ECQE2474KFB

Plastic Film Capacitors Metallized Polyester Film Capacitor Series : ECQE(F) Non-inductive construction using metallized Polyester film with flame retardant epoxy resin coating Features ● Self-healing property ● Excellent electrical characteristics ● Flame retardant epoxy resin coating ● RoHS directive compliant Recommended applications ● General purpose usage ✽ Please contact us when applications are CDI , ignitor etc. Explanation of part number 1 2 3 4 E C Q E Product code ● Odd 5 6 7 8 9 10 11 12 F Dielectric & construction Rated voltage Capacitance Cap. Tol. Suffix Suffix 1 100 V.DC 10 1000 V.DC J ±5 % Code 2 250 V.DC 12 1250 V.DC K ±10 % Blank Straight 4 400 V.DC 1A 125 V.AC B Crimped lead 6 630 V.DC 2A 250 V.AC Z Cut lead 3 Crimped taping (Ammo) 6 Crimped taping (Ammo) Lead Form size taping 1 2 3 4 E C Q E Product code Dielectric & construction 5 6 7 8 9 10 11 R Rated voltage Capacitance Suffix 12 F Cap. Tol. Suffix Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Specifications 100 V.DC, 250 V.DC, 400 V.DC, 630 V.DC, 1000 V.DC, 1250 V.DC – 40 °C to +105 °C Category temp. range (Including temperature-rise on unit surface) 125 V.AC, 250 V.AC – 40 °C to +105 °C 100 V.DC, 250 V.DC,400 V.DC, 630 V.DC, 1000 V.DC, 1250 V.DC (Derating of rated voltage by 1.25 %/°C at more than 85 °C) 125 V.AC, 250 V.AC 100 V.DC 0.56 μF to 10.0 μF (E12) Rated voltage Capacitance range 250 V.DC 0.010 μF to 10.0 μF (E12) 400 V.DC 0.010 μF to 2.2 μF (E12) 630 V.DC 0.0010 μF to 2.2 μF (E12) 1000 V.DC 0.010 μF to 0.22 μF (E12) 1250 V.DC 0.0010 μF to 0.22 μF (E12) 125 V.AC 0.010 μF to 0.068 μF (E12) 0.010 μF to 2.2 μF (E12) 250 V.AC Capacitance tolerance ±5 %(J), ±10 %(K) Dissipation factor (tan d) tan d < 1.0 % (20 °C, 1 kHz ) • Rated volt. : 100 V.DC to 630 V.DC Between terminals : Rated volt. (V.DC)×150 %, 60 s • Rated volt. : 1000 V.DC, 1250 V.DC Between terminals : Rated volt. (V.DC)×175 %, 2 s to 5 s or 1000 V.AC, 60 s Between terminals to enclosure : 1500 V.AC, 60 s • Rated volt. : 125 V.AC, 250 V.AC Between terminals : Rated volt. (V.AC)×230 %, 60 s Between terminals to enclosure : 1500 V.AC, 60 s 100 V.DC to 630 V.DC : C < 0.33 μF : IR > 9000 MΩ (20 °C, 100 V.DC, 60 s) C > 0.33 μF : IR > 3000 MΩ ∙ μF 1000 V.DC, 1250 V.DC : IR > 10000 MΩ (20 °C, 100 V.DC, 60 s) IR > 2000 MΩ (20 °C, 500 V.DC, 60 s) 125 V.AC, 250 V.AC : C < 0.47 μF : IR > 2000 MΩ (20 °C, 500 V.DC, 60 s) C > 0.47 μF : IR > 3000 MΩ ∙ μF (20 °C, 100 V.DC, 60 s) Withstand voltage Insulation resistance (IR) ✽ In case of applying voltage in alternating current (50 Hz or 60 Hz sine wave) to a capacitor with DC rated voltage, please refer to the page of “Permissible voltage (R.M.S) in alternating current corresponding to DC rated voltage”. ✽ Voltage to be applied to ECQE1A (F) & ECQE2A (F) is only sine wave (50 Hz or 60 Hz). Dimensions fd±0.05 Copper-clad steel-wire Type B S±0.8 Type D Marking 4.5±0.5 Marking H max. S±0.8 Cut lead (Suffix Z) 4.5±0.5 Marking H max. H max. Crimped lead (Suffix B) L max. L max. F±1.0 20 min. G max. Marking T max. 4.5±0.5 Straight L max. Unit : mm Packaging specifications for bulk package ● Packing quantity : 100 pcs./bag Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Taping specifications for automatic insertion ● Taping style Style AB H1 F H0 P0 P F H0 H1 F H0 Style B P H1 P P0 P0 Style D H1 H1 P F H0 F H0 Style E P P H1 Style C P0 P0 P0 F H0 Style AD ✽ Refer to the page of taping specifications. ● Packaging Series ● Lead specifications Rated voltage 100 V.DC 250 V.DC 400 V.DC ECQE(F) 630 V.DC 1000 V.DC 1250 V.DC 125 V.AC 250 V.AC Capacitance range (μF) 0.56 to 0.68 0.82 to 1.0 1.2 to 3.3 1.2 to 3.3 0.010 to 0.27 0.33 0.39 to 1.5 0.010 to 0.33 0.39 to 1.5 0.010 to 0.10 0.12 to 0.47 0.010 to 0.10 0.12 to 0.47 0.0010 to 0.033 0.039 to 0.047 0.056 to 0.22 0.001 to 0.047 0.056 to 0.22 0.010 to 0.10 0.0010 to 0.022 0.010 to 0.068 0.010 to 0.068 0.010 to 0.033 0.010 to 0.047 0.056 to 0.22 Taping style AD AS AB B C D E ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ ◯ Packing suffix Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo Ammo ( ) F3 ( ) F3 ( ) F3 R( ) F ( ) F3 ( ) F3 ( ) F3 R( ) F R( ) F ( ) F3 ( ) F3 R( ) F R( ) F ( ) F3 ( ) F3 ( ) F3 R( ) F R( ) F R( ) F R( ) F ( ) F6 R( ) F ( ) F6 R( ) F R( ) F Style AD AB B C D E spacing Lead spacing 5.0 mm 5.0 mm 5.0 mm 5.0 mm 7.5 mm 7.5 mm ✽ See the column “Rating · Dimensions · Quantity” for packing quantity Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 100 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K) Part No. ECQE1564◻F( ECQE1684◻F( ECQE1824◻F( ECQE1105◻F( ECQE1125◻F( ECQE1155◻F( ECQE1185◻F( ECQE1225◻F( ECQE1275◻F( ECQE1335◻F( ECQE1395◻F( ECQE1475◻F( ECQE1565◻F( ECQE1685◻F( ECQE1825◻F( ECQE1106◻F( ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) Dimensions (mm) H max. F S G max. Straight Crimped lead Straight Crimped lead Straight 5.5 10.9 15.9 10.0 10.0 1.0 6.0 11.9 16.9 10.0 10.0 1.0 6.0 13.5 18.5 10.0 10.0 1.0 6.7 14.0 19.0 10.0 10.0 1.0 5.5 12.8 17.8 15.0 10.0 1.0 6.0 13.4 18.4 15.0 10.0 1.0 6.5 14.4 19.4 15.0 10.0 1.0 7.0 15.0 20.0 15.0 10.0 1.0 8.0 15.8 20.8 15.0 10.0 1.0 8.5 16.5 21.5 15.0 10.0 1.0 7.0 16.4 21.4 22.5 15.0 1.0 7.5 17.0 22.0 22.5 15.0 1.0 8.3 17.5 22.5 22.5 15.0 1.0 9.0 18.5 23.5 22.5 15.0 1.0 10.0 20.0 25.0 22.5 15.0 1.5 11.5 21.0 26.0 22.5 15.0 1.5 Cap. (μF) L max. T max. fd 0.56 0.68 0.82 1.0 1.2 1.5 1.8 2.2 2.7 3.3 3.9 4.7 5.6 6.8 8.2 10.0 0.6 0.6 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 12.0 12.0 12.0 12.0 18.5 18.5 18.5 18.5 18.5 18.5 26.0 26.0 26.0 26.0 26.0 26.0 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type Min. order Q'ty Taping Bulk Standard 5 mm Odd size 5 mm Odd size 7.5 mm Straight ·Crimped lead 500 – – 1,000 600 500 500 500 – 400 – 400 – Type D : 0.56 μF to 1.0 μF Type B : 1.2 μF to 10.0 μF Rating · Dimensions · Quantity ● Rated voltage : 250 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K) Cap. (μF) L max. T max. Part No. ECQE2103◻F( ECQE2123◻F( ECQE2153◻F( ECQE2183◻F( ECQE2223◻F( ECQE2273◻F( ECQE2333◻F( ECQE2393◻F( ECQE2473◻F( ECQE2563◻F( ECQE2683◻F( ECQE2823◻F( ECQE2104◻F( ECQE2124◻F( ECQE2154◻F( ECQE2184◻F( ECQE2224◻F( ECQE2274◻F( ECQE2334◻F( ECQE2394◻F( ECQE2474◻F( ECQE2564◻F( ECQE2684◻F( ECQE2824◻F( ECQE2105◻F( ECQE2125◻F( ECQE2155◻F( ECQE2185◻F( ECQE2225◻F( ECQE2275◻F( ECQE2335◻F( ECQE2395◻F( ECQE2475◻F( ECQE2565◻F( ECQE2685◻F( ECQE2825◻F( ECQE2106◻F( ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 0.082 0.10 0.12 0.15 0.18 0.22 0.27 0.33 0.39 0.47 0.56 0.68 0.82 1.0 1.2 1.5 1.8 2.2 2.7 3.3 3.9 4.7 5.6 6.8 8.2 10.0 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 12.0 12.0 12.0 12.0 18.5 18.5 18.5 18.5 18.5 18.5 18.5 18.5 26.0 26.0 26.0 26.0 26.0 26.0 31.0 31.0 31.0 31.0 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type 4.3 4.4 4.4 4.4 4.4 4.4 4.5 4.5 4.5 4.8 4.5 4.9 5.8 6.0 6.0 5.0 5.5 6.0 6.5 4.9 5.3 5.5 6.0 6.5 7.4 8.0 9.0 7.5 8.5 9.4 10.3 11.0 12.0 11.8 13.0 14.3 15.9 Dimensions (mm) H max. F S G max. Straight Crimped lead Straight Crimped lead Straight 7.4 12.4 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.9 12.9 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 8.0 13.0 7.5 7.5 1.0 8.4 13.4 7.5 7.5 1.0 9.0 14.0 7.5 7.5 1.0 10.8 15.8 7.5 7.5 1.0 10.3 15.3 10.0 10.0 1.0 10.5 15.5 10.0 10.0 1.0 11.5 16.5 10.0 10.0 1.0 12.0 17.0 10.0 10.0 1.0 12.0 17.0 15.0 10.0 1.0 12.5 17.5 15.0 10.0 1.0 13.0 18.0 15.0 10.0 1.0 13.5 18.5 15.0 10.0 1.0 14.5 19.5 15.0 10.0 1.0 15.0 20.0 15.0 10.0 1.0 15.9 20.9 15.0 10.0 1.0 16.8 21.8 15.0 10.0 1.0 15.5 20.5 22.5 15.0 1.0 16.3 21.3 22.5 15.0 1.0 17.0 22.0 22.5 15.0 1.0 18.0 23.0 22.5 15.0 1.5 20.5 25.5 22.5 15.0 1.5 21.5 26.5 22.5 15.0 1.5 21.0 26.0 27.5 22.5 1.5 22.4 27.4 27.5 22.5 1.5 23.5 28.5 27.5 22.5 1.5 25.8 30.8 27.5 22.5 1.5 fd 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 Min. order Q'ty Taping Bulk Standard 5 mm Odd size 5 mm Odd size 7.5 mm Straight Crimped lead 1000 – 1000 500 500 1000 500 500 500 400 400 300 – – – 400 300 400 Type D : 0.010 μF to 0.33 μF Type B : 0.39 μF to 10.0 μF Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 400 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K) Cap. (μF) L max. T max. Part No. ECQE4103◻F( ECQE4123◻F( ECQE4153◻F( ECQE4183◻F( ECQE4223◻F( ECQE4273◻F( ECQE4333◻F( ECQE4393◻F( ECQE4473◻F( ECQE4563◻F( ECQE4683◻F( ECQE4823◻F( ECQE4104◻F( ECQE4124◻F( ECQE4154◻F( ECQE4184◻F( ECQE4224◻F( ECQE4274◻F( ECQE4334◻F( ECQE4394◻F( ECQE4474◻F( ECQE4564◻F( ECQE4684◻F( ECQE4824◻F( ECQE4105◻F( ECQE4125◻F( ECQE4155◻F( ECQE4185◻F( ECQE4225◻F( ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 0.082 0.10 0.12 0.15 0.18 0.22 0.27 0.33 0.39 0.47 0.56 0.68 0.82 1.0 1.2 1.5 1.8 2.2 10.3 10.3 10.3 10.3 10.3 10.3 10.3 12.0 12.0 12.0 12.0 12.0 12.0 18.5 18.5 18.5 18.5 18.5 18.5 18.5 18.5 26.0 26.0 26.0 26.0 26.0 31.0 31.0 31.0 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type 4.3 4.4 4.4 4.4 4.8 5.5 6.0 4.9 5.0 5.0 5.4 5.8 6.3 5.0 5.0 5.4 5.9 6.5 7.0 7.5 7.8 6.5 7.0 7.9 8.5 9.5 9.5 11.0 11.0 Dimensions (mm) H max. F S G max. Crimped Crimped Straight Straight Straight lead lead 7.4 12.4 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.9 12.9 7.5 7.5 1.0 8.0 13.0 7.5 7.5 1.0 9.0 14.0 7.5 7.5 1.0 8.0 13.0 10.0 10.0 1.0 8.3 13.3 10.0 10.0 1.0 10.0 15.0 10.0 10.0 1.0 10.5 15.5 10.0 10.0 1.0 11.0 16.0 10.0 10.0 1.0 12.0 17.0 10.0 10.0 1.0 10.0 15.0 15.0 10.0 1.0 12.4 17.4 15.0 10.0 1.0 12.5 17.5 15.0 10.0 1.0 13.0 18.0 15.0 10.0 1.0 14.3 19.3 15.0 10.0 1.0 14.9 19.9 15.0 10.0 1.0 15.4 20.4 15.0 10.0 1.0 17.0 22.0 15.0 10.0 1.0 16.0 21.0 22.5 15.0 1.0 16.5 21.5 22.5 15.0 1.0 17.3 22.3 22.5 15.0 1.0 18.0 23.0 22.5 15.0 1.0 18.9 23.9 22.5 15.0 1.0 19.0 24.0 27.5 22.5 1.0 20.5 25.5 27.5 22.5 1.5 22.0 27.0 27.5 22.5 1.5 fd 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 Min. order Q'ty Taping Bulk Standard Odd size Odd size Straight · 5 mm 5 mm 7.5 mm Crimped lead 1000 – 1000 500 500 500 500 400 – – – Type D : 0.010 μF to 0.10 μF Type B : 0.12 μF to 2.2 μF Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 630 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K) Cap. (μF) L max. T max. Part No. ECQE6102◻F( ECQE6122◻F( ECQE6152◻F( ECQE6182◻F( ECQE6222◻F( ECQE6272◻F( ECQE6332◻F( ECQE6392◻F( ECQE6472◻F( ECQE6562◻F( ECQE6682◻F( ECQE6822◻F( ECQE6103◻F( ECQE6123◻F( ECQE6153◻F( ECQE6183◻F( ECQE6223◻F( ECQE6273◻F( ECQE6333◻F( ECQE6393◻F( ECQE6473◻F( ECQE6563◻F( ECQE6683◻F( ECQE6823◻F( ECQE6104◻F( ECQE6124◻F( ECQE6154◻F( ECQE6184◻F( ECQE6224◻F( ECQE6274◻F( ECQE6334◻F( ECQE6394◻F( ECQE6474◻F( ECQE6564◻F( ECQE6684◻F( ECQE6824◻F( ECQE6105◻F( ECQE6125◻F( ECQE6155◻F( ECQE6185◻F( ECQE6225◻F( ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) 0.0010 0.0012 0.0015 0.0018 0.0022 0.0027 0.0033 0.0039 0.0047 0.0056 0.0068 0.0082 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 0.082 0.10 0.12 0.15 0.18 0.22 0.27 0.33 0.39 0.47 0.56 0.68 0.82 1.0 1.2 1.5 1.8 2.2 10.0 10.0 10.0 10.0 10.0 10.0 10.0 10.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 12.0 18.5 18.5 18.5 18.5 18.5 18.5 18.5 18.5 26.0 26.0 26.0 26.0 26.0 26.0 31.0 31.0 31.0 31.0 31.0 31.0 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 4.9 4.5 4.5 4.5 5.0 4.9 5.3 5.5 6.0 6.0 6.5 5.4 5.8 6.5 6.3 6.3 7.5 8.0 9.0 7.0 7.8 8.5 9.3 10.0 11.5 11.3 12.5 13.5 15.3 16.8 19.5 Dimensions (mm) H max. F S G max. Crimped Crimped Straight Straight Straight lead lead 9.5 14.5 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 7.5 5.0 1.0 10.0 15.0 10.0 7.5 1.0 10.0 15.0 10.0 7.5 1.0 10.0 15.0 10.0 7.5 1.0 10.0 15.0 10.0 7.5 1.0 7.5 12.5 10.0 10.0 1.0 7.8 12.8 10.0 10.0 1.0 8.2 13.2 10.0 10.0 1.0 10.0 15.0 10.0 10.0 1.0 10.5 15.5 10.0 10.0 1.0 10.9 15.9 10.0 10.0 1.0 11.9 16.9 10.0 10.0 1.0 13.4 18.4 10.0 10.0 1.0 13.5 18.5 10.0 10.0 1.0 10.5 15.5 15.0 10.0 1.0 11.0 16.0 15.0 10.0 1.0 12.0 17.0 15.0 10.0 1.0 14.0 19.0 15.0 10.0 1.0 14.5 19.5 15.0 10.0 1.0 15.4 20.4 15.0 10.0 1.0 16.0 21.0 15.0 10.0 1.0 16.5 21.5 15.0 10.0 1.0 16.5 21.5 22.5 15.0 1.0 17.0 22.0 22.5 15.0 1.0 17.9 22.9 22.5 15.0 1.0 18.5 23.5 22.5 15.0 1.0 20.0 25.0 22.5 15.0 1.5 21.0 26.0 22.5 15.0 1.5 20.5 25.5 27.5 22.5 1.5 21.9 26.9 27.5 22.5 1.5 23.0 28.0 27.5 22.5 1.5 24.7 29.7 27.5 22.5 1.5 27.0 32.0 27.5 22.5 1.5 29.0 34.0 27.5 22.5 1.5 fd 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 Min. order Q'ty Taping Bulk Standard Odd size Odd size Straight Crimped lead 5 mm 5 mm 7.5 mm 1000 – 1000 500 500 1000 500 500 500 400 400 300 – – – 400 300 400 300 Type D : 0.010 μF to 0.047 μF Type B : 0.0010 μF to 0.0082 μF 0.056 μF to 2.2 μF Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 1000 V.DC, Note) 125 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K) Part No. ECQE10103◻F( ECQE10123◻F( ECQE10153◻F( ECQE10183◻F( ECQE10223◻F( ECQE10273◻F( ECQE10333◻F( ECQE10393◻F( ECQE10473◻F( ECQE10563◻F( ECQE10683◻F( ECQE10823◻F( ECQE10104◻F( ECQE10124◻F( ECQE10154◻F( ECQE10184◻F( ECQE10224◻F( ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) Cap. (μF) L max. T max. 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 0.082 0.10 0.12 0.15 0.18 0.22 15.5 15.5 15.5 15.5 15.5 21.0 21.0 21.0 21.0 21.0 21.0 21.0 21.0 26.0 26.0 26.0 26.0 6.0 6.0 7.0 7.5 7.5 6.0 6.5 7.0 7.5 7.5 8.5 9.0 10.0 9.0 10.0 10.5 12.0 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type Dimensions (mm) H max. F S Crimped Crimped Straight Straight lead lead 11.0 16.0 12.5 12.5 12.0 17.0 12.5 12.5 12.5 17.5 12.5 12.5 13.0 20.0 12.5 12.5 15.5 22.5 12.5 12.5 13.0 18.0 17.5 12.5 14.0 19.0 17.5 12.5 14.5 19.5 17.5 12.5 15.5 20.5 17.5 12.5 17.0 22.0 17.5 12.5 18.0 23.0 17.5 12.5 18.5 23.5 17.5 12.5 20.0 25.0 17.5 12.5 18.5 23.5 22.5 17.5 20.0 25.0 22.5 17.5 22.0 27.0 22.5 17.5 23.0 28.0 22.5 17.5 Min. order Q'ty Taping Bulk G max. Straight 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.5 1.5 1.5 fd 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 Straight · 7.5 mm Crimped lead 500 400 500 500 400 300 − Type D : 0.010 μF to 0.022 μF Type B : 0.027 μF to 0.22 μF Note) This type has two rated voltage, one is DC rated voltage another is AC rated voltage.. DC rated voltage is 1000 V.DC, AC rated voltage is 125 V.AC. Making for rated voltage is “1000 V, 125 V ” When capacitors use in secondary side of power source, and in case of applying voltage in altering current (50 Hz or 60 Hz sine wave) to a capacitor, please refer to the page of “Permissible voltage (R.M.S) in altering current corresponding to DC rated voltage”. When capacitors use in primary side of power source, the rated voltage is shown 125 V.AC. Voltage to be applied to capacitors in only sine wave (50 Hz or 60 Hz). AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”. And not complying with clause 2 of “Electrical Appliance and Material Safety Law”, in this case please use ECQUA type or ECQUL type. Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 1250 V.DC, Note) 125 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K) Cap. (μF) Part No. ECQE12102◻F( ECQE12122◻F( ECQE12152◻F( ECQE12182◻F( ECQE12222◻F( ECQE12272◻F( ECQE12332◻F( ECQE12392◻F( ECQE12472◻F( ECQE12562◻F( ECQE12682◻F( ECQE12822◻F( ECQE12103◻F( ECQE12123◻F( ECQE12153◻F( ECQE12183◻F( ECQE12223◻F( ECQE12273◻F( ECQE12333◻F( ECQE12393◻F( ECQE12473◻F( ECQE12563◻F( ECQE12683◻F( ECQE12823◻F( ECQE12104◻F( ECQE12124◻F( ECQE12154◻F( ECQE12184◻F( ECQE12224◻F( ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) 0.0010 0.0012 0.0015 0.0018 0.0022 0.0027 0.0033 0.0039 0.0047 0.0056 0.0068 0.0082 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 0.082 0.10 0.12 0.15 0.18 0.22 Dimensions (mm) H max. F S G max. L max. T max. Crimped Crimped Straight Straight Straight lead lead 15.5 6.0 11.0 16.0 12.5 10.0 1.0 15.5 6.0 11.0 16.0 12.5 10.0 1.0 15.5 6.0 11.0 16.0 12.5 10.0 1.0 15.5 6.0 11.0 16.0 12.5 10.0 1.0 15.5 6.0 11.5 16.5 12.5 10.0 1.0 15.5 6.5 12.0 17.0 12.5 10.0 1.0 15.5 6.0 11.5 16.5 12.5 10.0 1.0 15.5 6.5 12.0 17.0 12.5 10.0 1.0 15.5 7.0 12.5 17.5 12.5 10.0 1.0 15.5 7.5 13.0 18.0 12.5 10.0 1.0 15.5 7.5 15.0 20.0 12.5 10.0 1.0 21.0 5.0 12.0 17.0 17.5 12.5 1.0 21.0 5.0 12.5 17.5 17.5 12.5 1.0 21.0 5.5 13.0 18.0 17.5 12.5 1.0 21.0 6.0 13.5 18.5 17.5 12.5 1.0 21.0 6.5 14.5 19.5 17.5 12.5 1.0 21.0 7.0 15.0 20.0 17.5 12.5 1.0 26.0 6.0 15.5 20.5 22.5 17.5 1.0 26.0 6.5 16.0 21.0 22.5 17.5 1.0 26.0 7.0 16.5 21.5 22.5 17.5 1.0 26.0 8.0 17.0 22.0 22.5 17.5 1.0 31.0 7.5 17.0 22.0 27.5 22.5 1.0 31.0 8.0 17.5 22.5 27.5 22.5 1.0 31.0 9.0 18.5 23.5 27.5 22.5 1.0 31.0 10.0 19.5 24.5 27.5 22.5 1.0 31.0 11.5 20.5 25.5 27.5 22.5 1.5 31.0 12.0 23.0 28.0 27.5 22.5 1.5 31.0 13.0 24.5 29.5 27.5 22.5 1.5 31.0 14.5 26.5 31.5 27.5 22.5 1.5 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type fd 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 Min. order Q'ty Taping Bulk Crimped 7.5 mm Straight lead 500 400 500 500 500 − 400 Type D : 0.0010 μF to 0.0068 μF Type B : 0.0082 μF to 0.22 μF Note) This type has two rated voltage, one is DC rated voltage another is AC rated voltage. DC rated voltage is 1250 V.DC, AC rated voltage is 125 V.AC. Making for rated voltage is “1250 V, 125 V ” When capacitors use in secondary side of power source, and in case of applying voltage in altering current (50 Hz or 60 Hz sine wave) to a capacitor, please refer to the page of “Permissible voltage (R.M.S) in altering current corresponding to DC rated voltage”. When capacitors use in primary side of power source, the rated voltage is shown 125 V.AC. Voltage to be applied to capacitors in only sine wave (50 Hz or 60 Hz). AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”. And not complying with clause 2 of “Electrical Appliance and Material Safety Law”, in this case please use ECQUA type or ECQUL type. Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 125 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K) Noise suppression Capacitors (Across-the-line) Cap. (μF) L max. T max. Part No. ECQE1A103◻F( ECQE1A123◻F( ECQE1A153◻F( ECQE1A183◻F( ECQE1A223◻F( ECQE1A273◻F( ECQE1A333◻F( ECQE1A393◻F( ECQE1A473◻F( ECQE1A563◻F( ECQE1A683◻F( ) ) ) ) ) ) ) ) ) ) ) 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 10.5 10.5 10.5 10.5 10.5 10.5 10.5 10.5 10.5 10.5 10.5 4.5 4.4 4.4 4.4 4.4 4.4 4.5 4.5 5.5 5.9 6.3 Dimensions (mm) H max. F S G max. Crimped Crimped Straight Straight Straight lead lead 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.5 12.5 7.5 7.5 1.0 7.8 12.8 7.5 7.5 1.0 7.8 12.8 7.5 7.5 1.0 8.0 13.0 7.5 7.5 1.0 8.5 13.5 7.5 7.5 1.0 9.4 14.4 7.5 7.5 1.0 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type fd 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 Min. order Q'ty Taping Bulk Standard Odd size Odd size Straight · 5 mm 5 mm 7.5 mm Crimped lead 1000 – 1000 500 500 Type D : 0.010 μF to 0.068 μF Notice for AC rated AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”. As for clause 2 of “Electrical Appliance and Material Safety Law”, please use ECQUA type or ECQUL type. When using these capacitors as a across-the-line capacitor, it shall be required to follow either item 1. or item 2. condition. 1. Capacitor shall be connected in parallel with varistor (Specified varistor voltage in table 1.) 2. Voltage applied for capacitor shall not exceed other than specified in table 1, when using these capacitors Table 1 Capacitor rated voltage 125 V.AC Varistor voltage 250 V Pulse voltage 250 V0-P Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 Plastic Film Capacitors Rating · Dimensions · Quantity ● Rated voltage : 250 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K) Noise suppression Capacitors (Across-the-line) Cap. (μF) L max. T max. Part No. ECQE2A103◻F( ) ECQE2A123◻F( ) ECQE2A153◻F( ) ECQE2A183◻F( ) ECQE2A223◻F( ) ECQE2A273◻F( ) ECQE2A333◻F( ) ECQE2A393◻F( ) ECQE2A473◻F( ) ECQE2A563◻F( ) ECQE2A683◻F( ) ECQE2A823◻F( ) ECQE2A104◻F( ) ECQE2A124◻F( ) ECQE2A154◻F( ) ECQE2A184◻F( ) ECQE2A224◻F( ) ECQE2A274◻F( ) ECQE2A334◻F( ) ECQE2A394◻F( ) ECQE2A474◻F( ) ECQE2A564P( )( ) ECQE2A684P( )( ) ECQE2A824P( )( ) ECQE2A105P( )( ) ECQE2A125P( )( ) ECQE2A155P( )( ) ECQE2A185P( )( ) ECQE2A225P( )( ) 0.010 0.012 0.015 0.018 0.022 0.027 0.033 0.039 0.047 0.056 0.068 0.082 0.10 0.12 0.15 0.18 0.22 0.27 0.33 0.39 0.47 0.56 0.68 0.82 1.0 1.2 1.5 1.8 2.2 12.5 12.5 12.5 12.5 12.5 12.5 12.5 12.5 12.5 18.5 18.5 18.5 18.5 18.5 18.5 18.5 18.5 26.0 26.0 26.0 26.0 26.0 26.0 26.0 31.0 31.0 31.0 31.0 31.0 5.5 6.0 6.3 6.0 6.0 5.5 6.0 6.0 6.5 5.4 5.8 6.3 6.3 6.8 7.5 8.0 9.0 7.0 7.8 8.5 9.3 10.0 11.5 13.0 12.5 13.5 15.3 16.8 19.5 Dimensions (mm) H max. F S G max. Crimped Crimped Straight Straight Straight lead lead 10.8 15.8 10.0 10.0 1.0 11.5 16.5 10.0 10.0 1.0 9.9 14.9 10.0 10.0 1.0 11.9 16.9 10.0 10.0 1.0 11.5 16.5 10.0 10.0 1.0 10.9 15.9 10.0 10.0 1.0 11.9 16.9 10.0 10.0 1.0 13.4 18.4 10.0 10.0 1.0 14.4 19.4 10.0 10.0 1.0 10.5 15.5 15.0 10.0 1.0 11.0 16.0 15.0 10.0 1.0 12.0 17.0 15.0 10.0 1.0 14.0 19.0 15.0 10.0 1.0 14.5 19.5 15.0 10.0 1.0 15.4 20.4 15.0 10.0 1.0 16.0 21.0 15.0 10.0 1.0 16.9 21.9 15.0 10.0 1.0 16.5 21.5 22.5 15.0 1.0 17.0 22.0 22.5 15.0 1.0 17.9 22.9 22.5 15.0 1.0 18.5 23.5 22.5 15.0 1.0 20.0 − 22.5 − 1.0 21.0 − 22.5 − 1.0 22.5 − 22.5 − 1.0 21.9 − 27.5 − 1.5 23.0 − 27.5 − 1.5 24.7 − 27.5 − 1.5 27.0 − 27.5 − 1.5 29.0 − 27.5 − 1.5 ✽ ◻ : Capacitance tolerance code ( ) : Suffix for lead crimped or taped type 0d 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 Min. order Q'ty Taping Bulk Standard Odd size Crimped Straight 5 mm 7.5 mm lead 500 1000 500 500 500 400 300 − − 300 400 300 Type D : 0.010 μF to 0.047 μF Type B : 0.056 μF to 0.47 μF ✽ Please consult us about Crimped lead type of 0.56 μF to 2.2 μF. Notice for AC rated AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”. As for clause 2 of “Electrical Appliance and Material Safety Law”, please use ECQUA type or ECQUL type. When using these capacitors as a across-the-line capacitor, it shall be required to follow either item 1. or item 2. condition. 1. Capacitor shall be connected in parallel with varistor (Specified varistor voltage in table 1.) 2. Voltage applied for capacitor shall not exceed other than specified in table 1, when using these capacitors Table 1 Capacitor rated voltage 250 V.AC Varistor voltage 470 V Pulse voltage 630 V0-P Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 02 Sep. 2017 *XLGHOLQHVDQGSUHFDXWLRQVUHJDUGLQJWKH WHFKQLFDOLQIRUPDWLRQDQGXVHRIRXUSURGXFWV GHVFULEHGLQWKLVRQOLQHFDWDORJ ‫ٹ‬,I\RXZDQWWRXVHRXUSURGXFWVGHVFULEHGLQWKLVRQOLQHFDWDORJIRUDSSOLFDWLRQVUHTXLULQJ VSHFLDOTXDOLWLHVRUUHOLDELOLW\RUIRUDSSOLFDWLRQVZKHUHWKHIDLOXUHRUPDOIXQFWLRQRIWKH SURGXFWVPD\GLUHFWO\MHRSDUGL]HKXPDQOLIHRUSRWHQWLDOO\FDXVHSHUVRQDOLQMXU\ HJDLUFUDIWDQGDHURVSDFHHTXLSPHQWWUDIILFDQGWUDQVSRUWDWLRQHTXLSPHQWFRPEXVWLRQ HTXLSPHQWPHGLFDOHTXLSPHQWDFFLGHQWSUHYHQWLRQDQWLFULPHHTXLSPHQWDQGRUVDIHW\ HTXLSPHQWLWLVQHFHVVDU\WRYHULI\ZKHWKHUWKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFK DSSOLFDWLRQV3OHDVHHQVXUHWKDW\RXZLOODVNDQGFKHFNZLWKRXULQTXLU\GHVNDVWRZKHWKHU WKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFKDSSOLFDWLRQVXVHEHIRUH\RXXVHRXUSURGXFWV ‫ٹ‬7KHTXDOLW\DQGSHUIRUPDQFHRIRXUSURGXFWVDVGHVFULEHGLQWKLVRQOLQHFDWDORJRQO\DSSO\ WRRXUSURGXFWVZKHQXVHGLQLVRODWLRQ7KHUHIRUHSOHDVHHQVXUH\RXHYDOXDWHDQGYHULI\ RXUSURGXFWVXQGHUWKHVSHFLILFFLUFXPVWDQFHVLQZKLFKRXUSURGXFWVDUHDVVHPEOHGLQ\RXU RZQSURGXFWVDQGLQZKLFKRXUSURGXFWVZLOODFWXDOO\EHXVHG ‫ٹ‬,I\RXXVHRXUSURGXFWVLQHTXLSPHQWWKDWUHTXLUHVDKLJKGHJUHHRIUHOLDELOLW\UHJDUGOHVV RIWKHDSSOLFDWLRQLWLVUHFRPPHQGHGWKDW\RXVHWXSSURWHFWLRQFLUFXLWVDQGUHGXQGDQF\ FLUFXLWVLQRUGHUWRHQVXUHVDIHW\RI\RXUHTXLSPHQW ‫ٹ‬7KHSURGXFWVDQGSURGXFWVSHFLILFDWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJDUHVXEMHFWWR FKDQJHIRULPSURYHPHQWZLWKRXWSULRUQRWLFH7KHUHIRUHSOHDVHEHVXUHWRUHTXHVWDQG FRQILUPWKHODWHVWSURGXFWVSHFLILFDWLRQVZKLFKH[SODLQWKHVSHFLILFDWLRQVRIRXUSURGXFWVLQ GHWDLOEHIRUH\RXILQDOL]HWKHGHVLJQRI\RXUDSSOLFDWLRQVSXUFKDVHRUXVHRXUSURGXFWV ‫ٹ‬7KHWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQHFDWDORJSURYLGHVH[DPSOHVRIRXUSURGXFWV  W\SLFDORSHUDWLRQVDQGDSSOLFDWLRQFLUFXLWV:HGRQRWJXDUDQWHHWKHQRQLQIULQJHPHQWRI WKLUGSDUW\ VLQWHOOHFWXDOSURSHUW\ULJKWVDQGZHGRQRWJUDQWDQ\OLFHQVHULJKWRULQWHUHVW LQRXULQWHOOHFWXDOSURSHUW\ ‫ٹ‬,IDQ\RIRXUSURGXFWVSURGXFWVSHFLILFDWLRQVDQGRUWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQH FDWDORJLVWREHH[SRUWHGRUSURYLGHGWRQRQUHVLGHQWVWKHODZVDQGUHJXODWLRQVRIWKH H[SRUWLQJFRXQWU\HVSHFLDOO\ZLWKUHJDUGWRVHFXULW\DQGH[SRUWFRQWUROVKDOOEHREVHUYHG 5HJDUGLQJWKH&HUWLILFDWHRI&RPSOLDQFHZLWK WKH(85R+6'LUHFWLYH5($&+5HJXODWLRQV! ‫ٹ‬7KHVZLWFKRYHUGDWHIRUFRPSOLDQFHZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQVYDULHV GHSHQGLQJRQWKHSDUWQXPEHURUVHULHVRIRXUSURGXFWV ‫ٹ‬:KHQ\RXXVHWKHLQYHQWRU\RIRXUSURGXFWVIRUZKLFKLWLVXQFOHDUZKHWKHUWKRVHSURGXFWV DUHFRPSOLDQWZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQSOHDVHVHOHFW6DOHV,QTXLU\LQWKH ZHEVLWHLQTXLU\IRUPDQGFRQWDFWXV :HGRQRWWDNHDQ\UHVSRQVLELOLW\IRUWKHXVHRIRXUSURGXFWVRXWVLGHWKHVFRSHRIWKH VSHFLILFDWLRQVGHVFULSWLRQVJXLGHOLQHVDQGSUHFDXWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJ 2FW 3ODVWLF)LOP&DSDFLWRUV 35(&$87,21$1':$51,1* ‫ ٴ‬3OHDVHFRQVXOWXVLQFDVHWKDWGHPDQGWKHVSHFLILFDWLRQRIRXUFRPSDQ\ZLWKRXWIDLODQGGRWKHFRQILUPDWLRQRI WKHXVHFRQGLWLRQDQGWKDWH[FHHGVWKHHQWU\YDOXHDQGEHLQGLVWLQFWZKHQ\RXXVHLW ‫ ٴ‬7KHILOPFDSDFLWRUVFRQWDLQDILOPEDVHGGLHOHFWULFZKLFKPD\EHIODPPDEOHXQGHUFHUWDLQRSHUDWLQJFRQGLWLRQV :KHQLQXVHWKH\FDQHLWKHUHPLWVPRNHDQGRULJQLWHVKRXOGWKHSURGXFWEHGHIHFWLYH,WLVUHFRPPHQGHG FRYHULQJWKHVXUURXQGLQJUHVLQZLWKIODPHUHVLVWDQWPDWHULDOVRUFDVHDVQHHGHGSDUWLFXODUO\ ‫ ٴ‬,QWKHHYHQWRIWURXEOHVRIRWKHUSDUWVRQWKHFLUFXLWVXFKDVVKRUWHQLQJDQGRSHQLQJSURYLGHZLWKSURSHUPHDQV IRUSUHYHQWLQJH[FHVVLYHYROWDJHFXUUHQWRUWHPSHUDWXUHH[FHHGLQJWKHUDWLQJIURPEHLQJDSSOLHGWRWKHILOP FDSDFLWRU ‫ ٴ‬3ULRUWRXVHSOHDVHPDNHVXUHWKDWIDLOXUHRIWKHILOPFDSDFLWRUVGRHVQRWKDYHDQ\QHJDWLYHHIIHFWVRQRWKHU VXUURXQGLQJHOHFWURQLFFLUFXLWFRPSRQHQWVDQGGHYLFHVWKDWZRXOGSRVVLEO\FDXVHGDPDJH3URSHUVDIHW\ PHDVXUHVVKRXOGEHWDNHQXVLQJIDLOVDIHSURWHFWLYHFLUFXLWGHVLJQVWRKHOSSUHYHQWRWKHUGHYLFHVRIEHFRPLQJ XQVDIH ([DPSOH D6WDWHLQZKLFKEDVLFSHUIRUPDQFHRIDXWRPRELOHVUXQWXUQDQGVWRS E)DOVHRSHUDWLRQV F6PRNHHPLVVLRQLJQLWLRQV ‫ ٴ‬7KH)LOP&DSDFLWRUOLVWHGLQWKLVFDWDORJH[FHSWIRUDXWRPRWLYHVHULHVDUHGHVLJQHGDQGPDQXIDFWXUHG VSHFLILFDOO\IRUJHQHUDOHOHFWURQLFGHYLFHVLQFOXGLQJDXGLRYLGHRHTXLSPHQWKRPHDSSOLDQFHRIILFHHTXLSPHQW DQGGDWDFRPPXQLFDWLRQHTXLSPHQWHWF$FFRUGLQJO\LWLVVWURQJO\UHFRPPHQGHGWKDWWKHXVHUFRQWDFWXVLQ DGYDQFHLWWKHSDUWVDUHWREHXVHGIRUWKHIROORZLQJGHYLFHVLWHPVZKLFKUHTXLUHKDYLQJDGYDQFHG VHFXULW\PHDVXUHV7KHFDSDFLWRUIRUDXWRPRWLYHFDQEHXVHGIRUDXWRPRELOHVVXFKDV[(9 7UDQVSRUW(TXLSPHQWPRWRUYHKLFOHVDLUSODQHVWUDLQVVKLSVWUDIILFVLJQDOFRQWUROOHUV 0HGLFDO(TXLSPHQWOLIHVXSSRUWHTXLSPHQWSDFHPDNHUVIRUWKHKHDUWGLDO\VLVFRQWUROOHUV $LUFUDIW(TXLSPHQW$HURVSDFH(TXLSPHQWDLUSODQHVDUWLILFLDOVDWHOOLWHVURFNHWVHWF 6XEPDULQH(TXLSPHQWVXEPDULQHUHSHDWLQJHTXLSPHQWHWF *HQHUDWLRQ&RQWURO(TXLSPHQWHTXLSPHQWIRUDWRPLFK\GUDXOLFKHDWSRZHUSODQWV ,QIRUPDWLRQ3URFHVVLQJ(TXLSPHQWODUJHVFDOHFRPSXWHUV\VWHP (OHFWULF+HDWLQJ$SSOLDQFH%XUQLQJ$SSDUDWXV 5RWDU\0RWLRQ(TXLSPHQW 6HFXULW\6\VWHPV 5RERWV /LJKWLQJ(TXLSPHQW $QGDQ\VLPLODUW\SHVRIHTXLSPHQW ‫ ٴ‬,IXVHGLQDVSHFLILFDSSOLDQFHWKDWUHTXLUHVDQH[WUHPHO\KLJKUHOLDELOLW\GLUHFWO\UHODWLQJZLWKDQ\OLIHVXSSRUWLQJ HTXLSPHQWOLNHHOHFWURQLFDYLDWLRQFRQWUROOHUVDXWRPRWLYHGULYLQJFRQWUROOHUVDQGHQJLQHFRQWUROOHUVSOHDVH FRQVXOWXVDQGXVHZLWKLQWKHFRQGLWLRQVGHVLJQDWHGLQWKHVSHFLILFDWLRQ+RZHYHUWKHFKLSW\SHFDSDFLWRUVKRXOG QRWEHXVHGLQWKHVHDSSOLDQFHV 1RWH ‫؝‬7HFKQLFDOLQIRUPDWLRQLQWKLVFDWDORJLVLQWHQGHGWRFRQYH\H[DPSOHVRIW\SLFDOSHUIRUPDQFHVDQGRU DSSOLFDWLRQVDQGLVQRWLQWHQGHGWRFRQYH\SDWHQWVULJKWVLIDQ\ ‫)؝‬RUWKHSURGXFWVZKLFKDUHFRQWUROOHGLWHPVVXEMHFWWRWKH)RUHLJQ([FKDQJHDQG)RUHLJQ7UDGH&RQWURO/DZ WKHH[SRUWSHUPLVVLRQDFFRUGLQJWRWKH/DZLVQHFHVVDU\ ‫؝‬1RWHRIR]RQHGHSOHWLQJVXEVWDQFHVRIFODVV2'6XQGHUWKH0RQWUHDO3URWRFROLVXVHGLQPDQXIDFWXULQJ SURFHVVRI'HYLFH6ROXWLRQV%XVLQHVV'LYLVLRQ3DQDVRQLF&RUSRUDWLRQ 6HS 3ODVWLF)LOP&DSDFLWRUV *XLGHOLQHVDQGSUHFDXWLRQV&RPPRQ 7DUJHWSURGXFW(&4(岝(&:)岝(&:+岝(&48岝(&+8岝(&:8岝(&38 2SHUDWLQJYROWDJH )RUWKHILOPFDSDFLWRUYDULHVWKHPD[LPXPDSSOLFDEOHYROWDJHGHSHQGLQJRQWKHDSSOLHGYROWDJHZDYHIRUPFXUUHQW ZDYHIRUPIUHTXHQF\DPELHQWWHPSHUDWXUHFDSDFLWRUVXUIDFHWHPSHUDWXUHFDSDFLWDQFHYDOXHHWF8VHZLWKLQ WKHVSHFLILHGYDOXHVE\FKHFNLQJWKHYROWDJHZDYHIRUPFXUUHQWZDYHIRUPDQGIUHTXHQF\DSSOLHGWRERWKHQGVRI WKHFDSDFLWRUSULRUWRXVH,QWKHFDVHRIKLJKIUHTXHQF\WKHSHUPLVVLEOHYROWDJHYDULHVZLWKWKHW\SHRIWKH FDSDFLWRU)RUGHWDLOVSOHDVHVHHWKHUHOHYDQWVSHFLILFDWLRQV   5DWHGYROWDJH1RWH ‫ ٴ‬7KHUDWHGYROWDJHUHIHUVWRWKHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\ZLWKLQWKHFDWHJRU\ WHPSHUDWXUHUDQJH,IXVHGEH\RQGWKHUDWLQJLWPD\LQGXFHLQVXODWLRQEUHDNGRZQRIWKHILOPDQGFDXVHVKRUW FLUFXLW7KHSURGXFWOLIHWLPHDEXWWKHPD[LPXPUDWHGFRQGLWLRQGHSHQGVRQWKHNLQGRIWKHFDSDFLWRU ‫ ٴ‬,QDPHWDOL]HGFDSDFLWRUZKLFKKDVDVHOIKHDOLQJDFWLRQVKRUWFLUFXLWRURWKHUIDLOXUHPD\QRWRFFXU LPPHGLDWHO\DIWHUDSSOLFDWLRQRIDYROWDJHRYHUWKHUDWHGYROWDJHEXWWKHLQVXODWLRQUHVLVWDQFHLVORZHUHGDQG LWPD\OHDGWRVPRNHRUILUHGHSHQGLQJRQWKHFLUFXLWFRQGLWLRQV ‫ ٴ‬$QRLVHVXSSUHVVLRQFDSDFLWRU$&UDWHGYROWDJHVKRXOGQRWEHXVHGDWKLJKIUHTXHQF\FLUFXLW 6PRNHDQGLJQLWLRQPD\EHFDXVHGE\FRQGLWLRQVIRUXVH ‫ ٴ‬7KHUDWHGYROWDJHRIWKHFDSDFLWRUIRUHOHFWURQLFDSSOLDQFHLVXVXDOO\LQGLFDWHGLQWKH'&YROWDJHH[FHSWIRU VSHFLDOSXUSRVHV   'HUDWLQJRIUDWHGYROWDJHZKHUHRSHUDWLQJWHPSHUDWXUHLVKLJK ,QILOPFDSDFLWRUVWKHXVDEOHXSSHUOLPLWWHPSHUDWXUHWKHFDSDFLWRUVXUIDFHWHPSHUDWXUHLVGHWHUPLQHGE\ WKHNLQGRIGLHOHFWULFPDWHULDOV :KHQXVHGEH\RQGWKHUDWHGXSSHUOLPLWWHPSHUDWXUHXVDEOHXSSHUOLPLWWHPSHUDWXUHLWLVQHFHVVDU\WR YROWDJHGHUDWHWKHLQFHUWDLQW\SHVPRGHOVZKLOHRWKHUW\SHVPRGHOVFDQQRWEHXVHGEH\RQGWKHUDWHG XSSHUOLPLWWHPSHUDWXUH%HVXUHWRFRQILUPWKHW\SHRIFDSDFLWRUVEHIRUHXVLQJDQGZKHQXVLQJEH\RQGWKH UDWHGXSSHUOLPLWWHPSHUDWXUHEHVXUHWRUHGXFHWKHYROWDJHDQGPDNHVXUHWKHFDSDFLWRUVXUIDFH WHPSHUDWXUHLVZLWKLQWKHXVDEOHXSSHUOLPLWWHPSHUDWXUHDVEHORZ:KHQXVLQJDWKLJKIUHTXHQF\KRZHYHU VLQFHWKHFDSDFLWRULWVHOIKDVLWVRZQWHPSHUDWXUHULVHDQGKHQFHWKHIROORZLQJGHUDWLQJUDWLRFDQQRWEH DSSOLHG 6HS 3ODVWLF)LOP&DSDFLWRUV ٛ5DWHGXSSHUOLPLWWHPSHUDWXUH8SSHUFDWHJRU\WHPSHUDWXUHDQGGHUDWLQJUDWLRRIXSSHUFDWHJRU\ WHPSHUDWXUHE\W\SHVLQ'&XVHٜ‫[(ق‬DPSOH‫ك‬ 5DWHGXSSHU 5DWHGYROWDJHE\WKH 8SSHUFDWHJRU\ OLPLW WHPSHUDWXUHEH\RQG5DWHG WHPSHUDWXUH WHPSHUDWXUH XSSHUOLPLWWHPSHUDWXUH 7\SH 'LHOHFWULF (&4() 3RO\HVWHU3(7 ٦ ٦ ٦ ٦ ٦ 1RQHHGGHUDWLQJRIUDWHG YROWDJH ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ (&:8; ٦ ٦ 1RQHHGGHUDWLQJRIUDWHG YROWDJH (&:8& ٦ ٦ ٦ ٦ ٦ 1RQHHGGHUDWLQJRIUDWHG YROWDJH ٦ ٦ 1RQHHGGHUDWLQJRIUDWHG YROWDJH ٦ ٦ ٦ (&+8& ٦ ٦ 1RQHHGGHUDWLQJRIUDWHG YROWDJH (&38$ ٦ ٦ 1RQHHGGHUDWLQJRIUDWHG YROWDJH (&4(% (&4(7 (&:)$UDWHGYROWDJH'&9 (&:)/ (&:+$ (&:+& (&:)$UDWHGYROWDJH'&9 3RO\SURS\OHQH33 (&:)$UDWHGYROWDJH'&9 (&:+9 (&:)(岜UDWHGYROWDJH'&9 (&:)'岜UDWHGYROWDJH'&9 (&:)(岜UDWHGYROWDJH'&9 (&:)'岜UDWHGYROWDJH'&9 (&:)*岜UDWHGYROWDJH'&9 SRO\HWK\OHQH QDSKWKDODWH336 (&:89 (&+8;UDWHGYROWDJH'&9 (&+8;UDWHGYROWDJH'&9 ‫ق‬FDSDFLWDQFH̭)‫ك)̭ع‬ (&+8;UDWHGYROWDJH'&9 SRO\SKHQ\OHQH VXOILGH336 ‫ق‬FDSDFLWDQFH̭)‫ك)̭ع‬ $FU\OLFUHVLQ 嵣 7KH$&UDWHGYROWDJHLWHPVDUHXQQHFHVVDU\IRUYROWDJHGHUDWLQJE\WKHWHPSHUDWXUH 5DWHGXSSHUOLPLWWHPSHUDWXUH7KHXSSHUOLPLWWHPSHUDWXUHZKLFKFDQ WUHGXFHWKHYROWDJHDQGFDQXVH FRQWLQXRXVO\LQFOXGLQJRZQWHPSHUDWXUHULVH 8SSHUFDWHJRU\WHPSHUDWXUH7KHXSSHUOLPLWWHPSHUDWXUHZKLFKFDQUHGXFHWKHYROWDJHDQGXVH FRQWLQXRXVO\LQFOXGLQJRZQWHPSHUDWXUHULVH ‫[( ە‬DPSOH'HUDWLQJRIUDWHGYROWDJHWRRSHUDWLQJWHPSHUDWXUH5DWHGXSSHUOLPLWWHPSHUDWXUH٦8SSHU 9ROW 3HUFHQWDJHWRWKHUDWHG FDWHJRU\WHPSHUDWXUH٦'HUDWLQJRIUDWHGYROWDJHWRZKLFKLV٦DWPRUHWKDQ٦ &DS6XUIDFH7HPS٦ 6HS 3ODVWLF)LOP&DSDFLWRUV   3HUPLVVLEOHYROWDJH506LQFXUUHQWFRUUHVSRQGLQJWR'&5DWHG9ROWDJH ‫ ٴ‬$QRLVHVXSSUHVVLRQFDSDFLWRU$&UDWHGYROWDJHVKRXOGEHXVHGDWWKHSULPD\VLGHSRZHUVXSSOLHV 7KHGHVLJQZKLFKSUHPLVHGRQXVHE\+]RU+]VLQHZDYH ‫ ٴ‬,QFDVHRIDSSO\LQJYROWDJHLQDOWHUQDWLQJFXUUHQW+]RU+]VLQHZDYHWRDFDSDFLWRUSHUPLVVLEOH YROWDJH5067KHFDSDFLWRURI'&UDWLQJVKRXOGQRWEHXVHGDWWKHSULPDU\VLGHSRZHUVXSSOLHV   'HUDWLQJRIUDWHGYROWDJHZKHQXVLQJDWKLJKIUHTXHQF\ :KHQXVLQJDWKLJKIUHTXHQF\WKHUHLVDULVNRIWKHUPDOUXQDZD\VPRNHILUHGXHWRVHOIKHDWJHQHUDWLRQLQ WKHFDSDFLWRU'HUDWHWKHRSHUDWLQJYROWDJHDFFRUGLQJWRWKHH[DPSOHEHORZ )RUXVHDWKLJKIUHTXHQF\ZHUHFRPPHQG(&+8;&(&:)$/DQG(&:+$&9W\SHV ٛ'HUDWLQJH[DPSOHRIRSHUDWLQJYROWDJHٜ &DSDFLWRUXVHG(&:)-$9'&̭) 2SHUDWLQJIUHTXHQF\N+]VLQHZDYH 3HUPLVVLEOHFXUUHQWHQWU\WKHYDOXHIURPVSHFLILFDWLRQN+]$UPV , 9   9UPV ̱I&¼¼¼¼¼ 7KHUHIRUHWKHRSHUDWLQJYROWDJHDWVLQHZDYHN+]LVORZHUWKDQWR9UPVGHUDWLQJUDWLRDV FRPSDUHGZLWK$&SHUPLWWHGYROWDJHRI9UPVDWFRPPHUFLDOIUHTXHQF\ ,WLVQHFHVVDU\WRGHUDWHXQWLOWKHVHOIKHDWLQJWHPSHUDWXUHULVHRIWKHFDSDFLWRULVEHORZWKHVSHFLILHGYDOXH 1RWHV  8VHWKHSHDNYDOXH9RSRIWKH3XOVHYROWDJHDSSOLHGEHWZHHQWKHERWKWHUPLQDOVRIWKHFDSDFLWRU ZLWKLQWKH'&UDWHGYROWDJH  :KHQXVLQJDWKLJKIUHTXHQF\LWPD\OHDGWREUHDNGRZQGXHWRZLWKVWDQGYROWDJHGHWHULRUDWLRQE\VHOI KHDWJHQHUDWLRQ7KHUHIRUHPHDVXUHWKHVHOIKHDWLQJWHPSHUDWXUHULVHYDOXHRIWKHFDSDFLWRUDQGPDNH VXUHLWLVZLWKLQWKHVSHFLILHG  3URWHFWLRQIRUVDIHW\VKRXOGEHUHTXLUHGLQWKHFDVHRIWKHYROWDJHRYHUWKHUDWHGYROWDJHSHUPLWWHG YROWDJH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DQGFRQWLQXRXV FXUUHQWUPVFXUUHQWGHSHQGLQJRQWKHEUHDNGRZQPRGHDQGZKHQXVLQJWKHUHIRUHPDNHVXUHWKHERWK FXUUHQWVDUHZLWKLQWKHSHUPLVVLEOHYDOXHV   3HUPLVVLEOHFXUUHQWWRRSHUDWLQJIUHTXHQF\ 7KHILOPFDSDFLWRUYDULHVLQWKHIUHTXHQF\FKDUDFWHULVWLFRIWKHGLVVLSDWLRQIDFWRUWDQ̥GHSHQGLQJRQWKH GLVVLSDWLRQIDFWRUDQGKHQFHWKHSHUPLVVLEOHUPVFXUUHQWIRURSHUDWLQJIUHTXHQF\GLIIHUVGHSHQGLQJRQWKH FDSDFLWRUW\SH,QSDUWLFXODUZKHQRSHUDWLQJDWKLJKIUHTXHQF\WKHGLVVLSDWLRQIDFWRUWDQ̥LQFUHDVHVDQG ZKHQXVLQJRYHUWKHSHUPLVVLEOHFXUUHQWLWPD\LQFOXGHWKHWKHUPDOUXQDZD\SRVVLEO\OHDGLQJWRVPRNHRU ILUH6KRZQEHORZDUHW\SLFDOH[DPSOHVRISHUPLVVLEOHFXUUHQWE\IUHTXHQF\UPVYDOXHRIWKH(&4()W\SH XVLQJSRO\HVWHUILOPDQG(&:)$W\SHXVLQJSRO\SURS\OHQHILOP)RUGHWDLOLQTXLUHXVE\SUHVHQWLQJWKH RSHUDWLQJFRQGLWLRQVRUPDNHVXUHWKHRZQWHPSHUDWXUHULVHRIWKHFDSDFLWRUDQGWKHFDSDFLWRUVXUIDFH WHPSHUDWXUHDUHZLWKLQWKHSHUPLVVLEOHUDQJHLQWKHZRUVWRSHUDWLQJFRQGLWLRQV 6HS 3ODVWLF)LOP&DSDFLWRUV   7KHFDSDFLWDQFHDQGWKHSHUPLVVLEOHFXUUHQWV 7KHSHUPLVVLEOHUPVFXUUHQWYDULHVZLWKWKHFDSDFLWDQFHYDOXH7KHSHUPLVVLEOHFXUUHQWUPVYDOXHVE\WKH IUHTXHQFLHVDQGE\WKHFDSDFLWDQFHRIUHSUHVHQWDWLYHW\SHVDUHVKRZQEHORZ,QDFWXDOXVHLQTXLUHXVIRUGHWDLO E\PHDVXULQJWKHYROWDJHDQGFXUUHQWZDYHIRUPVDPELHQWWHPSHUDWXUHDQGRZQWHPSHUDWXUHULVH 7\SH(&4()3RO\HVWHU 7\SH(&:)$3RO\SURS\OHQH 5DWHG9ROWDJH9'&‫ܒ‬9UPV+]DWVLQHZDYH 5DWHG9ROWDJH9'&‫ܒ‬9UPV+]DWVLQHZDYH 2SHUDWLQJWHPS ٦WR٦&DSVXUIDFH 2SHUDWLQJWHPS ٦WR٦&DSVXUIDFH 㻝㻜㻚㻜䃛㻲 㻠㻚㻡 㻠㻚㻜 㻟㻚㻡 㻠㻚㻣䃛㻲 㻟㻚㻜 㻞㻚㻡 㻞㻚㻞䃛㻲 㻞㻚㻜 㻝㻚㻜 㻝㻚㻜䃛㻲 㻝㻚㻡 㻜㻚㻞㻞䃛㻲 㻜㻚㻡 㻜㻚㻠㻣䃛㻲 㻜㻚㻝㻜䃛㻲 㻜㻚㻜㻠㻣䃛㻲 㻜㻚㻜㻝㻜䃛㻲 㻜㻚㻜㻞㻞䃛㻲 㻜㻚㻜 㻝㻜 㻡㻜 ‫ص‬ )UHTXHQF\‫ۚق‬+]‫ك‬ 1RWH ‫ ص‬ಅ 3HUPLVVLEOH&XUUHQW ઍ ਗ਼ ૴ க ‫ق‬$UPV‫ص ك‬ ‫ ص‬ಅ ઍ ਗ਼3HUPLVVLEOH&XUUHQW ૴ க ‫ق‬$UPV‫ص ك‬ 㻡㻚㻜 7KHJUDSKVLOOXVWUDWHGDUH IRUUHIHUHQFHRQO\ :DYHIRUPRIFXUUHQWDQG WHPSHUDWXUHULVHRI FDSDFLWRUDUHNH\IDFWRUV WRGHWHUPLQHSHUPLVVLEOH FXUUHQW)RUDFWXDO DSSOLFDWLRQFRQVXOWRXU VDOHVUHSUHVHQWDWLYHRU 㻡㻜 㻝㻜㻜 ‫ص‬ ‫ص‬ 㻝㻜㻜 )UHTXHQF\‫ۚق‬+]‫ك‬ VDOHVRIILFH ‫ص‬   3HUPLVVLEOHFXUUHQWWRSXOVHFXUUHQW ‫ ٴ‬:KHQXVHGLQVZLWFKLQJFLUFXLWVRUVQXEEHUFLUFXLWVDPRPHQWDU\KLJKFXUUHQWSXOVHPD\FDXVHORFDOKHDW JHQHUDWLRQ7KLVFDXVLQJWKHFDSDFLWDQFHYDOXHWRGHWHULRUDWHRUDQRSHQFLUFXLWFRQGLWLRQ /RFDOKHDWJHQHUDWLRQPD\DOVRLQGXFHVPRNHRUILUH 7KHSXOVHSHUPLVVLEOHFXUUHQWWLPHVLVREWDLQHGE\WKHSURGXFWRIG9GW9̭VYDOXHWKDWLVHQWHULQJWR WKHVSHFLILFDWLRQDQGFDSDFLWDQFH̭) ‫ ٴ‬7KHG9GW9̭VYDOXHRIDILOPFDSDFLWRULVGHWHUPLQHGE\WKHHOHPHQWVWUXFWXUHDQGLQWKHPHWDOL]HGW\SHLQ SDUWLFXODUWKHLQWHUQDOHYDSRUDWHGHOHFWURGHDQGH[WHUQDOWDNHRXWHOHFWURGHDUHFRQQHFWHGE\PHWDOL]HGFRQWDFW PHWDOVSUD\LQJDQGKHQFHGXHFDXWLRQLVQHHGHGEHFDXVHWKHXSSHUOLPLWRIG9GWYDOXHLVORZ ‫ ٴ‬7KHG9GWYDOXHVFRUUHVSRQGLQJWRUDWHGYROWDJHDQGFDSDFLWDQFHYDOXHRIUHSUHVHQWDWLYHW\SHVDUHVKRZQLQ SDJH:KHQXVHGLQDKLJKFXUUHQWSXOVHFLUFXLWFKHFNWKHSXOVHSHUPLVVLEOHFXUUHQW$RS ‫ ٴ‬3OHDVHFRQWDFWZLWKXV,ISXOVHVDUHDSSOLHGPRUHWKDQWLPHV +RZWRGHWHUPLQHSXOVHSHUPLVVLEOHFXUUHQW! ‫ ٴ‬:KHQYROWDJH99LVDSSOLHGWRFDSDFLWRU&)IRUIDUDGWKHHOHFWULFFKDUJH4&LVH[SUHVVHGLQIRUPXOD岜⋇ 4 &9⋇ ‫ ٴ‬7KHFKDUJLQJFXUUHQW,$IORZLQWKHFDSDFLWRUDWWKLVWLPHLVH[SUHVVHGLQIRUPXOD⋈ , G4GW⋈ ‫' ٴ‬LIIHUHQWLDWLQJERWKVLGHVRIIRUPXOD⋇E\WLPHWDQGSXWWLQJLQWRIRUPXOD⋈\LHOGVIRUPXOD⋉ G4GW &G9GW , &G9GW⋉ ‫ ٴ‬7KHUHIRUHWKHSXOVHFXUUHQWLVGHWHUPLQHGDVWKHSURGXFWRIWKHFDSDFLWDQFHYDOXH&̭)DQGYROWDJHFKDQJH G9GWSHṶV SURGXFWRIWKHFDSDFLWDQFHYDOXH&̭)DQG YROWDJHFKDQJHG9GWSHṶV ([DPSOH,QWKHFDVHRI(&4(.)SHUPLVVLEOHG9GW 5DWHGYROWDJH9'& &DSDFLWDQFH̭) SHUPLVVLEOHG9GWYDOXH SXOVHSHUPLVVLEOHFXUUHQW̭)¼‫ܠ‬$RS KRZHYHUQXPEHURIUHSHWLWLRQVLVWLPHVRUOHVVWKDWLVPRPHQWDU\SXOVHFXUUHQWFDQEHXVHGXSWR $RS 0DNHVXUHWKHUPVFXUUHQWLVZLWKLQWKHSHUPLVVLEOHYDOXH 6HS 3ODVWLF)LOP&DSDFLWRUV >(&4()3HUPLVVLEOHG9GWYDOXHZLWKLQSXOVHV!@ 7\SH &DS̭) (&4() (&4() 9'& 9'&  ‫ك‬            ‫ك‬  3      3         3 岜‫كق‬ 岜‫كق‬ 3 岜‫كق‬      3  3        3 3  8QLW‫؟‬9̭V (&4() 9'& (&4() 9'&   3 3  3  3  3  3  3  3  3 &DXWLRQ 3URWHFWLYHPHDQVIRUVDIHW\VKRXOGEHSURYLGHGLQFDVHWKHSXOVHDQGUPVFXUUHQWPD\H[FHHGWKH $VWHULVNGHQRWHVWKHOHDGSLWFK 7KHYDOXHRIG9GWLVPDLQO\GHWHUPLQHGE\WKHOHDGVSDFLQJHOHPHQWZLGWK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   2SHUDWLQJWHPSHUDWXUHUDQJH 7KHRSHUDWLQJWHPSHUDWXUHUDQJHRIWKHILOPFDSDFLWRUVYDULHVZLWKWKHGLHOHFWULFPDWHULDONLQGRIILOPVDQG WKHXVDEOHWHPSHUDWXUHUDQJHLVVSHFLILHGLQWKHHDFKPRGHO ,WPXVWEHQRWHGKRZHYHUWKDWWKHWHPSHUDWXUHUDQJHPHQWLRQHGLQWKHFDWDORJXHLVWKHVXUIDFH WHPSHUDWXUHRIWKHILOPFDSDFLWRUQRWWKHDPELHQWWHPSHUDWXUHRIWKHFDSDFLWRU ,QDFWXDOXVHPDNHVXUHWKHVXPRIWKHDPELHQWWHPSHUDWXUHFDSDFLWRUbVVHOIKHDWLQJWHPSHUDWXUHULVH YDOXHZLWKLQVSHFLILHGYDOXHWKDWLVWKHFDSDFLWRUVXUIDFHWHPSHUDWXUHVKRXOGEHZLWKLQWKHUDWHGRSHUDWLQJ WHPSHUDWXUH 6HS 3ODVWLF)LOP&DSDFLWRUV &DXWLRQ :KHQXVHGDERYHWKHVSHFLILHGRSHUDWLQJWHPSHUDWXUHGLVVLSDWLRQIDFWRUWDQ̥LQFUHDVHDQGWKHVHOIKHDW JHQHUDWLRQPD\H[FHHGWKHSHUPLVVLEOHYDOXHSRVVLEO\FDXVLQJGHWHULRUDWLRQRIGLHOHFWULFILOPVKRUWFLUFXLW DQGVPRNHRUILUH ,IWKHUHLVFRROLQJSODWHRIRWKHUSDUWRUDQ\UHVLVWDQFHKHDWHGWRKLJKWHPSHUDWXUHQHDUWKHILOPFDSDFLWRU WKHFDSDFLWRUPD\EHORFDOO\KHDWHGE\WKHUDGLDWLRQKHDWH[FHHGLQJWKHRSHUDWLQJWHPSHUDWXUHUDQJHDQG VPRNHRUILUHPD\EHFDXVHG &KHFNWKHFDSDFLWRUVXUIDFHWHPSHUDWXUHDWWKHKHDWVRXUFHVLGH  2WKHUFDXWLRQV   )ODPHUHWDUGDWLRQ ‫ ٴ‬7KHGLHOHFWULFILOPLVQRWDIODPHUHWDUGDQWPDWHULDO ‫ ٴ‬,QWKH(&4((&:)DQG(&:+W\SHVIODPHUHWDUGDQWHSR[\UHVLQ9LVXVHGLQWKHFRDWLQJUHVLQ   (QYLURQPHQWVRIXVH ‫؝‬   :KHQXVHGLQKXPLGHQYLURQPHQWV :KHQXVHGIRUDORQJSHULRGLQKXPLGHQYLURQPHQWVWKHHOHPHQWVDEVRUEPRLVWXUHWKURXJKWKHFRDWLQJ ZLWKWKHSDVVLQJRIWKHWLPH7KHZDWHUR[LGL]HVWKHHOHFWURGHHYDSRUDWHGILOPDQGPHWDOL]HGFRQWDFW DQGOHDGVWRWURXEOH$OVRPDNHVXUHWKHFDSDFLWDQFHYDOXHFDQEHYHU\ODUJHGHSHQGLQJRQW\SHRIWKH FDSDFLWRU   :KHQXVLQJLQKLJKWHPSHUDWXUHHQYLURQPHQW ‫؝‬ :KHQ(&48*LVXVHGLQKLJKWHPSHUDWXUHHQYLURQPHQWPRUHWKDQ٦LWPD\EHSRVVLEOHWRFDXVH OHDNLQJRLOIURPWKHFDSDFLWRU+RZHYHUWKHTXDOLW\DQGUHOLDELOLW\RIWKHFDSDFLWRULVQRWDIIHFWHGE\WKH OHDNLQJRLO%XWSOHDVHGRQ WXVHWKHSDUWZKLFKPD\FDXVHDSRLQWRIWDFWREVWDFOHE\RLODQGWKLV FRQGHQVHUE\DVDPHVHW ‫؝‬   &DXWLRQVRQJDVDWPRVSKHUH :KHQXVLQJLQWKHR[LGL]LQJJDVVXFKDVK\GURJHQFKORULGHK\GURJHQVXOILGHDQGVXOIXURXVDFLGWKH HYDSRUDWHGHOHFWURGH$OXPLQXPRUPHWDOL]HGFRQWDFW]LQF岜FRPSRXQGPD\EHR[LGL]HGPD\UHVXOWLQ VPRNHRUILUH$YRLGVXFKDWPRVSKHUH   :KHQXVLQJE\UHVLQFRDWLQJ ‫؝‬ :KHQXVLQJUHVLQFRDWLQJRUUHVLQSRWWLQJFRPSRQHQWVWRLPSURYHKXPLGLW\UHVLVWDQFHRUJDVUHVLVWDQFH RUWRIL[SDUWVLQSODFH3OHDVHFRQWDFWZLWKXV ‫ ٴ‬7KHVROYHQWRUWKHFRQVWLWXHQWLQWKHUHVLQPD\SHUPHDWHLQWRWKHPHWDOL]HGFRQWDFWRUHOHFWURGH DOXPLQXPIRLORUHYDSRUDWHGILOPWRGHWHULRUDWHFKDUDFWHULVWLFV ‫ ٴ‬:KHQKDUGHQLQJWKHUHVLQFKHPLFDOUHDFWLRQKHDWFXULQJKHDWJHQHUDWLRQRFFXUVZKLFKPD\DGYHUVHO\ DIIHFWWKHFDSDFLWRU ‫ ٴ‬,QWKHFDVHRIWKHOHDGW\SHFDSDFLWRUVEHVXUHWRWHVWDQGHYDOXDWHHQRXJKIRUWKHWKHUPDOVWUHVVWRWKH FDSDFLWRU ‫؝‬   2WKHU ‫ ٴ‬:KHQXVLQJLQWKHIROORZLQJFRQGLWLRQVWKHFKDUDFWHULVWLFPD\EHGHWHULRUDWLRQ3OHDVHGRQ WXVHDWVXFK FRQGLWLRQV ҩ7KHSODFHWKDWWRRNZDWHURURLO ҩ7KHSODFHWKDWH[SRVHGWRWKHGLUHFWVXQOLJKW ҩ7KHSODFHWKDWUDGLDWHGR]RQHXOWUDYLROHWUD\VDQGUDGLDWLRQUD\V ‫ ٴ‬3OHDVHFRQVLGHUVRWKDWGXVWGRHVQ WFROOHFW7KDWZLOOEHWKHFDXVHRIWKHFKDUDFWHULVWLFGHWHULRUDWLRQ VKRUWFLUFXLWHWF   &KDQJHVLQFDSDFLWDQFHYDOXHRYHUWLPH ‫ ٴ‬7KHFDSDFLWRUFKDUDFWHULVWLFVFKDQJHFKDUDFWHULVWLFGHSHQGLQJRQLWVDPELHQWFRQGLWLRQVDQG HQYLURQPHQWDOFRQGLWLRQV,QQDWXUDOFRQGLWLRQVWKHUHLVDFHUWDLQFDSDFLWDQFHFKDQJHGXHWRWKH KXPLGLW\RIWKHFLUFXPVWDQFH7KHGHJUHHRIVXFKFDSDFLWDQFHFKDQJHVYDULHVZLWKWKHGLHOHFWULFPDWHULDO FRDWLQJPDWHULDODQGVWUXFWXUH7KHUHIRUHZHVKLSFRQVLGHULQJWKHVHFKDQJHVEXWZHRQO\JXDUDQWHH FDSDFLWDQFHYDOXHXQWLOGHOLYHU\ZLWKRXWHDFKDUUDQJHPHQWV ‫) ٴ‬RUXVHLQDFLUFXLWZKHUHWLPHFRQVWDQWDQGFDSDFLWDQFHSUHFLVLRQDUHUHTXLUHGXVHWKHSURGXFWVRI SRO\SURS\OHQHILOP(&:)'$/(&:+$RUILOP(&+8;&ZKLFKYDU\OHVVZLWKWLPH 6HS 3ODVWLF)LOP&DSDFLWRUV   +XP%X]] ‫ ٴ‬+XPSURGXFHGE\FDSDFLWRUVGXHWRPHFKDQLFDOYLEUDWLRQRIWKHILOPLVFDXVHGE\WKHFRXORPEIRUFH ZKLFKH[LVWVEHWZHHQHOHFWURGHVRIRSSRVLWHSRODULW\$ORXGHUKXPLVSURGXFHGZKHQDSSOLHGYROWDJH ZDYHIRUPKDVGLVWRUWLRQDQGRUKLJKHUIUHTXHQF\FRPSRQHQWHWF$OWKRXJK+XPGRHVQRWVSRLO FKDUDFWHULVWLFVRIFDSDFLWRUVZKHQEHLQJXVHGDURXQGWKHDXGLRIUHTXHQF\SOHDVHFKHFNLW   6WRULQJPHWKRGVWRULQJFRQGLWLRQV ‫ ٴ‬,WPXVWEHQRWHGWKDWWKHVROGHUELOLW\RIWKHH[WHUQDOHOHFWURGHPD\GHWHULRUDWHGZKHQVWRUHGLQDQ DWPRVSKHUHILOOHGZLWKPRLVWXUHGXVWRUDUHDFWLYHR[LGL]LQJJDVK\GURJHQFKORULGHK\GURJHQVXOILGH VXOIXULFDFLG ‫ ٴ‬6KRXOGQRWORFDWLRQZLWKSDUWLFXODUO\KLJKWHPSHUDWXUHDQGKLJKKXPLGLW\DQGVWRUHLQFRQGLWLRQVQRW H[FHHGLQJ٦DQG5+ ‫ ٴ‬:KHQLWLVNHSWIRUDORQJWHUPWKHVROGHUELOLW\RIWKHH[WHUQDOHOHFWURGHPD\GHWHULRUDWHIRUR[LGDWLRQRI HOHFWURGHVXUIDFH6RRXUUHFRPPHQGNHHSLQJSHULRGLVZLWKLQPRQWK)XUWKHULW VGLIIHUHQWLQWKH FRQGLWLRQGHSHQGLQJRQWKHLWHPVVRSOHDVHLQTXLUHIRUGHWDLOV   +DQGOLQJ3UHFDXWLRQV ‫ ٴ‬6XGGHQFKDUJLQJRUGLVFKDUJLQJPD\FDXVHGHWHULRUDWLRQRIFDSDFLWRUVXFKDVVKRUWLQJDQGRSHQLQJGXHWR FKDUJLQJRUGLVFKDUJLQJFXUUHQW:KHQFKDUJLQJRUGLVFKDUJLQJSDVVWKURXJKDUHVLVWDQFHRIWR ̚9RUPRUH ‫ ٴ‬:KHQFRQQHFWLQJPXOWLSOHILOPFDSDFLWRUVLQSDUDOOHOLQZLWKVWDQGYROWDJHWHVWRUOLIHWHVWFRQQHFWDUHVLVWDQFH RIWR̚9RUPRUHLQVHULHVWRHDFKFDSDFLWRU ‫ ٴ‬%HFDUHIXOQRWWRVFUDWFKWKHFDSDFLWRUVXUIDFHZLWKVKDUSHGJHVVXFKDVVFUHZGULYHUVROGHULQJLURQ SLQFHUVFKDVVLV'RQbWDSSO\H[FHVVLYHORDGWRWKHOHDGZLUHDWWKHWLPHRIUHSURFHVVLQJRIOHDGZLUH HWF ‫ ٴ‬,IWKHFDSDFLWRULVGURSSHGE\PLVWDNHLWVFKDUDFWHULVWLFVPD\EHGDPDJHG'RQbWXVHVXFKDFDSDFLWRU ,IUHXVLQJFKHFNWKHTXDOLW\VXIILFLHQWO\ ‫ ٴ‬,QWKHFDVHRIOHDGHGW\SHFDSDFLWRUEHFDUHIXOQRWWRDSSO\H[FHVVLYHIRUFHWRWKHOHDGZLUHURRWDUHD ZKLFKPD\FDXVHFUDFNLQJRUVHSDUDWLRQLQWKHFRDWLQJUHVLQQHDUWKHURRWDUHD ‫ ٴ‬1RGXVWRUZDWHUVKRXOGEHSHUPLWWHGWRUHPDLQRQWKHVXUIDFHRIFDSDFLWRUWHUPLQDOVDVWKLVPD\FDXVH HOHFWULFDOOHDNDJHRUFRUURVLRQ ‫ ٴ‬:KHQXVHGIRUQRLVHVXSSUHVVLRQEHWZHHQOLQHVDQGEHWZHHQOLQHWRHDUWKZKHQYROWDJHLVPRUHWKDQ 9$&DQGPRUHWKDQ9'&FRYHULQJSHULSKHUDOUHVLQSDUWE\IODPHUHWDUGDQWPDWHULDORUIODPH UHWDUGDQWFDVHIRUDYRLGLQJILUHLVUHFRPPHQGHG ‫& ٴ‬KLSW\SHFDSDFLWRULVGHYHORSHGDVVXPLQJQRUPDOXVHRIVXUIDFHPRXQWLQJSDUWV$EQRUPDOXVHH[ SLOLQJXSWZRFDSDFLWRUVPRXQWLQJFDSDFLWRULQXSULJKWSRVLWLRQHWFVKRXOGQRWEHSHUPLWWHG3OHDVH FRQVXOWXVLQDGYDQFHLIXVHGLQGLIIHUHQWZD\IURPQRUPDO   $GGLWLRQDO3RLQWV ‫ ٴ‬7KHSUHFDXWLRQVLQXVLQJILOPFDSDFLWRUVIROORZWKH-(,7$5&5'n6DIHW\$SSOLFDWLRQ*XLGHIRUIL[G SODVWLFILOPFDSDFLWRUVIRUXVHLQHOHFWURQLFHTXLSPHQW|3OHDVHUHIHUWRWKHDERYHJXLGHOLQH ‫ ٴ‬3URGXFWVSHFLILFDWLRQVPDWHULDOVDQGRWKHUSRLQWVPHQWLRQHGLQWKHFDWDORJPD\EHFKDQJHGZLWKRXW QRWLILFDWLRQ 1RWH 5DWHGYROWDJH 7KHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\LQVSLWHRIWHPSHUDWXUHLVFDOOHGDVWKHUDWHG YROWDJHLQRXUFRPSDQ\,W VGLIIHUHQWIURPWKHVWDQGDUGVRI-,6DQG,(& ‫' ٮ‬HILQLWLRQRIRXUFRPSDQ\ 7KHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\ZLWKLQWKHFDWHJRU\WHPSHUDWXUHUDQJH ‫( ٮ‬YHQZKHQQHHGLQJGHUDWLQJYROWDJHDWKLJKWHPSHUDWXUHWKHYROWDJHDIWHUGHUDWLQJLVFDOOHGWKHUDWHG 7KHUHIRUHWKHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\DWXSSHUFDWHJRU\WHPSHUDWXUHLVEHLQJ DOVRFDOOHGWKHUDWHGYROWDJH 6HS 3ODVWLF)LOP&DSDFLWRUV *XLGHOLQHVDQGSUHFDXWLRQV/HDGW\SH 7DUJHWSURGXFW(&4(岝(&:)岝(&:+岝(&48  6ROGHULQJ 7KHKHDWUHVLVWLQJWHPSHUDWXUHRIWKHILOPFDSDFLWRUYDULHVZLWKWKHW\SHRIGLHOHFWULFILOPVWUXFWXUHRIWKH FDSDFLWRUPDQXIDFWXULQJPHWKRGHWF :KHQPRXQWLQJVHWWKHPRXQWLQJWHPSHUDWXUHVRWKDWWKHFDSDFLWRULQVLGHHOHPHQWWHPSHUDWXUHLVEHORZHU WKDQWKHPRXQWLQJKHDWUHVLVWLQJWHPSHUDWXUHJLYHQEHORZ ,IWKHFDSDFLWRUVJRWKURXJKWKHKLJKWHPSHUDWXUHERWKDIWHUVROGHULQJEHVXUHWRFKHFNWKHWHPSHUDWXUHWLOO GHFUHDVLQJ 7KHUPRFRXSOH‫ك̷ق‬  ‫ق‬0HDVXULQJSRLQW%‫&؟‬DSDFLWRULQVLGH(OHPHQW  0HWDOVSUD\OD\HU &DSDFLWRU   7KHUPRFRXSOH‫ك̷ق‬ 0HDVXULQJSRLQW$‫&؟‬DSDFLWRULQVLGH0HWDOVSUD\OD\HU  'LHOHFWULF 0RXQWLQJKHDWUHVLVWLQJWHPSHUDWXUH 7\SH 0HDVXULQJSRLQW‫ ڶ‬0HDVXULQJSRLQW‫ڷ‬ (&:)/9̭)‫؜)̭ع‬9̭)‫)̭ع‬ (&:)$ (&:)/9̭)‫؜)̭ع‬9̭)‫)̭ع‬ 3RO\SURS\OHQH (&:)(9(&:)*9 (&:+$(&:+9(&:)'9 (&:+& (&:)'9 (&48$(&:)(9 (&4() ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ٦ ‫ص‬ ٦ (&4(%(&4(7‫&(؜‬48/‫&(؜‬48* ‫ص‬ ‫ص‬ ٦ ‫ص‬ &DXWLRQVIRUPRXQWLQJ! ‫ ٴ‬6ROGHUZLWKLQWKHIROORZLQJWHPSHUDWXUHFRQGLWLRQUDQJH'LSSLQJWLPHVLVZLWKLQWZLFHWKHVHFRQGGLSSLQJ VKRXOGEHFDUULHGDIWHUWKHFDSDFLWRULWVHOIKDVUHWXUQHGWRWKHQRUPDOWHPHSUHUDWXUH([DPSOH 1RWLFH 7KHVROGHULQJFRQGLWLRQVKRZVRQHH[DPSOH7KHWHPSHUDWXUHRIWKH FDSDFLWRUVGHSHQGRQVHYHUDOSDUDPHWHUVIRUH[DPSOHVROGHULQJPDFKLQH VL]HPDFKLQHVWUXFWXUHWHPSHUDWXUHFRQWUROPHWKRGHWF V 6KRXOGPHDVXUHWKHWHPSHUDWXUHRIWKHFDSDFLWRUVDQGFRQILUPWKH 6 WHPSHUDWXUHXQGHUWKHDERYHWDEOH W &RQGLWLRQV 3:%RDUG 3UHKHDWLQJ &DSDFLWRU 7KLFNQHVV W PP岜RUPRUH 0HDVXUHPHQWWHPSHUDWXUH٦ZLWKLQ PLQXWH%DFNVLGHRIWKH3:%RDUG DURXQGWKHFDSDFLWRU 5DLVHGIURP3:ERDUG&ULPSHGOHDG ‫ ٴ‬7KHILOPFDSDFLWRUKDVORZHUPRXQWLQJKHDWUHVLVWLQJWHPSHUDWXUHWKDQRWKHUFDSDFLWRUVWKHUHIRUHWKHIROORZLQJ FDXWLRQVDUHQHHGHG $YRLGSDVVLQJWKURXJKDQDGKHVLYHFXULQJRYHQ$IWHUDGKHVLYHFXULQJWKHFDSDFLWRUVKRXOGEHLQVHUWHGLQWKH 3:ERDUGDQGVROGHU:KHQSDVVLQJDQDGKHVLYHFXULQJRYHQEUHDNDJHRIFRDWLQJUHVLQRUGHWHULRUDWLRQLQ FDSDFLWRUFKDUDFWHULVWLFPD\EHFDXVHG ‫ ٴ‬$YRLGUHIORZVROGHULQJ:KHQXVHLQUHIORZVROGHULQJEUHDNDJHRIFRDWLQJUHVLQRUGHWHULRUDWLRQLQFDSDFLWRU FKDUDFWHULVWLFPD\EHFDXVHG 6HS 3ODVWLF)LOP&DSDFLWRUV ‫ ٴ‬:KHQXVLQJLQPXOWLOD\HU3ULQWHGZLULQJERDUGRULQ WKHFDVHRIDFDSDFLWRUZLWKDFRSSHUOHDGZLUHSOHDVH FRQWDFWZLWKXV,QWKHFDVHRIFRSSHUOHDGZLUHWKH WKHUPDOFRQGXFWLYLW\RIWKHFRSSHUZLUHLVKLJKDQG WKHLQWHUQDOWHPSHUDWXUHRIWKHFDSDFLWRUULVHVUDSLGO\ DQGPD\H[FHHGWKHPRXQWLQJKHDWUHVLVWLQJ WHPSHUDWXUH 7KHUPRFRXSOH WKHSDUWRIPHDVXULQJ &DSDFLWRU 3:%RDUG ‫؝‬ :DVKLQJWKHPRXQWHGERDUGV 7KHILOPFDSDFLWRUYDULHVVLJQLILFDQWO\LQWKHHIIHFWRIZDVKLQJGHSHQGLQJRQWKHVWUXFWXUHDQGPDWHULDODQG JHQHUDOO\LWLVOHVVDIIHFWHGE\&)&RUDOFRKROGHULYDWLYHZDVKLQJVROYHQWDQGLVOLNHO\WREHDIIHFWHGE\KLJKO\SRODU VROYHQW 7KHOHDGW\SHILOPFDSDFLWRULVFRDWHGZLWKDQHSR[\UHVLQH[FHOOHQWLQFKHPLFDOUHVLVWDQFHDQGLVKDUGO\DIIHFWHG E\GHWHUJHQWEXWLWLVUHFRPPHQGHGWREHZDVKHGIRUVKRUWGXUDWLRQ $SSOLFDELOLW\RIGHWHUJHQWVLQILOPFDSDFLWRUVLVOLVWHGIRUUHIHUHQFH ٛ/LVWRIDSSOLFDELOLW\RIGHWHUJHQWVٜ %R[W\SH (&:)( /HDG (&:)* W\SH (&48$ (&48/ (&48* :DWHU 6ROYHQW :DVKLQJFRQGLWLRQ (WKDQRO 8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ $OFRKRO ,VRSURS\ODOFRKRO,3$ 8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ )5:8OWUDVRQLFZDVKLQJIRUPLQ٦ 6LOLFRQ ‫)ܒ‬5:18OWUDVRQLFZDVKLQJIRUPLQ٦ ‫)ܒ‬5:6WHDPGU\LQJIRUPLQ٦ +&)&E06 +DORJHQ 8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ 3&ROG&OHDQHU6 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬,3$XOWUDVRQLFULQVLQJIRUPLQDW 3HWUROHXP RUGLQDU\WHPSHUDWXUH‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ K\GURFDUERQ 7ROXHQH 8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ 7HUSHQH&OHDQHU(& 6SUD\ZDVKLQJIRUPLQDWRUGLQDU\WHPSHUDWXUH‫ܒ‬SXULILHGZDWHU 7HUSHQH VSUD\LQJIRUPLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬ 3XULILHGZDWHU ZLQGIUHHGU\LQJIRUPLQ٦ &OHDQ7KURXJK+ 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬SXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU PLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ &OHDQ7KURXJK/ 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬SXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU PLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ &OHDQ7KURXJK0 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬SXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU PLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ 6XUIDFHDFWLYH &OHDQ7KURXJK/& 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬SXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU PLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ 3LQH$OSKD676 8OWUDVRQLFZDVKLQJIRUPLQ٦‫ܒ‬SXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU PLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ $TXD&OHDQHU6(7 6KRZHUZDVKLQJIRUPLQ٦‫ܒ‬SXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU PLQ٦‫ܒ‬KRWDLUGU\LQJIRUPLQ٦ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ص‬ ‫ٳ‬ ‫ص‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ ‫ٳ‬ /RZUHVLGXHIOX[ 8/)96 ‫ٳ‬ ‫ٳ‬ ,QDFWLYDWHGIOX[ $0 ‫ٳ‬ ‫ٳ‬ ‫ٳ‬:DVKLQJHQDEOHG ¼:DVKLQJGLVDEOHG ‫ص‬1RWFRQILUPHG :DVK IUHH ٛ:DVKIUHHIOX[ٜ 6HS 3ODVWLF)LOP&DSDFLWRUV  7HPSHUDWXUHPHDVXULQJLQVROGHULQJRIILOPFDSDFLWRU :KHQXVLQJILOPFDSDFLWRURIORZKHDWUHVLVWLQJWHPSHUDWXUHLQPRXQWLQJPHDVXUHWKHHOHPHQWWHPSHUDWXUH SURILOHLQPRXQWLQJLQWKHIROORZLQJPDQQHUDQGPDNHVXUHWKHVROGHULQJLVGRQHEHORZWKHKHDWUHVLVWLQJ 3UHSDUDWLRQRIPHDVXULQJVDPSOH! 2SHQDKROHRIDERXW̗PPWRPPLQWKHWRSRIWKHFDSDFLWRUWRWKHPLGGOHRIWKHHOHPHQWDQGLQVHUW WKHUPRFRXSOH̗7ZLUHDQGIL[ZLWKDGKHVLYH 0HDVXUHPHQWRIWHPSHUDWXUHSURILOH! $VVKRZQEHORZFRQQHFWDWKHUPRFRXSOHPRIVDPHW\SHDVWKHWKHUPRFRXSOHDWWDFKHGWRWKH FDSDFLWRUWRWKHWKHUPRFRXSOHRIWKHFDSDFLWRUDVVKRZQEHORZ0RXQWWKHVDPSOHRQWKHPRXQWLQJSULQWHG ZLULQJERDUGDQGSDVVLQWRWKHVROGHULQJDQGPRXQWLQJSURFHVVDQGPHDVXUHWKHWHPSHUDWXUHSURILOH &DSDFLWRU 7KHUPRFRXSOH )LQHZLUH 0HDVXUHPHQWLQVWUXPHQW ̗ 3ULQWLQJZLULQJERDUG  P  &DSDFLWRUIRUSUHYHQWLRQRI$&SRZHUVXSSO\DFURVVWKHOLQHQRLVH ‫ ٴ‬:KHQXVLQJDFDSDFLWRUDFURVVWKHOLQHDVPHDQVIRUSUHYHQWLRQRIQRLVHQRWRQO\LVWKHVXSSO\YROWDJHLV DOZD\VDSSOLHGEXWDOVRDEQRUPDOVXUJHVXFKDVOLJKWQLQJLVDSSOLHGZKLFKPD\OHDGWRVPRNHRUILUH 7KHUHIRUHWKHDFURVVWKHOLQHFDSDFLWRUVDUHVWULFWO\UHJXODWHGLQVDIHW\VWDQGDUGLQHDFKQDWLRQDQGLWLV QHFHVVDU\WRXVHWKHSURGXFWFRQIRUPLQJWRWKHVWDQGDUG )RUXVLQJDFURVVWKHOLQHLQ-DSDQXVHWKHIROORZLQJPRGHOVRUWKHDERYHRYHUVHDVDXWKRUL]HGRQHV (&4()9'&9$&UDWLQJ (&4()9'&9$&UDWLQJ (&4()%79$&$UDWLQJ (&4()79$&$UDWLQJ +RZHYHUZKHQXVLQJWKH(&4()$$(&4(%$(&4(7$$UDWLQJPRGHODVDFURVVWKHOLQH FDSDFLWRUDWOHDVWRQHRIWKHIROORZLQJFRQGLWLRQVPXVWEHVDWLVILHG  $YDULVWRUZLWKWKHYROWDJHRIWKHYDOXHRUOHVVVKRZQLQWKHIROORZLQJWDEOHVKRXOGEHFRQQHFWHGWRWKH FDSDFLWRULQSDUDOOHO  $SXOVHYROWDJHPRUHWKDQWKHYDOXHVKRZQLQWKHWDEOHEHORZVKRXOGQRWEHDSSOLHGDFURVVWKHFDSDFLWRU 1RWH :KHQXVLQJWRJHWKHUZLWKYDULVWRUFKHFNWKHYDULVWRUVSHFLILFDWLRQDQGVHOHFWWKHRQHIUHHIURP VXUJHGHWHULRUDWLRQ &DS5DWHG9ROWDJH 9$&$ 9DULVWRU9ROWDJH 9 3XOVH9ROWDJH 9RS 9$&$ 9 9RS :KHQ6DIHW\VWDQGDUGDSSURYDOFDSDFLWRULVXVHGIRUQHFHVVDU\HTXLSPHQWSOHDVHXVHLWHPVRIWKH IROORZLQJWDEOH ٛ5HSUHVHQWDWLYHH[DPSOHVRIPRGHOVDXWKRUL]HGLQPDMRUVDIHW\VWDQGDUGVLQWKHZRUOGٜ 6KDSH 7\SH 6WDQGDUG 3ODVWLFFDVHW\SH (&48$ 8/86$&6$(&DQDGD(1(XURSH 3ODVWLFFDVHW\SH 3ODVWLFFDVHW\SH (&48/ (&48* 8/86$&6$(&DQDGD(1(XURSH 8/86$&6$(&DQDGD(1(XURSH 3OHDVHFRQWDFWXVDERXW&4&&KLQD ‫ ٴ‬,QWKHFDVHRIWKHYROWDJHGURSSHUXVDJH岜ZKHQDQDEQRUPDOYROWDJHRIWKHVXUJHYROWDJHHWFLVDSSOLHGWKH FDSDFLWDQFHGHFUHDVHLVFDXVHGVXFKDVWKHIXVHIXQFWLRQLQWKHFDSDFLWRURSHUDWHV,QWKHZRUVWFDVHWKH FDSDFLWRUGRHVQRWZRUNDVYROWDJHGURSSHU6RSOHDVHQRWLFHDQDEQRUPDOYROWDJH$WWKDWWLPHKLJKYROWDJH PD\EHDSSOLHGWRWKHORDGVLGH7KHUHIRUHSOHDVHSURYLGHSURWHFWLYHPHDQVIRUVDIHW\ 6HS