWULFFKDUDFWHULVWLFVRIFDSDFLWDQFHDQG(65PD\SRVVLEO\FKDQJHZLWKLQWKHVSHFLILHGUDQJH
LQVSHFLILFDWLRQVHYHQLILWLVXVHGXQGHUWKHFRQGLWLRQRIWKHUDWHGYROWDJHHOHFWULFDQGPHFKDQLFDO
SHUIRUPDQFH3OHDVHQRWHLWZKHQGHVLJQLQJ
2FW
&RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV
/HDNDJHFXUUHQW
0HFKDQLFDOVWUHVVPD\FDXVH26&21bVOHDNDJHFXUUHQWLQFUHDVHG
,QVXFKDFDVHOHDNDJHFXUUHQWZLOOJUDGXDOO\GHFUHDVHE\DSSO\LQJYROWDJHZLWKLQWKHFDWHJRU\YROWDJHDQG
WKHXSSHUOLPLWRIFDWHJRU\WHPSHUDWXUH
7KHQVHOIKHDOLQJVSHHGRIOHDNDJHFXUUHQWLVIDVWHUZKHQLWLVQHDUWRWKHXSSHUOLPLWRIFDWHJRU\WHPSHUDWXUH
DQGWKHFDWHJRU\YROWDJH
26&21
OHDNDJHFXUUHQWUHVWRUDWLRQFKDUDFWHULVWLFV
9'&̭)ق9'&DSSOLHGك
26&21
OHDNDJHFXUUHQWUHVWRUDWLRQFKDUDFWHULVWLFV
9'&̭)ق$PELHQWWHPSHUDWXUH٦ك
岜岜岜岜岜岜岜岜岜岜岜ق0HDVXUHGYROWDJHكۋ
٦
٦
٦
/HDNDJHFXUUHQW̭$
/HDNDJHFXUUHQW̭$
9 DSSOLHG
9 DSSOLHG
9 DSSOLHG
7LPHK
7LPHK
پ7RPDNHWKHUHFRYHU\RI/&YDOXHVHDV\WRVKRZVDPSOHVWKDW/&YDOXHVKDYH
EHHQLQFUHDVHGRQSXUSRVHDUHXVHGLQWKHWHVW
5DSLGFKDUJHDQGGLVFKDUJHOLPLWDWLRQ
$OORZDQFHRIDODUJHUXVKFXUUHQWWRIORZGXHWRUDSLGFKDUJHDQGGLVFKDUJHPD\UHVXOWLQVKRUWFLUFXLWRU
ODUJHOHDNDJHFXUUHQW7KHSURWHFWLRQFLUFXLWWRPDLQWDLQKLJKUHOLDELOLW\LVUHFRPPHQGHGZKHQUXVKFXUUHQW
WRIORZWRWKH26&21LVLQWKHIROORZLQJFDVHV
3URGXFWVZKLFKWLPHVRIDOORZDEOHULSSOHFXUUHQWLVOHVVWKDQ$,WLVZKHQ$RURYHURIUXVK
FXUUHQWLVDSSOLHG
3URGXFWVZKLFKWLPHVRIDOORZDEOHULSSOHFXUUHQWLV$RURYHU,WLVZKHQUXVKFXUUHQWZKLFKWKH
ILJXUHLVRYHUWLPHVRIDOORZDEOHULSSOHFXUUHQWLVDSSOLHG
0RXQWLQJ
6ROGHULQJZLWKDVROGHULQJLURQ
:KHQOHDGWHUPLQDOVIRUUDGLDOOHDGW\SHPXVWEHSURFHVVHGEHFDXVHWKHOHDGSLWFKDQGWKH3&%KROHV
GRQRWPDWFKSURFHVVWKHPZLWKRXWDQ\VWUHVVHVWRWKH26&21EHIRUHVROGHULQJ
6ROGHUZLWKRXWDQ\H[FHVVLYHVWUHVVHVWRWKH26&21LWVHOI
:KHQWKH26&21KDVEHHQVROGHUHGRQFHDQGQHHGVWREHUHPRYHGUHPRYHLWDIWHUWKHVROGHUKDV
EHHQFRPSOHWHO\PHOWHG
'RQRWOHWWKHWLSRIWKHVROGHULQJLURQWRXFKWKH26&21LWVHOI
)ORZVROGHULQJ
'RQRWDSSO\IORZVROGHULQJWR26&2160'W\SH
'RQRWVROGHUWKH26&21LWVHOIE\VXEPHUJLQJLWLQPHOWHGVROGHU
6ROGHUWKHRSSRVLWHVLGHWKDWWKH26&21LVPRXQWHGRQ
1RWHWKDWIOX[GRHVQRWDGKHUHWRDQ\ZKHUHH[SHFWWKHOHDGWHUPLQDO
1RWHWKDWRWKHUFRPSRQHQWVGRQRWIDOORYHUDQGWRXFKWKH26&21ZKHQVROGHULQJ
5HIORZVROGHULQJ
'RQRWDSSO\UHIORZVROGHULQJWR26&215DGLDO/HDGW\SH
3OHDVHFRQWDFWXVIRUVHWWLQJ936FRQGLWLRQV
2FW
&RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV
&DSDFLWRUKDQGOLQJDIWHUVROGHULQJ
'RQRWVXEMHFWWKH26&21WRH[FHVVLYHVWUHVVDVIROORZV
'RQRWWLOWEHQGRUWZLVWWKH26&21
'RQRWPRYHWKH3&%ZLWKKROGLQJWKH26&21LWVHOI
'RQRWKLWWKH26&21ZLWKREMHFWV
:KHQVWDFNLQJ3&%VPDNHVXUHWKDWWKH26&21GRHVQRWWRXFKRWKHU3&%VRUFRPSRQHQWV
&LUFXLWERDUGFOHDQLQJ
&KHFNWKHIROORZLQJLWHPVEHIRUHZDVKLQJ3&ERDUGZLWKWKHVHGHWHUJHQWVKLJKTXDOLW\DOFRKROEDVHG
FOHDQLQJIOXLGVXFKDV3LQHD676FOHDQWKUX+/0.RU7HFKQR&DUH)5:WKURXJK
RUGHWHUJHQWVLQFOXGLQJVXEVWLWXWHIUHRQDV$.$(6RU,3$
8VHLPPHUVLRQRUXOWUDVRQLFZDYHVWRFOHDQZLWKLQPLQXWHV
7KHWHPSHUDWXUHRIWKHFOHDQLQJIOXLGVKRXOGEHOHVVWKDQ&
:DWFKWKHFRQWDPLQDWLRQRIWKHGHWHUJHQWVXFKDVFRQGXFWLYLW\S+VSHFLILFJUDYLW\ZDWHUFRQWHQWHWF
'RQRWVWRUHWKH26&21LQDORFDWLRQVXEMHFWWRJDVHVIURPWKHFOHDQLQJIOXLGRULQDQDLUWLJKWFRQWDLQHU
DIWHUFOHDQLQJ
'U\WKH3&%RU26&21ZLWKKRWDLUWKDWVKRXOGEHOHVVWKDQWKHXSSHUFDWHJRU\WHPSHUDWXUH
3OHDVHQRWHWKDWLQGLFDWLRQPD\GLVDSSHDUZKHQUXEELQJSULQWVLGHDIWHUZDVKLQJGHSHQGLQJRQDFOHDQHU
3OHDVHFRQWDFWXVIRUGHWDLOVDERXWGHWHUJHQWVFOHDQLQJPHWKRGVDQGGHWHUJHQWVRWKHUWKDQWKRVHOLVWHG
DERYH
)L[DWLYHVDQGFRDWLQJPDWHULDOV
6HOHFWWKHDSSURSULDWHFRYHULQJDQGVHDODQWPDWHULDOVIRUWKH26&21,QSDUWLFXODUGRQbWXVHDFHWRQHLQ
WKHIL[DWLYHFRDWLQJDJHQWDQGGLOXHQW
%HIRUHDSSO\LQJWKHIL[DWLYHRUFRDWLQJFRPSOHWHO\UHPRYHDQ\IOX[UHVLGXHDQGIRUHLJQPDWWHUIURPWKH
DUHDZKHUHWKHERDUGDQGWKH26&21ZLOOEHMRLQWHGWRJHWKHU
$OORZDQ\GHWHUJHQWWRGU\EHIRUHDSSO\LQJWKHIL[DWLYHRUFRDWLQJ
3OHDVHFRQWDFWXVIRUWKHIL[DWLYHDQGFRDWLQJKHDWFXULQJFRQGLWLRQV
&DSDFLWRULQVXODWLRQ
%HVXUHWRFRPSOHWHO\VHSDUDWHWKHFDVHQHJDWLYHOHDGWHUPLQDOSRVLWLYHOHDGWHUPLQDODQG3&ERDUGSDWWHUQV
ZLWKHDFKRWKHUGXHWRWKHIROORZLQJUHDVRQV
,QVXODWLRQLVQRWJXDUDQWHHGDWDSDUWRIUHVLQRQWKHVXUIDFHRIDFDVH
,WRIIHUVLQFRQVWDQWUHVLVWDQFHEHWZHHQDFDVHDQGDQHJDWLYHOHDGWHUPLQDODQGLWLVQbWLQVXODWHG
6WRUDJH
2SHQWKHEDJVMXVWEHIRUHPRXQWLQJDQGXVHXSDOOSURGXFWVRQFHRSHQHG
)RUNHHSLQJDJRRGVROGHUDELOLW\VWRUHWKH26&21DVIROORZV
%HIRUHXQVHDOLQJ
60'W\SH
5DGLDO
OHDGW\SH
:LWKLQPRQWKVDIWHUVKLSPHQW
%DJSDFNLQJSURGXFW
:LWKLQPRQWKVDIWHUVKLSPHQW
7DSLQJSURGXFW
:LWKLQPRQWKVDIWHUVKLSPHQW
$IWHUXQVHDOLQJ
:LWKLQGD\VIURPRSHQLQJ
SDFNDJHGZLWKFDUULHUWDSH
:LWKLQGD\VIURPRSHQLQJ
7KH-('(&-67'VWDQGDUGLVQRWDSSOLFDEOH
名,QWHOOHFWXDOSURSHUW\ULJKW
:H3DQDVRQLF*URXSDUHSURYLGLQJWKHSURGXFWDQGVHUYLFHWKDWFXVWRPHUVFDQXVHZLWKRXWDQ[LHW\DQGDUH
ZRUNLQJSRVLWLYHO\RQWKHSURWHFWLRQRIRXUSURGXFWVXQGHULQWHOOHFWXDOSURSHUW\ULJKWV
5HSUHVHQWDWLYHSDWHQWVUHODWLQJWR26&21DUHDVIROORZV
863DWHQW 1R1R
2FW