6SVP820M

Conductive Polymer Aluminum Solid Capacitors Surface Mount Type SVP series Features ● Standard ● RoHS compliance, Halogen free Specifications Size code A5 B6 C6 E7 Category temp. range F8 E12 F12 56 to 680 100 to 680 –55 ℃ to +105 ℃ Rated voltage range (V) 4.0 to 16 4.0 to 20 2.5 to 20 Nominal cap.range (μF) 3.3 to 33 10 to 68 22 to 220 4.0 to 20 33 to 330 2.5 to 20 Capacitance tolerance ±20 % (120 Hz / +20 ℃) DC leakage current Please see the attached characteristics list Dissipation factor (tan δ) Please see the attached characteristics list 150 to 1500 +105 ℃ 2000 h, rated voltage applied Capacitance change Endurance Within ±20 % of the initial value Dissipation factor (tanδ) ≦ 150 % of the initial limit DC leakage current Within the initial limit +60 ℃, 90 % to 95 %, 1000 h, No-applied voltage Capacitance change Damp heat (Steady state) Within ±20 % of the initial value Dissipation factor (tanδ) ≦ 150 % of the initial limit DC leakage current Dimensions (not to scale) 0.2 max Polarity marking (−) ⊕ L R. voltage R. capacitance (V) * Depends on the case size. (μF) Size φD±0.5 code A5 4.0 B6 5.0 C6 6.3 E7 8.0 F8 10.0 E12 8.0 F12 10.0 L P H φD Lot No. Series code* W ⊖ +0.1 -0.4 5.4 5.9 5.9 6.9 7.9 11.9 12.6 C Marking Within the initial limit (after voltage processing) R Unit：ｍｍ W±0.2 H±0.2 C±0.2 R P±0.2 4.3 5.3 6.6 8.3 10.3 8.3 10.3 4.3 5.3 6.6 8.3 10.3 8.3 10.3 5.0 6.0 7.3 9.0 11.0 9.0 11.0 0.6 to 0.8 1.0 1.4 2.1 3.2 4.6 3.2 4.6 0.6 to 0.8 0.6 to 0.8 0.6 to 0.8 0.6 to 0.8 0.8 to 1.1 0.8 to 1.1 Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 01-Nov-15 Conductive Polymer Aluminum Solid Capacitors SVP series Characteristics list Rated Rated capacitance voltage (±20 %) (V) 2.5 4.0 6.3 (μF) 220 680 1500 33 39 68 150 330 560 680 1200 22 47 82 100 120 220 330 470 10 820 4.7 6.8 10 15 33 47 56 120 150 270 330 16 560 3.3 15 22 39 56 82 100 150 180 20 330 10 22 27 33 47 56 68 100 150 Case size Specifications (mm) φD L Size code Ripple *1 current (mA rms) 6.3 8.0 10.0 4.0 5.0 5.0 6.3 8.0 8.0 10.0 10.0 4.0 5.0 6.3 6.3 6.3 8.0 10.0 10.0 10.0 8.0 10.0 4.0 4.0 4.0 4.0 5.0 6.3 6.3 8.0 8.0 10.0 10.0 10.0 8.0 10.0 4.0 5.0 5.0 6.3 8.0 8.0 10.0 10.0 10.0 8.0 10.0 5.0 6.3 6.3 8.0 8.0 10.0 10.0 8.0 10.0 5.9 11.9 12.6 5.4 5.9 5.9 5.9 6.9 11.9 7.9 12.6 5.4 5.9 5.9 5.9 5.9 6.9 7.9 7.9 7.9 11.9 12.6 5.4 5.4 5.4 5.4 5.9 5.9 5.9 6.9 6.9 7.9 7.9 7.9 11.9 12.6 5.4 5.9 5.9 5.9 6.9 6.9 7.9 7.9 7.9 11.9 12.6 5.9 5.9 5.9 6.9 6.9 7.9 7.9 11.9 12.6 C6 E12 F12 A5 B6 C6 E7 E12 F8 F12 A5 B6 C6 E7 F8 E12 F12 A5 B6 C6 E7 F8 E12 F12 A5 B6 C6 E7 F8 E12 F12 B6 C6 E7 F8 E12 F12 2390 4520 5440 740 1100 1400 1810 2560 4520 3700 5440 740 1100 1700 1810 2780 2560 3700 3700 3700 4210 5440 670 670 700 740 1100 1620 1700 2560 2560 3020 3700 3700 3950 5230 660 1020 1060 1620 1890 2120 2670 3020 3020 3640 4720 1020 1450 1450 1890 1890 2400 2400 3320 4320 ESR*2 (mΩ max.) 23 13 12 200 70 60 40 35 13 25 12 200 70 45 40 17 35 25 25 25 15 12 240 240 220 200 70 50 45 35 35 30 25 25 17 13 260 120 90 50 45 40 35 30 30 20 16 120 60 60 45 45 40 40 24 20 tan δ Standard（Reel size : φ380） LC*4 (μA） *3 0.12 0.15 0.18 0.15 0.12 0.12 0.12 0.12 0.15 0.12 0.18 0.12 0.12 0.12 0.12 0.12 0.12 0.12 0.12 0.12 0.15 0.15 0.08 0.09 0.10 0.10 0.12 0.12 0.12 0.12 0.12 0.12 0.12 0.12 0.15 0.15 0.07 0.10 0.10 0.10 0.12 0.12 0.12 0.12 0.12 0.15 0.15 0.10 0.10 0.10 0.12 0.12 0.12 0.12 0.15 0.15 Min. Packaging Part number Q'ty (pcs) 110 340 750 66 78 136 120 264 448 544 960 69.3 148 103 126 151 277 277 416 592 592 775 23.5 34 50 75 165 94 112 240 300 300 540 660 660 840 26.4 120 176 125 179 262 320 480 576 576 792 100 88 108 132 188 224 272 400 600 2R5SVP220M 2R5SVP680M 2R5SVP1500M 4SVP33M 4SVP39M 4SVP68M 4SVP150MX 4SVP330M 4SVP560M 4SVP680M 4SVP1200M 6SVP22M 6SVP47M 6SVP82M 6SVP100M 6SVP120MV 6SVP220MX 6SVP220M 6SVP330M 6SVP470MX 6SVP470M 6SVP820M 10SVP4R7M 10SVP6R8M 10SVP10M 10SVP15M 10SVP33M 10SVP47M 10SVP56M 10SVP120M 10SVP150MX 10SVP150M 10SVP270M 10SVP330MX 10SVP330M 10SVP560M 16SVP3R3M 16SVP15M 16SVP22M 16SVP39M 16SVP56M 16SVP82M 16SVP100M 16SVP150M 16SVP180MX 16SVP180M 16SVP330M 20SVP10M 20SVP22M 20SVP27M 20SVP33M 20SVP47M 20SVP56M 20SVP68M 20SVP100M 20SVP150M 1000 400 400 2000 1500 1500 1000 1000 400 500 400 2000 1500 1000 1000 1000 1000 500 500 500 400 400 2000 2000 2000 2000 1500 1000 1000 1000 1000 500 500 500 400 400 2000 1500 1500 1000 1000 1000 500 500 500 400 400 1500 1000 1000 1000 1000 500 500 400 400 *1: Ripple current (100 kHz / +105 ℃) *2: ESR (100 kHz to 300 kHz/+20 ℃) *3: tan δ (120 Hz / +20 ℃) *4: After 2 minutes ◆ Please refer to each page in this catarog for “Reflow conditions” and “Taping specifications”. Frequency correction factor for ripple current Frequency(f) 120 Hz ≦ f < 1 kHz 1 kHz ≦ f < 10 kHz 10 kHz ≦ f < 100 kHz 100 kHz ≦ f < 500 kHz Coefficient 0.05 0.3 0.7 1 Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 01-Nov-15 *XLGHOLQHVDQGSUHFDXWLRQVUHJDUGLQJWKH WHFKQLFDOLQIRUPDWLRQDQGXVHRIRXUSURGXFWV GHVFULEHGLQWKLVRQOLQHFDWDORJ ‫ٹ‬,I\RXZDQWWRXVHRXUSURGXFWVGHVFULEHGLQWKLVRQOLQHFDWDORJIRUDSSOLFDWLRQVUHTXLULQJ VSHFLDOTXDOLWLHVRUUHOLDELOLW\RUIRUDSSOLFDWLRQVZKHUHWKHIDLOXUHRUPDOIXQFWLRQRIWKH SURGXFWVPD\GLUHFWO\MHRSDUGL]HKXPDQOLIHRUSRWHQWLDOO\FDXVHSHUVRQDOLQMXU\ HJDLUFUDIWDQGDHURVSDFHHTXLSPHQWWUDIILFDQGWUDQVSRUWDWLRQHTXLSPHQWFRPEXVWLRQ HTXLSPHQWPHGLFDOHTXLSPHQWDFFLGHQWSUHYHQWLRQDQWLFULPHHTXLSPHQWDQGRUVDIHW\ HTXLSPHQWLWLVQHFHVVDU\WRYHULI\ZKHWKHUWKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFK DSSOLFDWLRQV3OHDVHHQVXUHWKDW\RXZLOODVNDQGFKHFNZLWKRXULQTXLU\GHVNDVWRZKHWKHU WKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFKDSSOLFDWLRQVXVHEHIRUH\RXXVHRXUSURGXFWV ‫ٹ‬7KHTXDOLW\DQGSHUIRUPDQFHRIRXUSURGXFWVDVGHVFULEHGLQWKLVRQOLQHFDWDORJRQO\DSSO\ WRRXUSURGXFWVZKHQXVHGLQLVRODWLRQ7KHUHIRUHSOHDVHHQVXUH\RXHYDOXDWHDQGYHULI\ RXUSURGXFWVXQGHUWKHVSHFLILFFLUFXPVWDQFHVLQZKLFKRXUSURGXFWVDUHDVVHPEOHGLQ\RXU RZQSURGXFWVDQGLQZKLFKRXUSURGXFWVZLOODFWXDOO\EHXVHG ‫ٹ‬,I\RXXVHRXUSURGXFWVLQHTXLSPHQWWKDWUHTXLUHVDKLJKGHJUHHRIUHOLDELOLW\UHJDUGOHVV RIWKHDSSOLFDWLRQLWLVUHFRPPHQGHGWKDW\RXVHWXSSURWHFWLRQFLUFXLWVDQGUHGXQGDQF\ FLUFXLWVLQRUGHUWRHQVXUHVDIHW\RI\RXUHTXLSPHQW ‫ٹ‬7KHSURGXFWVDQGSURGXFWVSHFLILFDWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJDUHVXEMHFWWR FKDQJHIRULPSURYHPHQWZLWKRXWSULRUQRWLFH7KHUHIRUHSOHDVHEHVXUHWRUHTXHVWDQG FRQILUPWKHODWHVWSURGXFWVSHFLILFDWLRQVZKLFKH[SODLQWKHVSHFLILFDWLRQVRIRXUSURGXFWVLQ GHWDLOEHIRUH\RXILQDOL]HWKHGHVLJQRI\RXUDSSOLFDWLRQVSXUFKDVHRUXVHRXUSURGXFWV ‫ٹ‬7KHWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQHFDWDORJSURYLGHVH[DPSOHVRIRXUSURGXFWV  W\SLFDORSHUDWLRQVDQGDSSOLFDWLRQFLUFXLWV:HGRQRWJXDUDQWHHWKHQRQLQIULQJHPHQWRI WKLUGSDUW\ VLQWHOOHFWXDOSURSHUW\ULJKWVDQGZHGRQRWJUDQWDQ\OLFHQVHULJKWRULQWHUHVW LQRXULQWHOOHFWXDOSURSHUW\ ‫ٹ‬,IDQ\RIRXUSURGXFWVSURGXFWVSHFLILFDWLRQVDQGRUWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQH FDWDORJLVWREHH[SRUWHGRUSURYLGHGWRQRQUHVLGHQWVWKHODZVDQGUHJXODWLRQVRIWKH H[SRUWLQJFRXQWU\HVSHFLDOO\ZLWKUHJDUGWRVHFXULW\DQGH[SRUWFRQWUROVKDOOEHREVHUYHG 5HJDUGLQJWKH&HUWLILFDWHRI&RPSOLDQFHZLWK WKH(85R+6'LUHFWLYH5($&+5HJXODWLRQV! ‫ٹ‬7KHVZLWFKRYHUGDWHIRUFRPSOLDQFHZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQVYDULHV GHSHQGLQJRQWKHSDUWQXPEHURUVHULHVRIRXUSURGXFWV ‫ٹ‬:KHQ\RXXVHWKHLQYHQWRU\RIRXUSURGXFWVIRUZKLFKLWLVXQFOHDUZKHWKHUWKRVHSURGXFWV DUHFRPSOLDQWZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQSOHDVHVHOHFW6DOHV,QTXLU\LQWKH ZHEVLWHLQTXLU\IRUPDQGFRQWDFWXV :HGRQRWWDNHDQ\UHVSRQVLELOLW\IRUWKHXVHRIRXUSURGXFWVRXWVLGHWKHVFRSHRIWKH VSHFLILFDWLRQVGHVFULSWLRQVJXLGHOLQHVDQGSUHFDXWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJ $SU 1RWLFHV,WHPVWREHREVHUYHG 1RWLFHV ‫ٹ‬$SSOLFDEOHODZVDQGUHJXODWLRQV 嵣7KLVSURGXFWFRPSOLHVZLWKWKH5R+6'LUHFWLYH5HVWULFWLRQRIWKHXVHRIFHUWDLQKD]DUGRXVVXEVWDQFHVLQ HOHFWULFDODQGHOHFWURQLFHTXLSPHQW',5(&7,9((8DQG‫(ق‬8 嵣1R2]RQH'HSOHWLQJ&KHPLFDOV2'& VFRQWUROOHGXQGHUWKH0RQWUHDO3URWRFRO$JUHHPHQWDUHXVHGLQ SURGXFLQJWKLVSURGXFW 岜:HGRQRWXVH3%%VRU3%'(VDVEURPLQDWHGIODPHUHWDUGDQWV 嵣([SRUWSURFHGXUHZKLFKIROORZHGH[SRUWUHODWHGUHJXODWLRQVVXFKDVIRUHLJQH[FKDQJHDQGDIRUHLJQWUDGH PHWKRGRQWKHRFFDVLRQRIH[SRUWRIWKLVSURGXFW 嵣7KHVHSURGXFWVDUHQRWGDQJHURXVJRRGVRQWKHWUDQVSRUWDWLRQDVLGHQWLILHGE\818QLWHG1DWLRQVQXPEHUV RU81FODVVLILFDWLRQ ‫ٹ‬/LPLWHGDSSOLFDWLRQV 嵣7KLVFDSDFLWRULVGHVLJQHGWREHXVHGIRUHOHFWURQLFVFLUFXLWVVXFKDVDXGLRYLVXDOHTXLSPHQWKRPH DSSOLDQFHVFRPSXWHUVDQGRWKHURIILFHHTXLSPHQWRSWLFDOHTXLSPHQWPHDVXULQJHTXLSPHQW 嵣+LJKUHOLDELOLW\DQGVDIHW\DUHUHTXLUHG>EHDSRVVLELOLW\WKDWLQFRUUHFWRSHUDWLRQRIWKLVSURGXFWPD\GRKDUP 岜WRDKXPDQOLIHRUSURSHUW\@PRUH:KHQXVHLVFRQVLGHUHGE\WKHXVHWKHGHOLYHU\VSHFLILFDWLRQVZKLFKVXLWHG WKHXVHVHSDUDWHO\QHHGWREHH[FKDQJHG ‫ٹ‬,QWHOOHFWXDOSURSHUW\ULJKWVDQGOLFHQVHV 嵣7KHWHFKQLFDOLQIRUPDWLRQLQWKLVVSHFLILFDWLRQSURYLGHVH[DPSOHVRIRXUSURGXFWV W\SLFDORSHUDWLRQVDQGDSSOLFDWLRQ FLUFXLWV:HGRQRWJXDUDQWHHWKHQRQLQIULQJHPHQWRIWKLUGSDUW\ VLQWHOOHFWXDOSURSHUW\ULJKWVDQGZHGRQRWJUDQW DQ\OLFHQVHULJKWRULQWHUHVWLQRXULQWHOOHFWXDOSURSHUW\ ,WHPVWREHREVHUYHG ‫)ٹ‬RUVSHFLILFDWLRQ 嵣7KLVVSHFLILFDWLRQJXDUDQWHHVWKHTXDOLW\DQGSHUIRUPDQFHRIWKHSURGXFWDVLQGLYLGXDOFRPSRQHQWV 7KHGXUDELOLW\GLIIHUVGHSHQGLQJRQWKHHQYLURQPHQWDQGWKHFRQGLWLRQVRIXVDJH %HIRUHXVHFKHFNDQGHYDOXDWHWKHLUFRPSDWLELOLW\ZLWKDFWXDOFRQGLWLRQVZKHQLQVWDOOHGLQWKHSURGXFWV :KHQVDIHW\UHTXLUHPHQWVFDQQRWEHVDWLVILHGLQ\RXUWHFKQLFDOH[DPLQDWLRQLQIRUPXVLPPHGLDWHO\ 嵣'RQRWXVHWKHSURGXFWVEH\RQGWKHVSHFLILFDWLRQVGHVFULEHGLQWKLVGRFXPHQW ‫ٹ‬8SRQDSSOLFDWLRQWRSURGXFWVZKHUHVDIHW\LVUHJDUGHGDVLPSRUWDQW ,QVWDOOWKHIROORZLQJV\VWHPVIRUDIDLOVDIHGHVLJQWRHQVXUHVDIHW\LIWKHVHSURGXFWVDUHWREHXVHGLQ HTXLSPHQWZKHUHDGHIHFWLQWKHVHSURGXFWVPD\FDXVHWKHORVVRIKXPDQOLIHRURWKHUVLJQLILFDWLRQGDPDJH VXFKDVGDPDJHWRYHKLFOHVDXWRPRELOHWUDLQYHVVHOWUDIILFOLJKWVPHGLFDOHTXLSPHQWDHURVSDFHHTXLSPHQW HOHFWULFKHDWLQJDSSOLDQFHVFRPEXVWLRQJDVHTXLSPHQWURWDWLQJURWDWLQJHTXLSPHQWDQGGLVDVWHUFULPH SUHYHQWLRQHTXLSPHQW 7KHV\VWHPLVHTXLSSHGZLWKDSURWHFWLRQFLUFXLWDQGSURWHFWLRQGHYLFH 7KHV\VWHPLVHTXLSSHGZLWKDUHGXQGDQWFLUFXLWRURWKHUV\VWHPWRSUHYHQWDQXQVDIHVWDWXVLQWKHHYHQW RIDVLQJOHIDXOW ‫&ٹ‬RQGLWLRQVRIXVH 嵣%HIRUHXVLQJWKHSURGXFWVFDUHIXOO\FKHFNWKHHIIHFWVRQWKHLUTXDOLW\DQGSHUIRUPDQFHDQGGHWHUPLQHG 岜ZKHWKHURUQRWWKH\FDQEHXVHG7KHVHSURGXFWVDUHGHVLJQHGDQGPDQXIDFWXUHGIRUJHQHUDOSXUSRVHDQG 岜VWDQGDUGXVHLQJHQHUDOHOHFWURQLFHTXLSPHQW7KHVHSURGXFWVDUHQRWLQWHQGHGIRUXVHLQWKHIROORZLQJVSHFLDO 岜FRQGLWLRQV ,QOLTXLGVXFKDV:DWHU2LO&KHPLFDOVRU2UJDQLFVROYHQW ,QGLUHFWVXQOLJKWRXWGRRUVRULQGXVW ,QYDSRUVXFKDVGHZFRQGHQVDWLRQZDWHURIUHVLVWLYHHOHPHQWRUZDWHUOHDNDJHVDOW\DLURUDLUZLWKD KLJKFRQFHQWUDWLRQFRUURVLYHJDVVXFKDV&O+61+62RU12[ ,QDQHQYLURQPHQWZKHUHVWURQJVWDWLFHOHFWULFLW\RUHOHFWURPDJQHWLFZDYHVH[LVW 0RXQWLQJRUSODFLQJKHDWJHQHUDWLQJFRPSRQHQWVRULQIODPPDEOHVVXFKDVYLQ\OFRDWHGZLUHVQHDU WKHVHSURGXFWV 6HDOLQJRUFRDWLQJRIWKHVHSURGXFWVRUDSULQWHGFLUFXLWERDUGRQZKLFKWKHVHSURGXFWVDUHPRXQWHG ZLWKUHVLQDQGRWKHUPDWHULDO 8VLQJUHVROYHQWZDWHURUZDWHUVROXEOHFOHDQHUIRUIOX[FOHDQLQJDJHQWDIWHUVROGHULQJ,QSDUWLFXODU ZKHQXVLQJZDWHURUDZDWHUVROXEOHFOHDQLQJDJHQWEHFDUHIXOQRWWROHDYHZDWHUUHVLGXHV 8VLQJLQWKHDWPRVSKHUHZKHUHVWUD\VDFLGRUDONDOLQH 8VLQJLQWKHDWPRVSKHUHZKHUHWKHUHDUHH[FHVVLYHYLEUDWLRQDQGVKRFN 8VLQJLQWKHDWPRVSKHUHZKHUHWKHUHDUHORZSUHVVXUHRUGHFRPSUHVVLRQ 嵣3OHDVHDUUDQJHFLUFXLWGHVLJQIRUSUHYHQWLQJLPSXOVHRUWUDQVLWLRQDOYROWDJH 岜'RQRWDSSO\YROWDJHZKLFKH[FHHGVWKHIXOOUDWHGYROWDJHZKHQWKHFDSDFLWRUVUHFHLYHLPSXOVHYROWDJH 岜LQVWDQWDQHRXVKLJKYROWDJHKLJKSXOVHYROWDJHHWF 嵣2XUSURGXFWVWKHUHLVDSURGXFWDUHXVLQJDQHOHFWURO\WHVROXWLRQ7KHUHIRUHPLVXVHFDQUHVXOWLQUDSLG 岜GHWHULRUDWLRQRIFKDUDFWHULVWLFVDQGIXQFWLRQVRIHDFKSURGXFW(OHFWURO\WHOHDNDJHGDPDJHVSULQWHGFLUFXLWDQG DIIHFWVSHUIRUPDQFHFKDUDFWHULVWLFVDQGIXQFWLRQVRIFXVWRPHUV\VWHP 2FW &RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV 岜岜*XLGHOLQHVDQGSUHFDXWLRQV‫ق‬26&21‫ك‬ &LUFXLWGHVLJQ 3URKLELWHGFLUFXLWV /HDNDJHFXUUHQWRIWKH26&21PD\LQFUHDVHLQWKHIROORZLQJFRQGLWLRQV D6ROGHULQJ E:KHQYROWDJHLVQRWDSSOLHGKLJKWHPSHUDWXUHQRORDGWHVWKLJKWHPSHUDWXUHDQGKLJKKXPLGLW\QRORDG 岜WHVWUDSLGO\FKDQJLQJWHPSHUDWXUHWHVWHWF $YRLGWKHXVHRIWKH26&21LQWKHIROORZLQJW\SHRIFLUFXLWVEHFDXVHOHDNDJHFXUUHQWPD\LQFUHDVH D+LJKLPSHGDQFHFLUFXLWV E&RXSOLQJFLUFXLWV F7LPHFRQVWDQWFLUFXLWV G2WKHUFLUFXLWVWKDWDUHVLJQLILFDQWO\DIIHFWHGE\OHDNDJHFXUUHQW 名,I\RXSODQWRXVHRUPRUH26&21VLQDVHULHVFRQQHFWLRQSOHDVHFRQWDFWXVEHIRUHXVH岞 )DLOXUHDQGOLIHVSDQ 7KHIDLOXUHUDWHLVK&RQILGHQFHOHYHOEDVHGRQ-,6& 7KHSURVSHFWLYHIDLOXUHLVQRW]HUR7KHPDLQO\IDLOXUHPRGHVDUHDVIROORZV &RQWLQJHQF\IDLOXUH 7KHPRVWFRPPRQIDLOXUHPRGHLVDVKRUWFLUFXLW0DLQO\FDXVHGE\WKHVROGHULQJRURSHUDWLQJWHPSHUDWXUH HQYLURQPHQWDORQJZLWKKHDWVWUHVVHVHOHFWULFDOVWUHVVHVRUPHFKDQLFDOVWUHVVHVDVIROORZV 嵣$SSO\LQJYROWDJHRYHUWKHUDWHGYROWDJH 嵣$SSO\LQJUHYHUVHYROWDJH 嵣([FHVVLYHPHFKDQLFDOVWUHVV 嵣$SSO\LQJUXVKFXUUHQWE\VXGGHQFKDUJHRUGLVFKDUJHRXWRIWKHVSHFLILFDWLRQ 7KHIROORZLQJSKHQRPHQRQLVVHHQZKHQVKRUWFXUUHQWLVDSSOLHGWRWKH26&21 D:KHQFXUUHQWLVUHODWLYHO\ORZ̷DSSUR[$RUOHVV̷DSSUR[$RUOHVV̷DSSUR[$RU OHVV 7KH26&21EHFRPHVKHDWHGEXWQRHIIHFWVDUHYLVLEOHHYHQZKHQWKHFXUUHQWLVFRQWLQRXVO\FDUULHG E:KHQWKHVKRUWFLUFXLWFXUUHQWVH[FHHGWKHPHQWLRQHGYDOXHDERYH $IWHULQWHUQDOWHPSHUDWXUHLQFUHDVHVHDOLQJUXEEHUPD\EHWXUQHGRYHU ,QVRPHFDVHVRGRURXVJDVPD\EHSURGXFHG ,QFDVHDVKRUWFLUFXLWRFFXUVHQVXUHVDIHW\E\IXOO\FRQVLGHULQJWKHIROORZLQJV D,IRGRURXVJDVLVUHOHDVHGWXUQRIIWKHPDLQSRZHURIWKHHTXLSPHQW ,QWKLVFDVHNHHS\RXUIDFHDQGKDQGVDZD\IURPWKHDUHD E7KRXJKLWGHSHQGVRQWKHFRQGLWLRQVLWWDNHVVHFRQGVWRPLQXWHVEHIRUHRGRUDQWJDVJHQHUDWHV 3URWHFWLYHFLUFXLWVKRXOGRSHUDWHLQWKLVSHULRG F,IWKHJDVFRPHVLQWRH\HVULQVHLPPHGLDWHO\,IWKHJDVLVLQKDOHGJDUJOHLPPHGLDWHO\ G'RQRWOLFNWKHHOHFWURO\WH,IWKHHOHFWURO\WHWRXFKHVVNLQZDVKLWRIIZLWKVRDSLPPHGLDWHO\ H7KH26&21FRQWDLQVFRPEXVWLEOHVXEVWDQFHV,QFDVHDODUJHFXUUHQWFRQWLQXHVWRIORZDIWHUD VKRUWFLUFXLWLQWKHZRUVWFDVHWKHVKRUWHGRXWVHFWLRQPD\LJQLWH)RUVDIHW\LQVWDOODUHGXQGDQW FLUFXLWRUDSURWHFWLYHFLUFXLWHWF :HDURXWIDLOXUHOLIHWLPH :KHQOLIHWLPHVSDQH[FHHGHGWKHVSHFLILHGJXDUDQWHHWLPHRIHQGXUDQFHDQGGDPSKHDWHOHFWURO\WH PLJKWLQVXODWHDQGFDXVHHOHFWULFFKDUDFWHULVWLFFKDQJHG7KLVLVFDOOHGDQRSHQFLUFXLW 7KHHOHFWULFFKDUDFWHULVWLFVRIFDSDFLWDQFHDQG(65PD\SRVVLEO\FKDQJHZLWKLQWKHVSHFLILHGUDQJH LQVSHFLILFDWLRQVHYHQLILWLVXVHGXQGHUWKHFRQGLWLRQRIWKHUDWHGYROWDJHHOHFWULFDQGPHFKDQLFDO SHUIRUPDQFH3OHDVHQRWHLWZKHQGHVLJQLQJ 2FW &RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV /HDNDJHFXUUHQW 0HFKDQLFDOVWUHVVPD\FDXVH26&21bVOHDNDJHFXUUHQWLQFUHDVHG ,QVXFKDFDVHOHDNDJHFXUUHQWZLOOJUDGXDOO\GHFUHDVHE\DSSO\LQJYROWDJHZLWKLQWKHFDWHJRU\YROWDJHDQG WKHXSSHUOLPLWRIFDWHJRU\WHPSHUDWXUH 7KHQVHOIKHDOLQJVSHHGRIOHDNDJHFXUUHQWLVIDVWHUZKHQLWLVQHDUWRWKHXSSHUOLPLWRIFDWHJRU\WHPSHUDWXUH DQGWKHFDWHJRU\YROWDJH 26&21 OHDNDJHFXUUHQWUHVWRUDWLRQFKDUDFWHULVWLFV 9'&̭)‫ق‬9'&DSSOLHG‫ك‬ 26&21 OHDNDJHFXUUHQWUHVWRUDWLRQFKDUDFWHULVWLFV 9'&̭)‫ق‬$PELHQWWHPSHUDWXUH٦‫ك‬ 岜岜岜岜岜岜岜岜岜岜岜‫ق‬0HDVXUHGYROWDJH‫كۋ‬    ٦  ٦ ٦      /HDNDJHFXUUHQW̭$ /HDNDJHFXUUHQW̭$   9 DSSOLHG  9 DSSOLHG  9 DSSOLHG  7LPHK     7LPHK ‫پ‬7RPDNHWKHUHFRYHU\RI/&YDOXHVHDV\WRVKRZVDPSOHVWKDW/&YDOXHVKDYH EHHQLQFUHDVHGRQSXUSRVHDUHXVHGLQWKHWHVW 5DSLGFKDUJHDQGGLVFKDUJHOLPLWDWLRQ $OORZDQFHRIDODUJHUXVKFXUUHQWWRIORZGXHWRUDSLGFKDUJHDQGGLVFKDUJHPD\UHVXOWLQVKRUWFLUFXLWRU ODUJHOHDNDJHFXUUHQW7KHSURWHFWLRQFLUFXLWWRPDLQWDLQKLJKUHOLDELOLW\LVUHFRPPHQGHGZKHQUXVKFXUUHQW WRIORZWRWKH26&21LVLQWKHIROORZLQJFDVHV 3URGXFWVZKLFKWLPHVRIDOORZDEOHULSSOHFXUUHQWLVOHVVWKDQ$,WLVZKHQ$RURYHURIUXVK FXUUHQWLVDSSOLHG 3URGXFWVZKLFKWLPHVRIDOORZDEOHULSSOHFXUUHQWLV$RURYHU,WLVZKHQUXVKFXUUHQWZKLFKWKH ILJXUHLVRYHUWLPHVRIDOORZDEOHULSSOHFXUUHQWLVDSSOLHG 0RXQWLQJ 6ROGHULQJZLWKDVROGHULQJLURQ :KHQOHDGWHUPLQDOVIRUUDGLDOOHDGW\SHPXVWEHSURFHVVHGEHFDXVHWKHOHDGSLWFKDQGWKH3&%KROHV GRQRWPDWFKSURFHVVWKHPZLWKRXWDQ\VWUHVVHVWRWKH26&21EHIRUHVROGHULQJ 6ROGHUZLWKRXWDQ\H[FHVVLYHVWUHVVHVWRWKH26&21LWVHOI :KHQWKH26&21KDVEHHQVROGHUHGRQFHDQGQHHGVWREHUHPRYHGUHPRYHLWDIWHUWKHVROGHUKDV EHHQFRPSOHWHO\PHOWHG 'RQRWOHWWKHWLSRIWKHVROGHULQJLURQWRXFKWKH26&21LWVHOI )ORZVROGHULQJ 'RQRWDSSO\IORZVROGHULQJWR26&2160'W\SH 'RQRWVROGHUWKH26&21LWVHOIE\VXEPHUJLQJLWLQPHOWHGVROGHU 6ROGHUWKHRSSRVLWHVLGHWKDWWKH26&21LVPRXQWHGRQ 1RWHWKDWIOX[GRHVQRWDGKHUHWRDQ\ZKHUHH[SHFWWKHOHDGWHUPLQDO 1RWHWKDWRWKHUFRPSRQHQWVGRQRWIDOORYHUDQGWRXFKWKH26&21ZKHQVROGHULQJ 5HIORZVROGHULQJ 'RQRWDSSO\UHIORZVROGHULQJWR26&215DGLDO/HDGW\SH 3OHDVHFRQWDFWXVIRUVHWWLQJ936FRQGLWLRQV 2FW &RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV &DSDFLWRUKDQGOLQJDIWHUVROGHULQJ 'RQRWVXEMHFWWKH26&21WRH[FHVVLYHVWUHVVDVIROORZV 'RQRWWLOWEHQGRUWZLVWWKH26&21 'RQRWPRYHWKH3&%ZLWKKROGLQJWKH26&21LWVHOI 'RQRWKLWWKH26&21ZLWKREMHFWV :KHQVWDFNLQJ3&%VPDNHVXUHWKDWWKH26&21GRHVQRWWRXFKRWKHU3&%VRUFRPSRQHQWV &LUFXLWERDUGFOHDQLQJ &KHFNWKHIROORZLQJLWHPVEHIRUHZDVKLQJ3&ERDUGZLWKWKHVHGHWHUJHQWVKLJKTXDOLW\DOFRKROEDVHG FOHDQLQJIOXLGVXFKDV3LQHD676FOHDQWKUX+/0.RU7HFKQR&DUH)5:WKURXJK RUGHWHUJHQWVLQFOXGLQJVXEVWLWXWHIUHRQDV$.$(6RU,3$ 8VHLPPHUVLRQRUXOWUDVRQLFZDYHVWRFOHDQZLWKLQPLQXWHV 7KHWHPSHUDWXUHRIWKHFOHDQLQJIOXLGVKRXOGEHOHVVWKDQ& :DWFKWKHFRQWDPLQDWLRQRIWKHGHWHUJHQWVXFKDVFRQGXFWLYLW\S+VSHFLILFJUDYLW\ZDWHUFRQWHQWHWF 'RQRWVWRUHWKH26&21LQDORFDWLRQVXEMHFWWRJDVHVIURPWKHFOHDQLQJIOXLGRULQDQDLUWLJKWFRQWDLQHU DIWHUFOHDQLQJ 'U\WKH3&%RU26&21ZLWKKRWDLUWKDWVKRXOGEHOHVVWKDQWKHXSSHUFDWHJRU\WHPSHUDWXUH 3OHDVHQRWHWKDWLQGLFDWLRQPD\GLVDSSHDUZKHQUXEELQJSULQWVLGHDIWHUZDVKLQJGHSHQGLQJRQDFOHDQHU 3OHDVHFRQWDFWXVIRUGHWDLOVDERXWGHWHUJHQWVFOHDQLQJPHWKRGVDQGGHWHUJHQWVRWKHUWKDQWKRVHOLVWHG DERYH )L[DWLYHVDQGFRDWLQJPDWHULDOV 6HOHFWWKHDSSURSULDWHFRYHULQJDQGVHDODQWPDWHULDOVIRUWKH26&21,QSDUWLFXODUGRQbWXVHDFHWRQHLQ WKHIL[DWLYHFRDWLQJDJHQWDQGGLOXHQW %HIRUHDSSO\LQJWKHIL[DWLYHRUFRDWLQJFRPSOHWHO\UHPRYHDQ\IOX[UHVLGXHDQGIRUHLJQPDWWHUIURPWKH DUHDZKHUHWKHERDUGDQGWKH26&21ZLOOEHMRLQWHGWRJHWKHU $OORZDQ\GHWHUJHQWWRGU\EHIRUHDSSO\LQJWKHIL[DWLYHRUFRDWLQJ 3OHDVHFRQWDFWXVIRUWKHIL[DWLYHDQGFRDWLQJKHDWFXULQJFRQGLWLRQV &DSDFLWRULQVXODWLRQ %HVXUHWRFRPSOHWHO\VHSDUDWHWKHFDVHQHJDWLYHOHDGWHUPLQDOSRVLWLYHOHDGWHUPLQDODQG3&ERDUGSDWWHUQV ZLWKHDFKRWKHUGXHWRWKHIROORZLQJUHDVRQV ,QVXODWLRQLVQRWJXDUDQWHHGDWDSDUWRIUHVLQRQWKHVXUIDFHRIDFDVH ,WRIIHUVLQFRQVWDQWUHVLVWDQFHEHWZHHQDFDVHDQGDQHJDWLYHOHDGWHUPLQDODQGLWLVQbWLQVXODWHG 6WRUDJH 2SHQWKHEDJVMXVWEHIRUHPRXQWLQJDQGXVHXSDOOSURGXFWVRQFHRSHQHG )RUNHHSLQJDJRRGVROGHUDELOLW\VWRUHWKH26&21DVIROORZV %HIRUHXQVHDOLQJ 60'W\SH  5DGLDO OHDGW\SH :LWKLQPRQWKVDIWHUVKLSPHQW %DJSDFNLQJSURGXFW :LWKLQPRQWKVDIWHUVKLSPHQW 7DSLQJSURGXFW :LWKLQPRQWKVDIWHUVKLSPHQW $IWHUXQVHDOLQJ :LWKLQGD\VIURPRSHQLQJ SDFNDJHGZLWKFDUULHUWDSH :LWKLQGD\VIURPRSHQLQJ 7KH-('(&-67'VWDQGDUGLVQRWDSSOLFDEOH 名,QWHOOHFWXDOSURSHUW\ULJKW :H3DQDVRQLF*URXSDUHSURYLGLQJWKHSURGXFWDQGVHUYLFHWKDWFXVWRPHUVFDQXVHZLWKRXWDQ[LHW\DQGDUH ZRUNLQJSRVLWLYHO\RQWKHSURWHFWLRQRIRXUSURGXFWVXQGHULQWHOOHFWXDOSURSHUW\ULJKWV 5HSUHVHQWDWLYHSDWHQWVUHODWLQJWR26&21DUHDVIROORZV 863DWHQW 1R1R 2FW