Plastic Film Capacitors
Metallized Polyester Film Capacitor
Series : ECQE(F)
Non-inductive construction using metallized Polyester
film with flame retardant epoxy resin coating
Features
● Self-healing property
● Excellent electrical characteristics
● Flame retardant epoxy resin coating
● RoHS directive compliant
Recommended applications
● General
purpose usage
✽ Please contact us when applications are CDI , ignitor etc.
Explanation of part number
1
2
3
4
E
C
Q
E
Product code
● Odd
5
6
7
8
9
10
11
12
F
Dielectric &
construction
Rated voltage
Capacitance
Cap. Tol.
Suffix
Suffix
1
100 V.DC 10 1000 V.DC
J
±5 %
Code
2
250 V.DC 12 1250 V.DC
K ±10 %
Blank
Straight
4
400 V.DC 1A 125 V.AC
B
Crimped lead
6
630 V.DC 2A 250 V.AC
Z
Cut lead
3
Crimped taping (Ammo)
6
Crimped taping (Ammo)
Lead Form
size taping
1
2
3
4
E
C
Q
E
Product code
Dielectric &
construction
5
6
7
8
9
10
11
R
Rated voltage
Capacitance
Suffix
12
F
Cap. Tol.
Suffix
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Specifications
100 V.DC, 250 V.DC, 400 V.DC, 630 V.DC, 1000 V.DC, 1250 V.DC – 40 °C to +105 °C
Category temp. range
(Including temperature-rise on unit surface)
125 V.AC, 250 V.AC
– 40 °C to +105 °C
100 V.DC, 250 V.DC,400 V.DC, 630 V.DC, 1000 V.DC, 1250 V.DC
(Derating of rated voltage by 1.25 %/°C at more than 85 °C)
125 V.AC, 250 V.AC
100 V.DC
0.56 μF to
10.0 μF (E12)
Rated voltage
Capacitance range
250 V.DC
0.010 μF
to
10.0 μF (E12)
400 V.DC
0.010 μF
to
2.2 μF (E12)
630 V.DC
0.0010 μF
to
2.2 μF (E12)
1000 V.DC
0.010 μF
to
0.22 μF (E12)
1250 V.DC
0.0010 μF
to
0.22 μF (E12)
125 V.AC
0.010 μF
to
0.068 μF (E12)
0.010 μF
to
2.2 μF (E12)
250 V.AC
Capacitance tolerance
±5 %(J), ±10 %(K)
Dissipation factor (tan d)
tan d < 1.0 % (20 °C, 1 kHz )
• Rated volt. : 100 V.DC to 630 V.DC
Between terminals : Rated volt. (V.DC)×150 %, 60 s
• Rated volt. : 1000 V.DC, 1250 V.DC
Between terminals : Rated volt. (V.DC)×175 %, 2 s to 5 s or 1000 V.AC, 60 s
Between terminals to enclosure : 1500 V.AC, 60 s
• Rated volt. : 125 V.AC, 250 V.AC
Between terminals : Rated volt. (V.AC)×230 %, 60 s
Between terminals to enclosure : 1500 V.AC, 60 s
100 V.DC to 630 V.DC : C < 0.33 μF : IR > 9000 MΩ
(20 °C, 100 V.DC, 60 s)
C > 0.33 μF : IR > 3000 MΩ ∙ μF
1000 V.DC, 1250 V.DC : IR > 10000 MΩ (20 °C, 100 V.DC, 60 s)
IR > 2000 MΩ (20 °C, 500 V.DC, 60 s)
125 V.AC, 250 V.AC : C < 0.47 μF : IR > 2000 MΩ
(20 °C, 500 V.DC, 60 s)
C > 0.47 μF : IR > 3000 MΩ ∙ μF (20 °C, 100 V.DC, 60 s)
Withstand voltage
Insulation resistance (IR)
✽ In case of applying voltage in alternating current (50 Hz or 60 Hz sine wave) to a capacitor with DC rated voltage,
please refer to the page of “Permissible voltage (R.M.S) in alternating current corresponding to DC rated voltage”.
✽ Voltage to be applied to ECQE1A (F) & ECQE2A (F) is only sine wave (50 Hz or 60 Hz).
Dimensions
fd±0.05
Copper-clad
steel-wire
Type B
S±0.8
Type D
Marking
4.5±0.5
Marking
H max.
S±0.8
Cut lead (Suffix Z)
4.5±0.5
Marking
H max.
H max.
Crimped lead (Suffix B)
L max.
L max.
F±1.0
20 min.
G max.
Marking
T max.
4.5±0.5
Straight
L max.
Unit : mm
Packaging specifications for bulk package
● Packing
quantity : 100 pcs./bag
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Taping specifications for automatic insertion
● Taping
style
Style AB
H1
F
H0
P0
P
F
H0
H1
F
H0
Style B
P
H1
P
P0
P0
Style D
H1
H1
P
F
H0
F
H0
Style E
P
P
H1
Style C
P0
P0
P0
F
H0
Style AD
✽ Refer to the page of taping specifications.
● Packaging
Series
● Lead
specifications
Rated
voltage
100 V.DC
250 V.DC
400 V.DC
ECQE(F)
630 V.DC
1000 V.DC
1250 V.DC
125 V.AC
250 V.AC
Capacitance range
(μF)
0.56 to 0.68
0.82 to 1.0
1.2 to 3.3
1.2 to 3.3
0.010 to 0.27
0.33
0.39 to 1.5
0.010 to 0.33
0.39 to 1.5
0.010 to 0.10
0.12 to 0.47
0.010 to 0.10
0.12 to 0.47
0.0010 to 0.033
0.039 to 0.047
0.056 to 0.22
0.001 to 0.047
0.056 to 0.22
0.010 to 0.10
0.0010 to 0.022
0.010 to 0.068
0.010 to 0.068
0.010 to 0.033
0.010 to 0.047
0.056 to 0.22
Taping style
AD AS AB B C D E
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
◯
Packing
suffix
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
Ammo
( ) F3
( ) F3
( ) F3
R( ) F
( ) F3
( ) F3
( ) F3
R( ) F
R( ) F
( ) F3
( ) F3
R( ) F
R( ) F
( ) F3
( ) F3
( ) F3
R( ) F
R( ) F
R( ) F
R( ) F
( ) F6
R( ) F
( ) F6
R( ) F
R( ) F
Style
AD
AB
B
C
D
E
spacing
Lead spacing
5.0 mm
5.0 mm
5.0 mm
5.0 mm
7.5 mm
7.5 mm
✽ See the column “Rating ·
Dimensions · Quantity” for
packing quantity
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 100 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K)
Part No.
ECQE1564◻F(
ECQE1684◻F(
ECQE1824◻F(
ECQE1105◻F(
ECQE1125◻F(
ECQE1155◻F(
ECQE1185◻F(
ECQE1225◻F(
ECQE1275◻F(
ECQE1335◻F(
ECQE1395◻F(
ECQE1475◻F(
ECQE1565◻F(
ECQE1685◻F(
ECQE1825◻F(
ECQE1106◻F(
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
Dimensions (mm)
H max.
F
S
G max.
Straight Crimped lead Straight Crimped lead Straight
5.5 10.9 15.9 10.0 10.0
1.0
6.0 11.9 16.9 10.0 10.0
1.0
6.0 13.5 18.5 10.0 10.0
1.0
6.7 14.0 19.0 10.0 10.0
1.0
5.5 12.8 17.8 15.0 10.0
1.0
6.0 13.4 18.4 15.0 10.0
1.0
6.5 14.4 19.4 15.0 10.0
1.0
7.0 15.0 20.0 15.0 10.0
1.0
8.0 15.8 20.8 15.0 10.0
1.0
8.5 16.5 21.5 15.0 10.0
1.0
7.0 16.4 21.4 22.5 15.0
1.0
7.5 17.0 22.0 22.5 15.0
1.0
8.3 17.5 22.5 22.5 15.0
1.0
9.0 18.5 23.5 22.5 15.0
1.0
10.0 20.0 25.0 22.5 15.0
1.5
11.5 21.0 26.0 22.5 15.0
1.5
Cap.
(μF) L max. T max.
fd
0.56
0.68
0.82
1.0
1.2
1.5
1.8
2.2
2.7
3.3
3.9
4.7
5.6
6.8
8.2
10.0
0.6
0.6
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
12.0
12.0
12.0
12.0
18.5
18.5
18.5
18.5
18.5
18.5
26.0
26.0
26.0
26.0
26.0
26.0
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
Min. order Q'ty
Taping
Bulk
Standard 5 mm Odd size 5 mm Odd size 7.5 mm Straight ·Crimped lead
500
–
–
1,000
600
500
500
500
–
400
–
400
–
Type D : 0.56 μF to 1.0 μF
Type B : 1.2 μF to 10.0 μF
Rating · Dimensions · Quantity
● Rated
voltage : 250 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K)
Cap.
(μF) L max. T max.
Part No.
ECQE2103◻F(
ECQE2123◻F(
ECQE2153◻F(
ECQE2183◻F(
ECQE2223◻F(
ECQE2273◻F(
ECQE2333◻F(
ECQE2393◻F(
ECQE2473◻F(
ECQE2563◻F(
ECQE2683◻F(
ECQE2823◻F(
ECQE2104◻F(
ECQE2124◻F(
ECQE2154◻F(
ECQE2184◻F(
ECQE2224◻F(
ECQE2274◻F(
ECQE2334◻F(
ECQE2394◻F(
ECQE2474◻F(
ECQE2564◻F(
ECQE2684◻F(
ECQE2824◻F(
ECQE2105◻F(
ECQE2125◻F(
ECQE2155◻F(
ECQE2185◻F(
ECQE2225◻F(
ECQE2275◻F(
ECQE2335◻F(
ECQE2395◻F(
ECQE2475◻F(
ECQE2565◻F(
ECQE2685◻F(
ECQE2825◻F(
ECQE2106◻F(
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
0.082
0.10
0.12
0.15
0.18
0.22
0.27
0.33
0.39
0.47
0.56
0.68
0.82
1.0
1.2
1.5
1.8
2.2
2.7
3.3
3.9
4.7
5.6
6.8
8.2
10.0
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
10.3
12.0
12.0
12.0
12.0
18.5
18.5
18.5
18.5
18.5
18.5
18.5
18.5
26.0
26.0
26.0
26.0
26.0
26.0
31.0
31.0
31.0
31.0
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
4.3
4.4
4.4
4.4
4.4
4.4
4.5
4.5
4.5
4.8
4.5
4.9
5.8
6.0
6.0
5.0
5.5
6.0
6.5
4.9
5.3
5.5
6.0
6.5
7.4
8.0
9.0
7.5
8.5
9.4
10.3
11.0
12.0
11.8
13.0
14.3
15.9
Dimensions (mm)
H max.
F
S G max.
Straight Crimped lead Straight Crimped lead Straight
7.4 12.4
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
7.9 12.9
7.5
7.5 1.0
7.5 12.5
7.5
7.5 1.0
8.0 13.0
7.5
7.5 1.0
8.4 13.4
7.5
7.5 1.0
9.0 14.0
7.5
7.5 1.0
10.8 15.8
7.5
7.5 1.0
10.3 15.3 10.0 10.0 1.0
10.5 15.5 10.0 10.0 1.0
11.5 16.5 10.0 10.0 1.0
12.0 17.0 10.0 10.0 1.0
12.0 17.0 15.0 10.0 1.0
12.5 17.5 15.0 10.0 1.0
13.0 18.0 15.0 10.0 1.0
13.5 18.5 15.0 10.0 1.0
14.5 19.5 15.0 10.0 1.0
15.0 20.0 15.0 10.0 1.0
15.9 20.9 15.0 10.0 1.0
16.8 21.8 15.0 10.0 1.0
15.5 20.5 22.5 15.0 1.0
16.3 21.3 22.5 15.0 1.0
17.0 22.0 22.5 15.0 1.0
18.0 23.0 22.5 15.0 1.5
20.5 25.5 22.5 15.0 1.5
21.5 26.5 22.5 15.0 1.5
21.0 26.0 27.5 22.5 1.5
22.4 27.4 27.5 22.5 1.5
23.5 28.5 27.5 22.5 1.5
25.8 30.8 27.5 22.5 1.5
fd
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
Min. order Q'ty
Taping
Bulk
Standard 5 mm Odd size 5 mm Odd size 7.5 mm Straight Crimped lead
1000
–
1000
500
500
1000
500
500
500
400
400
300
–
–
–
400
300
400
Type D : 0.010 μF to 0.33 μF
Type B : 0.39 μF to 10.0 μF
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 400 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K)
Cap.
(μF) L max. T max.
Part No.
ECQE4103◻F(
ECQE4123◻F(
ECQE4153◻F(
ECQE4183◻F(
ECQE4223◻F(
ECQE4273◻F(
ECQE4333◻F(
ECQE4393◻F(
ECQE4473◻F(
ECQE4563◻F(
ECQE4683◻F(
ECQE4823◻F(
ECQE4104◻F(
ECQE4124◻F(
ECQE4154◻F(
ECQE4184◻F(
ECQE4224◻F(
ECQE4274◻F(
ECQE4334◻F(
ECQE4394◻F(
ECQE4474◻F(
ECQE4564◻F(
ECQE4684◻F(
ECQE4824◻F(
ECQE4105◻F(
ECQE4125◻F(
ECQE4155◻F(
ECQE4185◻F(
ECQE4225◻F(
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
0.082
0.10
0.12
0.15
0.18
0.22
0.27
0.33
0.39
0.47
0.56
0.68
0.82
1.0
1.2
1.5
1.8
2.2
10.3
10.3
10.3
10.3
10.3
10.3
10.3
12.0
12.0
12.0
12.0
12.0
12.0
18.5
18.5
18.5
18.5
18.5
18.5
18.5
18.5
26.0
26.0
26.0
26.0
26.0
31.0
31.0
31.0
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
4.3
4.4
4.4
4.4
4.8
5.5
6.0
4.9
5.0
5.0
5.4
5.8
6.3
5.0
5.0
5.4
5.9
6.5
7.0
7.5
7.8
6.5
7.0
7.9
8.5
9.5
9.5
11.0
11.0
Dimensions (mm)
H max.
F
S G max.
Crimped
Crimped
Straight
Straight
Straight
lead
lead
7.4 12.4
7.5
7.5
1.0
7.5 12.5
7.5
7.5
1.0
7.5 12.5
7.5
7.5
1.0
7.5 12.5
7.5
7.5
1.0
7.9 12.9
7.5
7.5
1.0
8.0 13.0
7.5
7.5
1.0
9.0 14.0
7.5
7.5
1.0
8.0 13.0 10.0 10.0 1.0
8.3 13.3 10.0 10.0 1.0
10.0 15.0 10.0 10.0 1.0
10.5 15.5 10.0 10.0 1.0
11.0 16.0 10.0 10.0 1.0
12.0 17.0 10.0 10.0 1.0
10.0 15.0 15.0 10.0 1.0
12.4 17.4 15.0 10.0 1.0
12.5 17.5 15.0 10.0 1.0
13.0 18.0 15.0 10.0 1.0
14.3 19.3 15.0 10.0 1.0
14.9 19.9 15.0 10.0 1.0
15.4 20.4 15.0 10.0 1.0
17.0 22.0 15.0 10.0 1.0
16.0 21.0 22.5 15.0 1.0
16.5 21.5 22.5 15.0 1.0
17.3 22.3 22.5 15.0 1.0
18.0 23.0 22.5 15.0 1.0
18.9 23.9 22.5 15.0 1.0
19.0 24.0 27.5 22.5 1.0
20.5 25.5 27.5 22.5 1.5
22.0 27.0 27.5 22.5 1.5
fd
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
Min. order Q'ty
Taping
Bulk
Standard Odd size Odd size Straight ·
5 mm
5 mm 7.5 mm Crimped lead
1000
–
1000
500
500
500
500
400
–
–
–
Type D : 0.010 μF to 0.10 μF
Type B : 0.12 μF to 2.2 μF
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 630 V.DC, Capacitance tolerance : ± 5 %(J), ±10 %(K)
Cap.
(μF) L max. T max.
Part No.
ECQE6102◻F(
ECQE6122◻F(
ECQE6152◻F(
ECQE6182◻F(
ECQE6222◻F(
ECQE6272◻F(
ECQE6332◻F(
ECQE6392◻F(
ECQE6472◻F(
ECQE6562◻F(
ECQE6682◻F(
ECQE6822◻F(
ECQE6103◻F(
ECQE6123◻F(
ECQE6153◻F(
ECQE6183◻F(
ECQE6223◻F(
ECQE6273◻F(
ECQE6333◻F(
ECQE6393◻F(
ECQE6473◻F(
ECQE6563◻F(
ECQE6683◻F(
ECQE6823◻F(
ECQE6104◻F(
ECQE6124◻F(
ECQE6154◻F(
ECQE6184◻F(
ECQE6224◻F(
ECQE6274◻F(
ECQE6334◻F(
ECQE6394◻F(
ECQE6474◻F(
ECQE6564◻F(
ECQE6684◻F(
ECQE6824◻F(
ECQE6105◻F(
ECQE6125◻F(
ECQE6155◻F(
ECQE6185◻F(
ECQE6225◻F(
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
0.0010
0.0012
0.0015
0.0018
0.0022
0.0027
0.0033
0.0039
0.0047
0.0056
0.0068
0.0082
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
0.082
0.10
0.12
0.15
0.18
0.22
0.27
0.33
0.39
0.47
0.56
0.68
0.82
1.0
1.2
1.5
1.8
2.2
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
12.0
18.5
18.5
18.5
18.5
18.5
18.5
18.5
18.5
26.0
26.0
26.0
26.0
26.0
26.0
31.0
31.0
31.0
31.0
31.0
31.0
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
4.5
4.5
4.5
4.5
4.5
4.5
4.5
4.5
4.5
4.5
4.9
4.5
4.5
4.5
5.0
4.9
5.3
5.5
6.0
6.0
6.5
5.4
5.8
6.5
6.3
6.3
7.5
8.0
9.0
7.0
7.8
8.5
9.3
10.0
11.5
11.3
12.5
13.5
15.3
16.8
19.5
Dimensions (mm)
H max.
F
S G max.
Crimped
Crimped
Straight
Straight
Straight
lead
lead
9.5 14.5 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 7.5 5.0 1.0
10.0 15.0 10.0 7.5 1.0
10.0 15.0 10.0 7.5 1.0
10.0 15.0 10.0 7.5 1.0
10.0 15.0 10.0 7.5 1.0
7.5 12.5 10.0 10.0 1.0
7.8 12.8 10.0 10.0 1.0
8.2 13.2 10.0 10.0 1.0
10.0 15.0 10.0 10.0 1.0
10.5 15.5 10.0 10.0 1.0
10.9 15.9 10.0 10.0 1.0
11.9 16.9 10.0 10.0 1.0
13.4 18.4 10.0 10.0 1.0
13.5 18.5 10.0 10.0 1.0
10.5 15.5 15.0 10.0 1.0
11.0 16.0 15.0 10.0 1.0
12.0 17.0 15.0 10.0 1.0
14.0 19.0 15.0 10.0 1.0
14.5 19.5 15.0 10.0 1.0
15.4 20.4 15.0 10.0 1.0
16.0 21.0 15.0 10.0 1.0
16.5 21.5 15.0 10.0 1.0
16.5 21.5 22.5 15.0 1.0
17.0 22.0 22.5 15.0 1.0
17.9 22.9 22.5 15.0 1.0
18.5 23.5 22.5 15.0 1.0
20.0 25.0 22.5 15.0 1.5
21.0 26.0 22.5 15.0 1.5
20.5 25.5 27.5 22.5 1.5
21.9 26.9 27.5 22.5 1.5
23.0 28.0 27.5 22.5 1.5
24.7 29.7 27.5 22.5 1.5
27.0 32.0 27.5 22.5 1.5
29.0 34.0 27.5 22.5 1.5
fd
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
Min. order Q'ty
Taping
Bulk
Standard Odd size Odd size
Straight Crimped lead
5 mm 5 mm 7.5 mm
1000
–
1000
500
500
1000
500
500
500
400
400
300
–
–
–
400
300
400
300
Type D : 0.010 μF to 0.047 μF
Type B : 0.0010 μF to 0.0082 μF
0.056 μF to 2.2 μF
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 1000 V.DC, Note) 125 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K)
Part No.
ECQE10103◻F(
ECQE10123◻F(
ECQE10153◻F(
ECQE10183◻F(
ECQE10223◻F(
ECQE10273◻F(
ECQE10333◻F(
ECQE10393◻F(
ECQE10473◻F(
ECQE10563◻F(
ECQE10683◻F(
ECQE10823◻F(
ECQE10104◻F(
ECQE10124◻F(
ECQE10154◻F(
ECQE10184◻F(
ECQE10224◻F(
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
Cap.
(μF)
L max.
T max.
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
0.082
0.10
0.12
0.15
0.18
0.22
15.5
15.5
15.5
15.5
15.5
21.0
21.0
21.0
21.0
21.0
21.0
21.0
21.0
26.0
26.0
26.0
26.0
6.0
6.0
7.0
7.5
7.5
6.0
6.5
7.0
7.5
7.5
8.5
9.0
10.0
9.0
10.0
10.5
12.0
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
Dimensions (mm)
H max.
F
S
Crimped
Crimped
Straight
Straight
lead
lead
11.0
16.0
12.5
12.5
12.0
17.0
12.5
12.5
12.5
17.5
12.5
12.5
13.0
20.0
12.5
12.5
15.5
22.5
12.5
12.5
13.0
18.0
17.5
12.5
14.0
19.0
17.5
12.5
14.5
19.5
17.5
12.5
15.5
20.5
17.5
12.5
17.0
22.0
17.5
12.5
18.0
23.0
17.5
12.5
18.5
23.5
17.5
12.5
20.0
25.0
17.5
12.5
18.5
23.5
22.5
17.5
20.0
25.0
22.5
17.5
22.0
27.0
22.5
17.5
23.0
28.0
22.5
17.5
Min. order Q'ty
Taping
Bulk
G max.
Straight
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.5
1.5
1.5
fd
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
Straight ·
7.5 mm Crimped lead
500
400
500
500
400
300
−
Type D : 0.010 μF to 0.022 μF
Type B : 0.027 μF to 0.22 μF
Note) This type has two rated voltage, one is DC rated voltage another is AC rated voltage..
DC rated voltage is 1000 V.DC, AC rated voltage is 125 V.AC.
Making for rated voltage is “1000 V, 125 V ”
When capacitors use in secondary side of power source, and in case of applying voltage in altering current (50 Hz or
60 Hz sine wave) to a capacitor, please refer to the page of “Permissible voltage (R.M.S) in altering current
corresponding to DC rated voltage”.
When capacitors use in primary side of power source, the rated voltage is shown 125 V.AC. Voltage to be applied
to capacitors in only sine wave (50 Hz or 60 Hz).
AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”. And not complying
with clause 2 of “Electrical Appliance and Material Safety Law”, in this case please use ECQUA type or ECQUL type.
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 1250 V.DC, Note) 125 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K)
Cap.
(μF)
Part No.
ECQE12102◻F(
ECQE12122◻F(
ECQE12152◻F(
ECQE12182◻F(
ECQE12222◻F(
ECQE12272◻F(
ECQE12332◻F(
ECQE12392◻F(
ECQE12472◻F(
ECQE12562◻F(
ECQE12682◻F(
ECQE12822◻F(
ECQE12103◻F(
ECQE12123◻F(
ECQE12153◻F(
ECQE12183◻F(
ECQE12223◻F(
ECQE12273◻F(
ECQE12333◻F(
ECQE12393◻F(
ECQE12473◻F(
ECQE12563◻F(
ECQE12683◻F(
ECQE12823◻F(
ECQE12104◻F(
ECQE12124◻F(
ECQE12154◻F(
ECQE12184◻F(
ECQE12224◻F(
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
0.0010
0.0012
0.0015
0.0018
0.0022
0.0027
0.0033
0.0039
0.0047
0.0056
0.0068
0.0082
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
0.082
0.10
0.12
0.15
0.18
0.22
Dimensions (mm)
H max.
F
S
G max.
L max. T max.
Crimped
Crimped
Straight
Straight
Straight
lead
lead
15.5
6.0
11.0
16.0
12.5
10.0
1.0
15.5
6.0
11.0
16.0
12.5
10.0
1.0
15.5
6.0
11.0
16.0
12.5
10.0
1.0
15.5
6.0
11.0
16.0
12.5
10.0
1.0
15.5
6.0
11.5
16.5
12.5
10.0
1.0
15.5
6.5
12.0
17.0
12.5
10.0
1.0
15.5
6.0
11.5
16.5
12.5
10.0
1.0
15.5
6.5
12.0
17.0
12.5
10.0
1.0
15.5
7.0
12.5
17.5
12.5
10.0
1.0
15.5
7.5
13.0
18.0
12.5
10.0
1.0
15.5
7.5
15.0
20.0
12.5
10.0
1.0
21.0
5.0
12.0
17.0
17.5
12.5
1.0
21.0
5.0
12.5
17.5
17.5
12.5
1.0
21.0
5.5
13.0
18.0
17.5
12.5
1.0
21.0
6.0
13.5
18.5
17.5
12.5
1.0
21.0
6.5
14.5
19.5
17.5
12.5
1.0
21.0
7.0
15.0
20.0
17.5
12.5
1.0
26.0
6.0
15.5
20.5
22.5
17.5
1.0
26.0
6.5
16.0
21.0
22.5
17.5
1.0
26.0
7.0
16.5
21.5
22.5
17.5
1.0
26.0
8.0
17.0
22.0
22.5
17.5
1.0
31.0
7.5
17.0
22.0
27.5
22.5
1.0
31.0
8.0
17.5
22.5
27.5
22.5
1.0
31.0
9.0
18.5
23.5
27.5
22.5
1.0
31.0
10.0
19.5
24.5
27.5
22.5
1.0
31.0
11.5
20.5
25.5
27.5
22.5
1.5
31.0
12.0
23.0
28.0
27.5
22.5
1.5
31.0
13.0
24.5
29.5
27.5
22.5
1.5
31.0
14.5
26.5
31.5
27.5
22.5
1.5
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
fd
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
Min. order Q'ty
Taping
Bulk
Crimped
7.5 mm Straight
lead
500
400
500
500
500
−
400
Type D : 0.0010 μF to 0.0068 μF
Type B : 0.0082 μF to 0.22 μF
Note) This type has two rated voltage, one is DC rated voltage another is AC rated voltage.
DC rated voltage is 1250 V.DC, AC rated voltage is 125 V.AC.
Making for rated voltage is “1250 V, 125 V ”
When capacitors use in secondary side of power source, and in case of applying voltage in altering current (50 Hz or
60 Hz sine wave) to a capacitor, please refer to the page of “Permissible voltage (R.M.S) in altering current
corresponding to DC rated voltage”.
When capacitors use in primary side of power source, the rated voltage is shown 125 V.AC. Voltage to be applied
to capacitors in only sine wave (50 Hz or 60 Hz).
AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”. And not complying
with clause 2 of “Electrical Appliance and Material Safety Law”, in this case please use ECQUA type or ECQUL type.
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 125 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K)
Noise suppression Capacitors (Across-the-line)
Cap.
(μF) L max. T max.
Part No.
ECQE1A103◻F(
ECQE1A123◻F(
ECQE1A153◻F(
ECQE1A183◻F(
ECQE1A223◻F(
ECQE1A273◻F(
ECQE1A333◻F(
ECQE1A393◻F(
ECQE1A473◻F(
ECQE1A563◻F(
ECQE1A683◻F(
)
)
)
)
)
)
)
)
)
)
)
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
10.5
10.5
10.5
10.5
10.5
10.5
10.5
10.5
10.5
10.5
10.5
4.5
4.4
4.4
4.4
4.4
4.4
4.5
4.5
5.5
5.9
6.3
Dimensions (mm)
H max.
F
S G max.
Crimped
Crimped
Straight
Straight
Straight
lead
lead
7.5 12.5 7.5
7.5
1.0
7.5 12.5 7.5
7.5
1.0
7.5 12.5 7.5
7.5
1.0
7.5 12.5 7.5
7.5
1.0
7.5 12.5 7.5
7.5
1.0
7.5 12.5 7.5
7.5
1.0
7.8 12.8 7.5
7.5
1.0
7.8 12.8 7.5
7.5
1.0
8.0 13.0 7.5
7.5
1.0
8.5 13.5 7.5
7.5
1.0
9.4 14.4 7.5
7.5
1.0
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
fd
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
Min. order Q'ty
Taping
Bulk
Standard Odd size Odd size Straight ·
5 mm
5 mm 7.5 mm Crimped lead
1000
–
1000
500
500
Type D : 0.010 μF to 0.068 μF
Notice for AC rated
AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”.
As for clause 2 of “Electrical Appliance and Material Safety Law”, please use ECQUA type or ECQUL type.
When using these capacitors as a across-the-line capacitor, it shall be required to follow either item 1. or item 2.
condition.
1. Capacitor shall be connected in parallel with varistor (Specified varistor voltage in table 1.)
2. Voltage applied for capacitor shall not exceed other than specified in table 1, when using these capacitors
Table 1
Capacitor rated voltage
125 V.AC
Varistor voltage
250 V
Pulse voltage
250 V0-P
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
Plastic Film Capacitors
Rating · Dimensions · Quantity
● Rated
voltage : 250 V.AC, Capacitance tolerance : ±5 %(J), ±10 %(K)
Noise suppression Capacitors (Across-the-line)
Cap.
(μF) L max. T max.
Part No.
ECQE2A103◻F( )
ECQE2A123◻F( )
ECQE2A153◻F( )
ECQE2A183◻F( )
ECQE2A223◻F( )
ECQE2A273◻F( )
ECQE2A333◻F( )
ECQE2A393◻F( )
ECQE2A473◻F( )
ECQE2A563◻F( )
ECQE2A683◻F( )
ECQE2A823◻F( )
ECQE2A104◻F( )
ECQE2A124◻F( )
ECQE2A154◻F( )
ECQE2A184◻F( )
ECQE2A224◻F( )
ECQE2A274◻F( )
ECQE2A334◻F( )
ECQE2A394◻F( )
ECQE2A474◻F( )
ECQE2A564P( )( )
ECQE2A684P( )( )
ECQE2A824P( )( )
ECQE2A105P( )( )
ECQE2A125P( )( )
ECQE2A155P( )( )
ECQE2A185P( )( )
ECQE2A225P( )( )
0.010
0.012
0.015
0.018
0.022
0.027
0.033
0.039
0.047
0.056
0.068
0.082
0.10
0.12
0.15
0.18
0.22
0.27
0.33
0.39
0.47
0.56
0.68
0.82
1.0
1.2
1.5
1.8
2.2
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
18.5
18.5
18.5
18.5
18.5
18.5
18.5
18.5
26.0
26.0
26.0
26.0
26.0
26.0
26.0
31.0
31.0
31.0
31.0
31.0
5.5
6.0
6.3
6.0
6.0
5.5
6.0
6.0
6.5
5.4
5.8
6.3
6.3
6.8
7.5
8.0
9.0
7.0
7.8
8.5
9.3
10.0
11.5
13.0
12.5
13.5
15.3
16.8
19.5
Dimensions (mm)
H max.
F
S G max.
Crimped
Crimped
Straight
Straight
Straight
lead
lead
10.8 15.8 10.0 10.0 1.0
11.5 16.5 10.0 10.0 1.0
9.9 14.9 10.0 10.0 1.0
11.9 16.9 10.0 10.0 1.0
11.5 16.5 10.0 10.0 1.0
10.9 15.9 10.0 10.0 1.0
11.9 16.9 10.0 10.0 1.0
13.4 18.4 10.0 10.0 1.0
14.4 19.4 10.0 10.0 1.0
10.5 15.5 15.0 10.0 1.0
11.0 16.0 15.0 10.0 1.0
12.0 17.0 15.0 10.0 1.0
14.0 19.0 15.0 10.0 1.0
14.5 19.5 15.0 10.0 1.0
15.4 20.4 15.0 10.0 1.0
16.0 21.0 15.0 10.0 1.0
16.9 21.9 15.0 10.0 1.0
16.5 21.5 22.5 15.0 1.0
17.0 22.0 22.5 15.0 1.0
17.9 22.9 22.5 15.0 1.0
18.5 23.5 22.5 15.0 1.0
20.0
−
22.5
−
1.0
21.0
−
22.5
−
1.0
22.5
−
22.5
−
1.0
21.9
−
27.5
−
1.5
23.0
−
27.5
−
1.5
24.7
−
27.5
−
1.5
27.0
−
27.5
−
1.5
29.0
−
27.5
−
1.5
✽ ◻ : Capacitance tolerance code
( ) : Suffix for lead crimped or taped type
0d
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
0.8
Min. order Q'ty
Taping
Bulk
Standard Odd size
Crimped
Straight
5 mm 7.5 mm
lead
500
1000
500
500
500
400
300
−
−
300
400
300
Type D : 0.010 μF to 0.047 μF
Type B : 0.056 μF to 0.47 μF
✽ Please consult us about Crimped lead type of 0.56 μF to 2.2 μF.
Notice for AC rated
AC rated capacitors complying with clause 1 of “Electrical Appliance and Material Safety Law”.
As for clause 2 of “Electrical Appliance and Material Safety Law”, please use ECQUA type or ECQUL type.
When using these capacitors as a across-the-line capacitor, it shall be required to follow either item 1. or item 2. condition.
1. Capacitor shall be connected in parallel with varistor (Specified varistor voltage in table 1.)
2. Voltage applied for capacitor shall not exceed other than specified in table 1, when using these capacitors
Table 1
Capacitor rated voltage
250 V.AC
Varistor voltage
470 V
Pulse voltage
630 V0-P
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
Should a safety concern arise regarding this product, please be sure to contact us immediately.
02 Sep. 2017
*XLGHOLQHVDQGSUHFDXWLRQVUHJDUGLQJWKH
WHFKQLFDOLQIRUPDWLRQDQGXVHRIRXUSURGXFWV
GHVFULEHGLQWKLVRQOLQHFDWDORJ
ٹ,I\RXZDQWWRXVHRXUSURGXFWVGHVFULEHGLQWKLVRQOLQHFDWDORJIRUDSSOLFDWLRQVUHTXLULQJ
VSHFLDOTXDOLWLHVRUUHOLDELOLW\RUIRUDSSOLFDWLRQVZKHUHWKHIDLOXUHRUPDOIXQFWLRQRIWKH
SURGXFWVPD\GLUHFWO\MHRSDUGL]HKXPDQOLIHRUSRWHQWLDOO\FDXVHSHUVRQDOLQMXU\
HJDLUFUDIWDQGDHURVSDFHHTXLSPHQWWUDIILFDQGWUDQVSRUWDWLRQHTXLSPHQWFRPEXVWLRQ
HTXLSPHQWPHGLFDOHTXLSPHQWDFFLGHQWSUHYHQWLRQDQWLFULPHHTXLSPHQWDQGRUVDIHW\
HTXLSPHQWLWLVQHFHVVDU\WRYHULI\ZKHWKHUWKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFK
DSSOLFDWLRQV3OHDVHHQVXUHWKDW\RXZLOODVNDQGFKHFNZLWKRXULQTXLU\GHVNDVWRZKHWKHU
WKHVSHFLILFDWLRQVRIRXUSURGXFWVILWWRVXFKDSSOLFDWLRQVXVHEHIRUH\RXXVHRXUSURGXFWV
ٹ7KHTXDOLW\DQGSHUIRUPDQFHRIRXUSURGXFWVDVGHVFULEHGLQWKLVRQOLQHFDWDORJRQO\DSSO\
WRRXUSURGXFWVZKHQXVHGLQLVRODWLRQ7KHUHIRUHSOHDVHHQVXUH\RXHYDOXDWHDQGYHULI\
RXUSURGXFWVXQGHUWKHVSHFLILFFLUFXPVWDQFHVLQZKLFKRXUSURGXFWVDUHDVVHPEOHGLQ\RXU
RZQSURGXFWVDQGLQZKLFKRXUSURGXFWVZLOODFWXDOO\EHXVHG
ٹ,I\RXXVHRXUSURGXFWVLQHTXLSPHQWWKDWUHTXLUHVDKLJKGHJUHHRIUHOLDELOLW\UHJDUGOHVV
RIWKHDSSOLFDWLRQLWLVUHFRPPHQGHGWKDW\RXVHWXSSURWHFWLRQFLUFXLWVDQGUHGXQGDQF\
FLUFXLWVLQRUGHUWRHQVXUHVDIHW\RI\RXUHTXLSPHQW
ٹ7KHSURGXFWVDQGSURGXFWVSHFLILFDWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJDUHVXEMHFWWR
FKDQJHIRULPSURYHPHQWZLWKRXWSULRUQRWLFH7KHUHIRUHSOHDVHEHVXUHWRUHTXHVWDQG
FRQILUPWKHODWHVWSURGXFWVSHFLILFDWLRQVZKLFKH[SODLQWKHVSHFLILFDWLRQVRIRXUSURGXFWVLQ
GHWDLOEHIRUH\RXILQDOL]HWKHGHVLJQRI\RXUDSSOLFDWLRQVSXUFKDVHRUXVHRXUSURGXFWV
ٹ7KHWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQHFDWDORJSURYLGHVH[DPSOHVRIRXUSURGXFWV
W\SLFDORSHUDWLRQVDQGDSSOLFDWLRQFLUFXLWV:HGRQRWJXDUDQWHHWKHQRQLQIULQJHPHQWRI
WKLUGSDUW\
VLQWHOOHFWXDOSURSHUW\ULJKWVDQGZHGRQRWJUDQWDQ\OLFHQVHULJKWRULQWHUHVW
LQRXULQWHOOHFWXDOSURSHUW\
ٹ,IDQ\RIRXUSURGXFWVSURGXFWVSHFLILFDWLRQVDQGRUWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQH
FDWDORJLVWREHH[SRUWHGRUSURYLGHGWRQRQUHVLGHQWVWKHODZVDQGUHJXODWLRQVRIWKH
H[SRUWLQJFRXQWU\HVSHFLDOO\ZLWKUHJDUGWRVHFXULW\DQGH[SRUWFRQWUROVKDOOEHREVHUYHG
5HJDUGLQJWKH&HUWLILFDWHRI&RPSOLDQFHZLWK
WKH(85R+6'LUHFWLYH5($&+5HJXODWLRQV!
ٹ7KHVZLWFKRYHUGDWHIRUFRPSOLDQFHZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQVYDULHV
GHSHQGLQJRQWKHSDUWQXPEHURUVHULHVRIRXUSURGXFWV
ٹ:KHQ\RXXVHWKHLQYHQWRU\RIRXUSURGXFWVIRUZKLFKLWLVXQFOHDUZKHWKHUWKRVHSURGXFWV
DUHFRPSOLDQWZLWKWKH5R+6'LUHFWLYH5($&+5HJXODWLRQSOHDVHVHOHFW6DOHV,QTXLU\LQWKH
ZHEVLWHLQTXLU\IRUPDQGFRQWDFWXV
:HGRQRWWDNHDQ\UHVSRQVLELOLW\IRUWKHXVHRIRXUSURGXFWVRXWVLGHWKHVFRSHRIWKH
VSHFLILFDWLRQVGHVFULSWLRQVJXLGHOLQHVDQGSUHFDXWLRQVGHVFULEHGLQWKLVRQOLQHFDWDORJ
2FW
3ODVWLF)LOP&DSDFLWRUV
35(&$87,21$1':$51,1*
ٴ3OHDVHFRQVXOWXVLQFDVHWKDWGHPDQGWKHVSHFLILFDWLRQRIRXUFRPSDQ\ZLWKRXWIDLODQGGRWKHFRQILUPDWLRQRI
WKHXVHFRQGLWLRQDQGWKDWH[FHHGVWKHHQWU\YDOXHDQGEHLQGLVWLQFWZKHQ\RXXVHLW
ٴ7KHILOPFDSDFLWRUVFRQWDLQDILOPEDVHGGLHOHFWULFZKLFKPD\EHIODPPDEOHXQGHUFHUWDLQRSHUDWLQJFRQGLWLRQV
:KHQLQXVHWKH\FDQHLWKHUHPLWVPRNHDQGRULJQLWHVKRXOGWKHSURGXFWEHGHIHFWLYH,WLVUHFRPPHQGHG
FRYHULQJWKHVXUURXQGLQJUHVLQZLWKIODPHUHVLVWDQWPDWHULDOVRUFDVHDVQHHGHGSDUWLFXODUO\
ٴ,QWKHHYHQWRIWURXEOHVRIRWKHUSDUWVRQWKHFLUFXLWVXFKDVVKRUWHQLQJDQGRSHQLQJSURYLGHZLWKSURSHUPHDQV
IRUSUHYHQWLQJH[FHVVLYHYROWDJHFXUUHQWRUWHPSHUDWXUHH[FHHGLQJWKHUDWLQJIURPEHLQJDSSOLHGWRWKHILOP
FDSDFLWRU
ٴ3ULRUWRXVHSOHDVHPDNHVXUHWKDWIDLOXUHRIWKHILOPFDSDFLWRUVGRHVQRWKDYHDQ\QHJDWLYHHIIHFWVRQRWKHU
VXUURXQGLQJHOHFWURQLFFLUFXLWFRPSRQHQWVDQGGHYLFHVWKDWZRXOGSRVVLEO\FDXVHGDPDJH3URSHUVDIHW\
PHDVXUHVVKRXOGEHWDNHQXVLQJIDLOVDIHSURWHFWLYHFLUFXLWGHVLJQVWRKHOSSUHYHQWRWKHUGHYLFHVRIEHFRPLQJ
XQVDIH
([DPSOH
D6WDWHLQZKLFKEDVLFSHUIRUPDQFHRIDXWRPRELOHVUXQWXUQDQGVWRS
E)DOVHRSHUDWLRQV
F6PRNHHPLVVLRQLJQLWLRQV
ٴ7KH)LOP&DSDFLWRUOLVWHGLQWKLVFDWDORJH[FHSWIRUDXWRPRWLYHVHULHVDUHGHVLJQHGDQGPDQXIDFWXUHG
VSHFLILFDOO\IRUJHQHUDOHOHFWURQLFGHYLFHVLQFOXGLQJDXGLRYLGHRHTXLSPHQWKRPHDSSOLDQFHRIILFHHTXLSPHQW
DQGGDWDFRPPXQLFDWLRQHTXLSPHQWHWF$FFRUGLQJO\LWLVVWURQJO\UHFRPPHQGHGWKDWWKHXVHUFRQWDFWXVLQ
DGYDQFHLWWKHSDUWVDUHWREHXVHGIRUWKHIROORZLQJGHYLFHVLWHPVZKLFKUHTXLUHKDYLQJDGYDQFHG
VHFXULW\PHDVXUHV7KHFDSDFLWRUIRUDXWRPRWLYHFDQEHXVHGIRUDXWRPRELOHVVXFKDV[(9
7UDQVSRUW(TXLSPHQWPRWRUYHKLFOHVDLUSODQHVWUDLQVVKLSVWUDIILFVLJQDOFRQWUROOHUV
0HGLFDO(TXLSPHQWOLIHVXSSRUWHTXLSPHQWSDFHPDNHUVIRUWKHKHDUWGLDO\VLVFRQWUROOHUV
$LUFUDIW(TXLSPHQW$HURVSDFH(TXLSPHQWDLUSODQHVDUWLILFLDOVDWHOOLWHVURFNHWVHWF
6XEPDULQH(TXLSPHQWVXEPDULQHUHSHDWLQJHTXLSPHQWHWF
*HQHUDWLRQ&RQWURO(TXLSPHQWHTXLSPHQWIRUDWRPLFK\GUDXOLFKHDWSRZHUSODQWV
,QIRUPDWLRQ3URFHVVLQJ(TXLSPHQWODUJHVFDOHFRPSXWHUV\VWHP
(OHFWULF+HDWLQJ$SSOLDQFH%XUQLQJ$SSDUDWXV
5RWDU\0RWLRQ(TXLSPHQW
6HFXULW\6\VWHPV
5RERWV
/LJKWLQJ(TXLSPHQW
$QGDQ\VLPLODUW\SHVRIHTXLSPHQW
ٴ,IXVHGLQDVSHFLILFDSSOLDQFHWKDWUHTXLUHVDQH[WUHPHO\KLJKUHOLDELOLW\GLUHFWO\UHODWLQJZLWKDQ\OLIHVXSSRUWLQJ
HTXLSPHQWOLNHHOHFWURQLFDYLDWLRQFRQWUROOHUVDXWRPRWLYHGULYLQJFRQWUROOHUVDQGHQJLQHFRQWUROOHUVSOHDVH
FRQVXOWXVDQGXVHZLWKLQWKHFRQGLWLRQVGHVLJQDWHGLQWKHVSHFLILFDWLRQ+RZHYHUWKHFKLSW\SHFDSDFLWRUVKRXOG
QRWEHXVHGLQWKHVHDSSOLDQFHV
1RWH
؝7HFKQLFDOLQIRUPDWLRQLQWKLVFDWDORJLVLQWHQGHGWRFRQYH\H[DPSOHVRIW\SLFDOSHUIRUPDQFHVDQGRU
DSSOLFDWLRQVDQGLVQRWLQWHQGHGWRFRQYH\SDWHQWVULJKWVLIDQ\
)؝RUWKHSURGXFWVZKLFKDUHFRQWUROOHGLWHPVVXEMHFWWRWKH)RUHLJQ([FKDQJHDQG)RUHLJQ7UDGH&RQWURO/DZ
WKHH[SRUWSHUPLVVLRQDFFRUGLQJWRWKH/DZLVQHFHVVDU\
؝1RWHRIR]RQHGHSOHWLQJVXEVWDQFHVRIFODVV2'6XQGHUWKH0RQWUHDO3URWRFROLVXVHGLQPDQXIDFWXULQJ
SURFHVVRI'HYLFH6ROXWLRQV%XVLQHVV'LYLVLRQ3DQDVRQLF&RUSRUDWLRQ
6HS
3ODVWLF)LOP&DSDFLWRUV
*XLGHOLQHVDQGSUHFDXWLRQV&RPPRQ
7DUJHWSURGXFW(&4(岝(&:)岝(&:+岝(&48岝(&+8岝(&:8岝(&38
2SHUDWLQJYROWDJH
)RUWKHILOPFDSDFLWRUYDULHVWKHPD[LPXPDSSOLFDEOHYROWDJHGHSHQGLQJRQWKHDSSOLHGYROWDJHZDYHIRUPFXUUHQW
ZDYHIRUPIUHTXHQF\DPELHQWWHPSHUDWXUHFDSDFLWRUVXUIDFHWHPSHUDWXUHFDSDFLWDQFHYDOXHHWF8VHZLWKLQ
WKHVSHFLILHGYDOXHVE\FKHFNLQJWKHYROWDJHZDYHIRUPFXUUHQWZDYHIRUPDQGIUHTXHQF\DSSOLHGWRERWKHQGVRI
WKHFDSDFLWRUSULRUWRXVH,QWKHFDVHRIKLJKIUHTXHQF\WKHSHUPLVVLEOHYROWDJHYDULHVZLWKWKHW\SHRIWKH
FDSDFLWRU)RUGHWDLOVSOHDVHVHHWKHUHOHYDQWVSHFLILFDWLRQV
5DWHGYROWDJH1RWH
ٴ7KHUDWHGYROWDJHUHIHUVWRWKHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\ZLWKLQWKHFDWHJRU\
WHPSHUDWXUHUDQJH,IXVHGEH\RQGWKHUDWLQJLWPD\LQGXFHLQVXODWLRQEUHDNGRZQRIWKHILOPDQGFDXVHVKRUW
FLUFXLW7KHSURGXFWOLIHWLPHDEXWWKHPD[LPXPUDWHGFRQGLWLRQGHSHQGVRQWKHNLQGRIWKHFDSDFLWRU
ٴ,QDPHWDOL]HGFDSDFLWRUZKLFKKDVDVHOIKHDOLQJDFWLRQVKRUWFLUFXLWRURWKHUIDLOXUHPD\QRWRFFXU
LPPHGLDWHO\DIWHUDSSOLFDWLRQRIDYROWDJHRYHUWKHUDWHGYROWDJHEXWWKHLQVXODWLRQUHVLVWDQFHLVORZHUHGDQG
LWPD\OHDGWRVPRNHRUILUHGHSHQGLQJRQWKHFLUFXLWFRQGLWLRQV
ٴ$QRLVHVXSSUHVVLRQFDSDFLWRU$&UDWHGYROWDJHVKRXOGQRWEHXVHGDWKLJKIUHTXHQF\FLUFXLW
6PRNHDQGLJQLWLRQPD\EHFDXVHGE\FRQGLWLRQVIRUXVH
ٴ7KHUDWHGYROWDJHRIWKHFDSDFLWRUIRUHOHFWURQLFDSSOLDQFHLVXVXDOO\LQGLFDWHGLQWKH'&YROWDJHH[FHSWIRU
VSHFLDOSXUSRVHV
'HUDWLQJRIUDWHGYROWDJHZKHUHRSHUDWLQJWHPSHUDWXUHLVKLJK
,QILOPFDSDFLWRUVWKHXVDEOHXSSHUOLPLWWHPSHUDWXUHWKHFDSDFLWRUVXUIDFHWHPSHUDWXUHLVGHWHUPLQHGE\
WKHNLQGRIGLHOHFWULFPDWHULDOV
:KHQXVHGEH\RQGWKHUDWHGXSSHUOLPLWWHPSHUDWXUHXVDEOHXSSHUOLPLWWHPSHUDWXUHLWLVQHFHVVDU\WR
YROWDJHGHUDWHWKHLQFHUWDLQW\SHVPRGHOVZKLOHRWKHUW\SHVPRGHOVFDQQRWEHXVHGEH\RQGWKHUDWHG
XSSHUOLPLWWHPSHUDWXUH%HVXUHWRFRQILUPWKHW\SHRIFDSDFLWRUVEHIRUHXVLQJDQGZKHQXVLQJEH\RQGWKH
UDWHGXSSHUOLPLWWHPSHUDWXUHEHVXUHWRUHGXFHWKHYROWDJHDQGPDNHVXUHWKHFDSDFLWRUVXUIDFH
WHPSHUDWXUHLVZLWKLQWKHXVDEOHXSSHUOLPLWWHPSHUDWXUHDVEHORZ:KHQXVLQJDWKLJKIUHTXHQF\KRZHYHU
VLQFHWKHFDSDFLWRULWVHOIKDVLWVRZQWHPSHUDWXUHULVHDQGKHQFHWKHIROORZLQJGHUDWLQJUDWLRFDQQRWEH
DSSOLHG
6HS
3ODVWLF)LOP&DSDFLWRUV
ٛ5DWHGXSSHUOLPLWWHPSHUDWXUH8SSHUFDWHJRU\WHPSHUDWXUHDQGGHUDWLQJUDWLRRIXSSHUFDWHJRU\
WHPSHUDWXUHE\W\SHVLQ'&XVHٜ[(قDPSOHك
5DWHGXSSHU
5DWHGYROWDJHE\WKH
8SSHUFDWHJRU\
OLPLW
WHPSHUDWXUHEH\RQG5DWHG
WHPSHUDWXUH
WHPSHUDWXUH
XSSHUOLPLWWHPSHUDWXUH
7\SH
'LHOHFWULF
(&4()
3RO\HVWHU3(7
٦
٦
٦
٦
٦
1RQHHGGHUDWLQJRIUDWHG
YROWDJH
٦
٦
٦
٦
٦
٦
٦
٦
٦
٦
٦
٦
(&:8;
٦
٦
1RQHHGGHUDWLQJRIUDWHG
YROWDJH
(&:8&
٦
٦
٦
٦
٦
1RQHHGGHUDWLQJRIUDWHG
YROWDJH
٦
٦
1RQHHGGHUDWLQJRIUDWHG
YROWDJH
٦
٦
٦
(&+8&
٦
٦
1RQHHGGHUDWLQJRIUDWHG
YROWDJH
(&38$
٦
٦
1RQHHGGHUDWLQJRIUDWHG
YROWDJH
(&4(%
(&4(7
(&:)$UDWHGYROWDJH'&9
(&:)/
(&:+$
(&:+&
(&:)$UDWHGYROWDJH'&9
3RO\SURS\OHQH33
(&:)$UDWHGYROWDJH'&9
(&:+9
(&:)(岜UDWHGYROWDJH'&9
(&:)'岜UDWHGYROWDJH'&9
(&:)(岜UDWHGYROWDJH'&9
(&:)'岜UDWHGYROWDJH'&9
(&:)*岜UDWHGYROWDJH'&9
SRO\HWK\OHQH
QDSKWKDODWH336
(&:89
(&+8;UDWHGYROWDJH'&9
(&+8;UDWHGYROWDJH'&9
قFDSDFLWDQFH̭)ك)̭ع
(&+8;UDWHGYROWDJH'&9
SRO\SKHQ\OHQH
VXOILGH336
قFDSDFLWDQFH̭)ك)̭ع
$FU\OLFUHVLQ
嵣 7KH$&UDWHGYROWDJHLWHPVDUHXQQHFHVVDU\IRUYROWDJHGHUDWLQJE\WKHWHPSHUDWXUH
5DWHGXSSHUOLPLWWHPSHUDWXUH7KHXSSHUOLPLWWHPSHUDWXUHZKLFKFDQ
WUHGXFHWKHYROWDJHDQGFDQXVH
FRQWLQXRXVO\LQFOXGLQJRZQWHPSHUDWXUHULVH
8SSHUFDWHJRU\WHPSHUDWXUH7KHXSSHUOLPLWWHPSHUDWXUHZKLFKFDQUHGXFHWKHYROWDJHDQGXVH
FRQWLQXRXVO\LQFOXGLQJRZQWHPSHUDWXUHULVH
[( ەDPSOH'HUDWLQJRIUDWHGYROWDJHWRRSHUDWLQJWHPSHUDWXUH5DWHGXSSHUOLPLWWHPSHUDWXUH٦8SSHU
9ROW
3HUFHQWDJHWRWKHUDWHG
FDWHJRU\WHPSHUDWXUH٦'HUDWLQJRIUDWHGYROWDJHWRZKLFKLV٦DWPRUHWKDQ٦
&DS6XUIDFH7HPS٦
6HS
3ODVWLF)LOP&DSDFLWRUV
3HUPLVVLEOHYROWDJH506LQFXUUHQWFRUUHVSRQGLQJWR'&5DWHG9ROWDJH
ٴ$QRLVHVXSSUHVVLRQFDSDFLWRU$&UDWHGYROWDJHVKRXOGEHXVHGDWWKHSULPD\VLGHSRZHUVXSSOLHV
7KHGHVLJQZKLFKSUHPLVHGRQXVHE\+]RU+]VLQHZDYH
ٴ,QFDVHRIDSSO\LQJYROWDJHLQDOWHUQDWLQJFXUUHQW+]RU+]VLQHZDYHWRDFDSDFLWRUSHUPLVVLEOH
YROWDJH5067KHFDSDFLWRURI'&UDWLQJVKRXOGQRWEHXVHGDWWKHSULPDU\VLGHSRZHUVXSSOLHV
'HUDWLQJRIUDWHGYROWDJHZKHQXVLQJDWKLJKIUHTXHQF\
:KHQXVLQJDWKLJKIUHTXHQF\WKHUHLVDULVNRIWKHUPDOUXQDZD\VPRNHILUHGXHWRVHOIKHDWJHQHUDWLRQLQ
WKHFDSDFLWRU'HUDWHWKHRSHUDWLQJYROWDJHDFFRUGLQJWRWKHH[DPSOHEHORZ
)RUXVHDWKLJKIUHTXHQF\ZHUHFRPPHQG(&+8;&(&:)$/DQG(&:+$&9W\SHV
ٛ'HUDWLQJH[DPSOHRIRSHUDWLQJYROWDJHٜ
&DSDFLWRUXVHG(&:)-$9'&̭)
2SHUDWLQJIUHTXHQF\N+]VLQHZDYH
3HUPLVVLEOHFXUUHQWHQWU\WKHYDOXHIURPVSHFLILFDWLRQN+]$UPV
,
9 9UPV
̱I&¼¼¼¼¼
7KHUHIRUHWKHRSHUDWLQJYROWDJHDWVLQHZDYHN+]LVORZHUWKDQWR9UPVGHUDWLQJUDWLRDV
FRPSDUHGZLWK$&SHUPLWWHGYROWDJHRI9UPVDWFRPPHUFLDOIUHTXHQF\
,WLVQHFHVVDU\WRGHUDWHXQWLOWKHVHOIKHDWLQJWHPSHUDWXUHULVHRIWKHFDSDFLWRULVEHORZWKHVSHFLILHGYDOXH
1RWHV
8VHWKHSHDNYDOXH9RSRIWKH3XOVHYROWDJHDSSOLHGEHWZHHQWKHERWKWHUPLQDOVRIWKHFDSDFLWRU
ZLWKLQWKH'&UDWHGYROWDJH
:KHQXVLQJDWKLJKIUHTXHQF\LWPD\OHDGWREUHDNGRZQGXHWRZLWKVWDQGYROWDJHGHWHULRUDWLRQE\VHOI
KHDWJHQHUDWLRQ7KHUHIRUHPHDVXUHWKHVHOIKHDWLQJWHPSHUDWXUHULVHYDOXHRIWKHFDSDFLWRUDQGPDNH
VXUHLWLVZLWKLQWKHVSHFLILHG
3URWHFWLRQIRUVDIHW\VKRXOGEHUHTXLUHGLQWKHFDVHRIWKHYROWDJHRYHUWKHUDWHGYROWDJHSHUPLWWHG
YROWDJHPD\EHDSSOLHGWRWKHFDSDFLWRUGXHWRDEQRUPDODFWLRQVXFKDVWURXEOHHOVHZKHUHLQWKHFLUFXLW
3HUPLWWHGFXUUHQW
)LOPFDSDFLWRUVDUHORZLQLQWHUQDOLPSHGDQFHDQGKHQFHDYHU\ODUJHFXUUHQWPD\IORZGHSHQGLQJRQWKHFLUFXLW
,QSDUWLFXODUZKHQWXUQLQJSRZHUVZLWFKRQDQGRIIPDNHVXUHDYHU\KLJKSXOVHFXUUHQWPD\IORZ
:KHQDFXUUHQWH[FHHGLQJWKHSHUPLVVLEOHUDQJHIORZVLQWRFDSDFLWRUWKLVFDQFDXVHWKHFDSDFLWDQFHYDOXHWR
GHWHULRUDWHRUDQRSHQFLUFXLWFRQGLWLRQWHPSHUDWXUHULVHRFFXUVGXHWRVHOIKHDWJHQHUDWLRQWKLVFDXVHFDQ
GHWHULRUDWLRQRIZLWKVWDQGYROWDJHDQGUHVXOWLQVKRUWFLUFXLWSRVVLEO\OHDGLQJWRVPRNHRUILUH
,QWKHDSSOLFDWLRQPDNHVXUHFXUUHQWLVZLWKLQSHUPLVVLEOHFXUUHQWRUVHOIKHDWLQJWHPSHUDWXUHLVZLWKLQ
SHUPLVVLEOHVHOIKHDWLQJWHPSHUDWXUHULVHOLPLWVKRZQRQHDFKGHOLYHU\VSHFLILFDWLRQV
3HUPLVVLEOHFXUUHQW
7KHSHUPLVVLEOHFXUUHQWPXVWEHFRQVLGHUHGE\GLYLGLQJLQWRSXOVHFXUUHQWSHDNFXUUHQWDQGFRQWLQXRXV
FXUUHQWUPVFXUUHQWGHSHQGLQJRQWKHEUHDNGRZQPRGHDQGZKHQXVLQJWKHUHIRUHPDNHVXUHWKHERWK
FXUUHQWVDUHZLWKLQWKHSHUPLVVLEOHYDOXHV
3HUPLVVLEOHFXUUHQWWRRSHUDWLQJIUHTXHQF\
7KHILOPFDSDFLWRUYDULHVLQWKHIUHTXHQF\FKDUDFWHULVWLFRIWKHGLVVLSDWLRQIDFWRUWDQ̥GHSHQGLQJRQWKH
GLVVLSDWLRQIDFWRUDQGKHQFHWKHSHUPLVVLEOHUPVFXUUHQWIRURSHUDWLQJIUHTXHQF\GLIIHUVGHSHQGLQJRQWKH
FDSDFLWRUW\SH,QSDUWLFXODUZKHQRSHUDWLQJDWKLJKIUHTXHQF\WKHGLVVLSDWLRQIDFWRUWDQ̥LQFUHDVHVDQG
ZKHQXVLQJRYHUWKHSHUPLVVLEOHFXUUHQWLWPD\LQFOXGHWKHWKHUPDOUXQDZD\SRVVLEO\OHDGLQJWRVPRNHRU
ILUH6KRZQEHORZDUHW\SLFDOH[DPSOHVRISHUPLVVLEOHFXUUHQWE\IUHTXHQF\UPVYDOXHRIWKH(&4()W\SH
XVLQJSRO\HVWHUILOPDQG(&:)$W\SHXVLQJSRO\SURS\OHQHILOP)RUGHWDLOLQTXLUHXVE\SUHVHQWLQJWKH
RSHUDWLQJFRQGLWLRQVRUPDNHVXUHWKHRZQWHPSHUDWXUHULVHRIWKHFDSDFLWRUDQGWKHFDSDFLWRUVXUIDFH
WHPSHUDWXUHDUHZLWKLQWKHSHUPLVVLEOHUDQJHLQWKHZRUVWRSHUDWLQJFRQGLWLRQV
6HS
3ODVWLF)LOP&DSDFLWRUV
7KHFDSDFLWDQFHDQGWKHSHUPLVVLEOHFXUUHQWV
7KHSHUPLVVLEOHUPVFXUUHQWYDULHVZLWKWKHFDSDFLWDQFHYDOXH7KHSHUPLVVLEOHFXUUHQWUPVYDOXHVE\WKH
IUHTXHQFLHVDQGE\WKHFDSDFLWDQFHRIUHSUHVHQWDWLYHW\SHVDUHVKRZQEHORZ,QDFWXDOXVHLQTXLUHXVIRUGHWDLO
E\PHDVXULQJWKHYROWDJHDQGFXUUHQWZDYHIRUPVDPELHQWWHPSHUDWXUHDQGRZQWHPSHUDWXUHULVH
7\SH(&4()3RO\HVWHU
7\SH(&:)$3RO\SURS\OHQH
5DWHG9ROWDJH9'&ܒ9UPV+]DWVLQHZDYH
5DWHG9ROWDJH9'&ܒ9UPV+]DWVLQHZDYH
2SHUDWLQJWHPS ٦WR٦&DSVXUIDFH
2SHUDWLQJWHPS ٦WR٦&DSVXUIDFH
㻝㻜㻚㻜䃛㻲
㻠㻚㻡
㻠㻚㻜
㻟㻚㻡
㻠㻚㻣䃛㻲
㻟㻚㻜
㻞㻚㻡
㻞㻚㻞䃛㻲
㻞㻚㻜
㻝㻚㻜
㻝㻚㻜䃛㻲
㻝㻚㻡
㻜㻚㻞㻞䃛㻲
㻜㻚㻡
㻜㻚㻠㻣䃛㻲
㻜㻚㻝㻜䃛㻲
㻜㻚㻜㻠㻣䃛㻲
㻜㻚㻜㻝㻜䃛㻲
㻜㻚㻜㻞㻞䃛㻲
㻜㻚㻜
㻝㻜
㻡㻜
ص
)UHTXHQF\ۚق+]ك
1RWH
صಅ 3HUPLVVLEOH&XUUHQW
ઍ ਗ਼ க ق$UPVص ك
صಅ ઍ ਗ਼3HUPLVVLEOH&XUUHQW
க ق$UPVص ك
㻡㻚㻜
7KHJUDSKVLOOXVWUDWHGDUH
IRUUHIHUHQFHRQO\
:DYHIRUPRIFXUUHQWDQG
WHPSHUDWXUHULVHRI
FDSDFLWRUDUHNH\IDFWRUV
WRGHWHUPLQHSHUPLVVLEOH
FXUUHQW)RUDFWXDO
DSSOLFDWLRQFRQVXOWRXU
VDOHVUHSUHVHQWDWLYHRU
㻡㻜
㻝㻜㻜
ص
ص
㻝㻜㻜
)UHTXHQF\ۚق+]ك
VDOHVRIILFH
ص
3HUPLVVLEOHFXUUHQWWRSXOVHFXUUHQW
ٴ:KHQXVHGLQVZLWFKLQJFLUFXLWVRUVQXEEHUFLUFXLWVDPRPHQWDU\KLJKFXUUHQWSXOVHPD\FDXVHORFDOKHDW
JHQHUDWLRQ7KLVFDXVLQJWKHFDSDFLWDQFHYDOXHWRGHWHULRUDWHRUDQRSHQFLUFXLWFRQGLWLRQ
/RFDOKHDWJHQHUDWLRQPD\DOVRLQGXFHVPRNHRUILUH
7KHSXOVHSHUPLVVLEOHFXUUHQWWLPHVLVREWDLQHGE\WKHSURGXFWRIG9GW9̭VYDOXHWKDWLVHQWHULQJWR
WKHVSHFLILFDWLRQDQGFDSDFLWDQFH̭)
ٴ7KHG9GW9̭VYDOXHRIDILOPFDSDFLWRULVGHWHUPLQHGE\WKHHOHPHQWVWUXFWXUHDQGLQWKHPHWDOL]HGW\SHLQ
SDUWLFXODUWKHLQWHUQDOHYDSRUDWHGHOHFWURGHDQGH[WHUQDOWDNHRXWHOHFWURGHDUHFRQQHFWHGE\PHWDOL]HGFRQWDFW
PHWDOVSUD\LQJDQGKHQFHGXHFDXWLRQLVQHHGHGEHFDXVHWKHXSSHUOLPLWRIG9GWYDOXHLVORZ
ٴ7KHG9GWYDOXHVFRUUHVSRQGLQJWRUDWHGYROWDJHDQGFDSDFLWDQFHYDOXHRIUHSUHVHQWDWLYHW\SHVDUHVKRZQLQ
SDJH:KHQXVHGLQDKLJKFXUUHQWSXOVHFLUFXLWFKHFNWKHSXOVHSHUPLVVLEOHFXUUHQW$RS
ٴ3OHDVHFRQWDFWZLWKXV,ISXOVHVDUHDSSOLHGPRUHWKDQWLPHV
+RZWRGHWHUPLQHSXOVHSHUPLVVLEOHFXUUHQW!
ٴ:KHQYROWDJH99LVDSSOLHGWRFDSDFLWRU&)IRUIDUDGWKHHOHFWULFFKDUJH4&LVH[SUHVVHGLQIRUPXOD岜⋇
4 &9⋇
ٴ7KHFKDUJLQJFXUUHQW,$IORZLQWKHFDSDFLWRUDWWKLVWLPHLVH[SUHVVHGLQIRUPXOD⋈
, G4GW⋈
' ٴLIIHUHQWLDWLQJERWKVLGHVRIIRUPXOD⋇E\WLPHWDQGSXWWLQJLQWRIRUPXOD⋈\LHOGVIRUPXOD⋉
G4GW &G9GW
, &G9GW⋉
ٴ7KHUHIRUHWKHSXOVHFXUUHQWLVGHWHUPLQHGDVWKHSURGXFWRIWKHFDSDFLWDQFHYDOXH&̭)DQGYROWDJHFKDQJH
G9GWSHṶV
SURGXFWRIWKHFDSDFLWDQFHYDOXH&̭)DQG
YROWDJHFKDQJHG9GWSHṶV
([DPSOH,QWKHFDVHRI(&4(.)SHUPLVVLEOHG9GW
5DWHGYROWDJH9'&
&DSDFLWDQFH̭)
SHUPLVVLEOHG9GWYDOXH
SXOVHSHUPLVVLEOHFXUUHQW̭)¼ܠ$RS
KRZHYHUQXPEHURIUHSHWLWLRQVLVWLPHVRUOHVVWKDWLVPRPHQWDU\SXOVHFXUUHQWFDQEHXVHGXSWR
$RS
0DNHVXUHWKHUPVFXUUHQWLVZLWKLQWKHSHUPLVVLEOHYDOXH
6HS
3ODVWLF)LOP&DSDFLWRUV
>(&4()3HUPLVVLEOHG9GWYDOXHZLWKLQSXOVHV!@
7\SH
&DS̭)
(&4()
(&4()
9'&
9'&
ك
ك
3
3
3
岜كق
岜كق
3
岜كق
3
3
3
3
8QLW؟9̭V
(&4()
9'&
(&4()
9'&
3
3
3
3
3
3
3
3
3
&DXWLRQ
3URWHFWLYHPHDQVIRUVDIHW\VKRXOGEHSURYLGHGLQFDVHWKHSXOVHDQGUPVFXUUHQWPD\H[FHHGWKH
$VWHULVNGHQRWHVWKHOHDGSLWFK
7KHYDOXHRIG9GWLVPDLQO\GHWHUPLQHGE\WKHOHDGVSDFLQJHOHPHQWZLGWKDQGHOHPHQWVHFWLRQDODUHD
2SHUDWLQJWHPSHUDWXUHUDQJH
2ZQWHPSHUDWXUHULVH
:KHQWKHILOPFDSDFLWRULVXVHGLQDQ$&FLUFXLWHVSHFLDOO\LQKLJKIUHTXHQF\DSSOLFDWLRQWKH
FDSDFLWRUJHQHUDWHVKHDWE\LWVHOIIURPWKHIORZRIFXUUHQW,IWKHVHOIKHDWJHQHUDWLRQLVODUJHWKHFDSDFLWRU
PD\GHWHULRUDWHDQGVPRNHRUILUHPD\EHRFFXU&KHFNWKHVHOIKHDWLQJWHPSHUDWXUHULVHYDOXHLQDFWXDO
FRQGLWLRQVRIXVHDQGXVHZLWKLQWKHOLPLWVSHFLILHG
0HDVXUHWKHRZQWHPSHUDWXUHULVHYDOXHLQLQGRRUZLQGIUHHFRQGLWLRQ
7KHGHWDLOVRIVHOIKHDWLQJWHPSHUDWXUHULVHYDOXHDUHGHVFULEHGLQWKHVSHFLILFDWLRQ3OHDVHFRQWDFWXVGHWDLOV
DVWKHVSHFLILHVYDOXHYDULHVE\HDFKW\SH
2SHUDWLQJWHPSHUDWXUHUDQJH
7KHRSHUDWLQJWHPSHUDWXUHUDQJHRIWKHILOPFDSDFLWRUVYDULHVZLWKWKHGLHOHFWULFPDWHULDONLQGRIILOPVDQG
WKHXVDEOHWHPSHUDWXUHUDQJHLVVSHFLILHGLQWKHHDFKPRGHO
,WPXVWEHQRWHGKRZHYHUWKDWWKHWHPSHUDWXUHUDQJHPHQWLRQHGLQWKHFDWDORJXHLVWKHVXUIDFH
WHPSHUDWXUHRIWKHILOPFDSDFLWRUQRWWKHDPELHQWWHPSHUDWXUHRIWKHFDSDFLWRU
,QDFWXDOXVHPDNHVXUHWKHVXPRIWKHDPELHQWWHPSHUDWXUHFDSDFLWRUbVVHOIKHDWLQJWHPSHUDWXUHULVH
YDOXHZLWKLQVSHFLILHGYDOXHWKDWLVWKHFDSDFLWRUVXUIDFHWHPSHUDWXUHVKRXOGEHZLWKLQWKHUDWHGRSHUDWLQJ
WHPSHUDWXUH
6HS
3ODVWLF)LOP&DSDFLWRUV
&DXWLRQ
:KHQXVHGDERYHWKHVSHFLILHGRSHUDWLQJWHPSHUDWXUHGLVVLSDWLRQIDFWRUWDQ̥LQFUHDVHDQGWKHVHOIKHDW
JHQHUDWLRQPD\H[FHHGWKHSHUPLVVLEOHYDOXHSRVVLEO\FDXVLQJGHWHULRUDWLRQRIGLHOHFWULFILOPVKRUWFLUFXLW
DQGVPRNHRUILUH
,IWKHUHLVFRROLQJSODWHRIRWKHUSDUWRUDQ\UHVLVWDQFHKHDWHGWRKLJKWHPSHUDWXUHQHDUWKHILOPFDSDFLWRU
WKHFDSDFLWRUPD\EHORFDOO\KHDWHGE\WKHUDGLDWLRQKHDWH[FHHGLQJWKHRSHUDWLQJWHPSHUDWXUHUDQJHDQG
VPRNHRUILUHPD\EHFDXVHG
&KHFNWKHFDSDFLWRUVXUIDFHWHPSHUDWXUHDWWKHKHDWVRXUFHVLGH
2WKHUFDXWLRQV
)ODPHUHWDUGDWLRQ
ٴ7KHGLHOHFWULFILOPLVQRWDIODPHUHWDUGDQWPDWHULDO
ٴ,QWKH(&4((&:)DQG(&:+W\SHVIODPHUHWDUGDQWHSR[\UHVLQ9LVXVHGLQWKHFRDWLQJUHVLQ
(QYLURQPHQWVRIXVH
؝
:KHQXVHGLQKXPLGHQYLURQPHQWV
:KHQXVHGIRUDORQJSHULRGLQKXPLGHQYLURQPHQWVWKHHOHPHQWVDEVRUEPRLVWXUHWKURXJKWKHFRDWLQJ
ZLWKWKHSDVVLQJRIWKHWLPH7KHZDWHUR[LGL]HVWKHHOHFWURGHHYDSRUDWHGILOPDQGPHWDOL]HGFRQWDFW
DQGOHDGVWRWURXEOH$OVRPDNHVXUHWKHFDSDFLWDQFHYDOXHFDQEHYHU\ODUJHGHSHQGLQJRQW\SHRIWKH
FDSDFLWRU
:KHQXVLQJLQKLJKWHPSHUDWXUHHQYLURQPHQW
؝
:KHQ(&48*LVXVHGLQKLJKWHPSHUDWXUHHQYLURQPHQWPRUHWKDQ٦LWPD\EHSRVVLEOHWRFDXVH
OHDNLQJRLOIURPWKHFDSDFLWRU+RZHYHUWKHTXDOLW\DQGUHOLDELOLW\RIWKHFDSDFLWRULVQRWDIIHFWHGE\WKH
OHDNLQJRLO%XWSOHDVHGRQ
WXVHWKHSDUWZKLFKPD\FDXVHDSRLQWRIWDFWREVWDFOHE\RLODQGWKLV
FRQGHQVHUE\DVDPHVHW
؝
&DXWLRQVRQJDVDWPRVSKHUH
:KHQXVLQJLQWKHR[LGL]LQJJDVVXFKDVK\GURJHQFKORULGHK\GURJHQVXOILGHDQGVXOIXURXVDFLGWKH
HYDSRUDWHGHOHFWURGH$OXPLQXPRUPHWDOL]HGFRQWDFW]LQF岜FRPSRXQGPD\EHR[LGL]HGPD\UHVXOWLQ
VPRNHRUILUH$YRLGVXFKDWPRVSKHUH
:KHQXVLQJE\UHVLQFRDWLQJ
؝
:KHQXVLQJUHVLQFRDWLQJRUUHVLQSRWWLQJFRPSRQHQWVWRLPSURYHKXPLGLW\UHVLVWDQFHRUJDVUHVLVWDQFH
RUWRIL[SDUWVLQSODFH3OHDVHFRQWDFWZLWKXV
ٴ7KHVROYHQWRUWKHFRQVWLWXHQWLQWKHUHVLQPD\SHUPHDWHLQWRWKHPHWDOL]HGFRQWDFWRUHOHFWURGH
DOXPLQXPIRLORUHYDSRUDWHGILOPWRGHWHULRUDWHFKDUDFWHULVWLFV
ٴ:KHQKDUGHQLQJWKHUHVLQFKHPLFDOUHDFWLRQKHDWFXULQJKHDWJHQHUDWLRQRFFXUVZKLFKPD\DGYHUVHO\
DIIHFWWKHFDSDFLWRU
ٴ,QWKHFDVHRIWKHOHDGW\SHFDSDFLWRUVEHVXUHWRWHVWDQGHYDOXDWHHQRXJKIRUWKHWKHUPDOVWUHVVWRWKH
FDSDFLWRU
؝
2WKHU
ٴ:KHQXVLQJLQWKHIROORZLQJFRQGLWLRQVWKHFKDUDFWHULVWLFPD\EHGHWHULRUDWLRQ3OHDVHGRQ
WXVHDWVXFK
FRQGLWLRQV
ҩ7KHSODFHWKDWWRRNZDWHURURLO
ҩ7KHSODFHWKDWH[SRVHGWRWKHGLUHFWVXQOLJKW
ҩ7KHSODFHWKDWUDGLDWHGR]RQHXOWUDYLROHWUD\VDQGUDGLDWLRQUD\V
ٴ3OHDVHFRQVLGHUVRWKDWGXVWGRHVQ
WFROOHFW7KDWZLOOEHWKHFDXVHRIWKHFKDUDFWHULVWLFGHWHULRUDWLRQ
VKRUWFLUFXLWHWF
&KDQJHVLQFDSDFLWDQFHYDOXHRYHUWLPH
ٴ7KHFDSDFLWRUFKDUDFWHULVWLFVFKDQJHFKDUDFWHULVWLFGHSHQGLQJRQLWVDPELHQWFRQGLWLRQVDQG
HQYLURQPHQWDOFRQGLWLRQV,QQDWXUDOFRQGLWLRQVWKHUHLVDFHUWDLQFDSDFLWDQFHFKDQJHGXHWRWKH
KXPLGLW\RIWKHFLUFXPVWDQFH7KHGHJUHHRIVXFKFDSDFLWDQFHFKDQJHVYDULHVZLWKWKHGLHOHFWULFPDWHULDO
FRDWLQJPDWHULDODQGVWUXFWXUH7KHUHIRUHZHVKLSFRQVLGHULQJWKHVHFKDQJHVEXWZHRQO\JXDUDQWHH
FDSDFLWDQFHYDOXHXQWLOGHOLYHU\ZLWKRXWHDFKDUUDQJHPHQWV
) ٴRUXVHLQDFLUFXLWZKHUHWLPHFRQVWDQWDQGFDSDFLWDQFHSUHFLVLRQDUHUHTXLUHGXVHWKHSURGXFWVRI
SRO\SURS\OHQHILOP(&:)'$/(&:+$RUILOP(&+8;&ZKLFKYDU\OHVVZLWKWLPH
6HS
3ODVWLF)LOP&DSDFLWRUV
+XP%X]]
ٴ+XPSURGXFHGE\FDSDFLWRUVGXHWRPHFKDQLFDOYLEUDWLRQRIWKHILOPLVFDXVHGE\WKHFRXORPEIRUFH
ZKLFKH[LVWVEHWZHHQHOHFWURGHVRIRSSRVLWHSRODULW\$ORXGHUKXPLVSURGXFHGZKHQDSSOLHGYROWDJH
ZDYHIRUPKDVGLVWRUWLRQDQGRUKLJKHUIUHTXHQF\FRPSRQHQWHWF$OWKRXJK+XPGRHVQRWVSRLO
FKDUDFWHULVWLFVRIFDSDFLWRUVZKHQEHLQJXVHGDURXQGWKHDXGLRIUHTXHQF\SOHDVHFKHFNLW
6WRULQJPHWKRGVWRULQJFRQGLWLRQV
ٴ,WPXVWEHQRWHGWKDWWKHVROGHUELOLW\RIWKHH[WHUQDOHOHFWURGHPD\GHWHULRUDWHGZKHQVWRUHGLQDQ
DWPRVSKHUHILOOHGZLWKPRLVWXUHGXVWRUDUHDFWLYHR[LGL]LQJJDVK\GURJHQFKORULGHK\GURJHQVXOILGH
VXOIXULFDFLG
ٴ6KRXOGQRWORFDWLRQZLWKSDUWLFXODUO\KLJKWHPSHUDWXUHDQGKLJKKXPLGLW\DQGVWRUHLQFRQGLWLRQVQRW
H[FHHGLQJ٦DQG5+
ٴ:KHQLWLVNHSWIRUDORQJWHUPWKHVROGHUELOLW\RIWKHH[WHUQDOHOHFWURGHPD\GHWHULRUDWHIRUR[LGDWLRQRI
HOHFWURGHVXUIDFH6RRXUUHFRPPHQGNHHSLQJSHULRGLVZLWKLQPRQWK)XUWKHULW
VGLIIHUHQWLQWKH
FRQGLWLRQGHSHQGLQJRQWKHLWHPVVRSOHDVHLQTXLUHIRUGHWDLOV
+DQGOLQJ3UHFDXWLRQV
ٴ6XGGHQFKDUJLQJRUGLVFKDUJLQJPD\FDXVHGHWHULRUDWLRQRIFDSDFLWRUVXFKDVVKRUWLQJDQGRSHQLQJGXHWR
FKDUJLQJRUGLVFKDUJLQJFXUUHQW:KHQFKDUJLQJRUGLVFKDUJLQJSDVVWKURXJKDUHVLVWDQFHRIWR
̚9RUPRUH
ٴ:KHQFRQQHFWLQJPXOWLSOHILOPFDSDFLWRUVLQSDUDOOHOLQZLWKVWDQGYROWDJHWHVWRUOLIHWHVWFRQQHFWDUHVLVWDQFH
RIWR̚9RUPRUHLQVHULHVWRHDFKFDSDFLWRU
ٴ%HFDUHIXOQRWWRVFUDWFKWKHFDSDFLWRUVXUIDFHZLWKVKDUSHGJHVVXFKDVVFUHZGULYHUVROGHULQJLURQ
SLQFHUVFKDVVLV'RQbWDSSO\H[FHVVLYHORDGWRWKHOHDGZLUHDWWKHWLPHRIUHSURFHVVLQJRIOHDGZLUH
HWF
ٴ,IWKHFDSDFLWRULVGURSSHGE\PLVWDNHLWVFKDUDFWHULVWLFVPD\EHGDPDJHG'RQbWXVHVXFKDFDSDFLWRU
,IUHXVLQJFKHFNWKHTXDOLW\VXIILFLHQWO\
ٴ,QWKHFDVHRIOHDGHGW\SHFDSDFLWRUEHFDUHIXOQRWWRDSSO\H[FHVVLYHIRUFHWRWKHOHDGZLUHURRWDUHD
ZKLFKPD\FDXVHFUDFNLQJRUVHSDUDWLRQLQWKHFRDWLQJUHVLQQHDUWKHURRWDUHD
ٴ1RGXVWRUZDWHUVKRXOGEHSHUPLWWHGWRUHPDLQRQWKHVXUIDFHRIFDSDFLWRUWHUPLQDOVDVWKLVPD\FDXVH
HOHFWULFDOOHDNDJHRUFRUURVLRQ
ٴ:KHQXVHGIRUQRLVHVXSSUHVVLRQEHWZHHQOLQHVDQGEHWZHHQOLQHWRHDUWKZKHQYROWDJHLVPRUHWKDQ
9$&DQGPRUHWKDQ9'&FRYHULQJSHULSKHUDOUHVLQSDUWE\IODPHUHWDUGDQWPDWHULDORUIODPH
UHWDUGDQWFDVHIRUDYRLGLQJILUHLVUHFRPPHQGHG
& ٴKLSW\SHFDSDFLWRULVGHYHORSHGDVVXPLQJQRUPDOXVHRIVXUIDFHPRXQWLQJSDUWV$EQRUPDOXVHH[
SLOLQJXSWZRFDSDFLWRUVPRXQWLQJFDSDFLWRULQXSULJKWSRVLWLRQHWFVKRXOGQRWEHSHUPLWWHG3OHDVH
FRQVXOWXVLQDGYDQFHLIXVHGLQGLIIHUHQWZD\IURPQRUPDO
$GGLWLRQDO3RLQWV
ٴ7KHSUHFDXWLRQVLQXVLQJILOPFDSDFLWRUVIROORZWKH-(,7$5&5'n6DIHW\$SSOLFDWLRQ*XLGHIRUIL[G
SODVWLFILOPFDSDFLWRUVIRUXVHLQHOHFWURQLFHTXLSPHQW|3OHDVHUHIHUWRWKHDERYHJXLGHOLQH
ٴ3URGXFWVSHFLILFDWLRQVPDWHULDOVDQGRWKHUSRLQWVPHQWLRQHGLQWKHFDWDORJPD\EHFKDQJHGZLWKRXW
QRWLILFDWLRQ
1RWH 5DWHGYROWDJH
7KHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\LQVSLWHRIWHPSHUDWXUHLVFDOOHGDVWKHUDWHG
YROWDJHLQRXUFRPSDQ\,W
VGLIIHUHQWIURPWKHVWDQGDUGVRI-,6DQG,(&
' ٮHILQLWLRQRIRXUFRPSDQ\
7KHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\ZLWKLQWKHFDWHJRU\WHPSHUDWXUHUDQJH
( ٮYHQZKHQQHHGLQJGHUDWLQJYROWDJHDWKLJKWHPSHUDWXUHWKHYROWDJHDIWHUGHUDWLQJLVFDOOHGWKHUDWHG
7KHUHIRUHWKHPD[LPXPYROWDJHWKDWFDQEHDSSOLHGFRQWLQXRXVO\DWXSSHUFDWHJRU\WHPSHUDWXUHLVEHLQJ
DOVRFDOOHGWKHUDWHGYROWDJH
6HS
3ODVWLF)LOP&DSDFLWRUV
*XLGHOLQHVDQGSUHFDXWLRQV/HDGW\SH
7DUJHWSURGXFW(&4(岝(&:)岝(&:+岝(&48
6ROGHULQJ
7KHKHDWUHVLVWLQJWHPSHUDWXUHRIWKHILOPFDSDFLWRUYDULHVZLWKWKHW\SHRIGLHOHFWULFILOPVWUXFWXUHRIWKH
FDSDFLWRUPDQXIDFWXULQJPHWKRGHWF
:KHQPRXQWLQJVHWWKHPRXQWLQJWHPSHUDWXUHVRWKDWWKHFDSDFLWRULQVLGHHOHPHQWWHPSHUDWXUHLVEHORZHU
WKDQWKHPRXQWLQJKHDWUHVLVWLQJWHPSHUDWXUHJLYHQEHORZ
,IWKHFDSDFLWRUVJRWKURXJKWKHKLJKWHPSHUDWXUHERWKDIWHUVROGHULQJEHVXUHWRFKHFNWKHWHPSHUDWXUHWLOO
GHFUHDVLQJ
7KHUPRFRXSOHك̷ق
ق0HDVXULQJSRLQW%&؟DSDFLWRULQVLGH(OHPHQW
0HWDOVSUD\OD\HU
&DSDFLWRU
7KHUPRFRXSOHك̷ق
0HDVXULQJSRLQW$&؟DSDFLWRULQVLGH0HWDOVSUD\OD\HU
'LHOHFWULF
0RXQWLQJKHDWUHVLVWLQJWHPSHUDWXUH
7\SH
0HDVXULQJSRLQW ڶ0HDVXULQJSRLQWڷ
(&:)/9̭))̭ع9̭))̭ع
(&:)$
(&:)/9̭))̭ع9̭))̭ع
3RO\SURS\OHQH
(&:)(9(&:)*9
(&:+$(&:+9(&:)'9
(&:+&
(&:)'9
(&48$(&:)(9
(&4()
٦
٦
٦
٦
٦
٦
٦
٦
٦
٦
ص
٦
(&4(%(&4(7&(48/&(48*
ص
ص
٦
ص
&DXWLRQVIRUPRXQWLQJ!
ٴ6ROGHUZLWKLQWKHIROORZLQJWHPSHUDWXUHFRQGLWLRQUDQJH'LSSLQJWLPHVLVZLWKLQWZLFHWKHVHFRQGGLSSLQJ
VKRXOGEHFDUULHGDIWHUWKHFDSDFLWRULWVHOIKDVUHWXUQHGWRWKHQRUPDOWHPHSUHUDWXUH([DPSOH
1RWLFH
7KHVROGHULQJFRQGLWLRQVKRZVRQHH[DPSOH7KHWHPSHUDWXUHRIWKH
FDSDFLWRUVGHSHQGRQVHYHUDOSDUDPHWHUVIRUH[DPSOHVROGHULQJPDFKLQH
VL]HPDFKLQHVWUXFWXUHWHPSHUDWXUHFRQWUROPHWKRGHWF
V
6KRXOGPHDVXUHWKHWHPSHUDWXUHRIWKHFDSDFLWRUVDQGFRQILUPWKH
6
WHPSHUDWXUHXQGHUWKHDERYHWDEOH
W
&RQGLWLRQV
3:%RDUG
3UHKHDWLQJ
&DSDFLWRU
7KLFNQHVV
W PP岜RUPRUH
0HDVXUHPHQWWHPSHUDWXUH٦ZLWKLQ
PLQXWH%DFNVLGHRIWKH3:%RDUG
DURXQGWKHFDSDFLWRU
5DLVHGIURP3:ERDUG&ULPSHGOHDG
ٴ7KHILOPFDSDFLWRUKDVORZHUPRXQWLQJKHDWUHVLVWLQJWHPSHUDWXUHWKDQRWKHUFDSDFLWRUVWKHUHIRUHWKHIROORZLQJ
FDXWLRQVDUHQHHGHG
$YRLGSDVVLQJWKURXJKDQDGKHVLYHFXULQJRYHQ$IWHUDGKHVLYHFXULQJWKHFDSDFLWRUVKRXOGEHLQVHUWHGLQWKH
3:ERDUGDQGVROGHU:KHQSDVVLQJDQDGKHVLYHFXULQJRYHQEUHDNDJHRIFRDWLQJUHVLQRUGHWHULRUDWLRQLQ
FDSDFLWRUFKDUDFWHULVWLFPD\EHFDXVHG
ٴ$YRLGUHIORZVROGHULQJ:KHQXVHLQUHIORZVROGHULQJEUHDNDJHRIFRDWLQJUHVLQRUGHWHULRUDWLRQLQFDSDFLWRU
FKDUDFWHULVWLFPD\EHFDXVHG
6HS
3ODVWLF)LOP&DSDFLWRUV
ٴ:KHQXVLQJLQPXOWLOD\HU3ULQWHGZLULQJERDUGRULQ
WKHFDVHRIDFDSDFLWRUZLWKDFRSSHUOHDGZLUHSOHDVH
FRQWDFWZLWKXV,QWKHFDVHRIFRSSHUOHDGZLUHWKH
WKHUPDOFRQGXFWLYLW\RIWKHFRSSHUZLUHLVKLJKDQG
WKHLQWHUQDOWHPSHUDWXUHRIWKHFDSDFLWRUULVHVUDSLGO\
DQGPD\H[FHHGWKHPRXQWLQJKHDWUHVLVWLQJ
WHPSHUDWXUH
7KHUPRFRXSOH
WKHSDUWRIPHDVXULQJ
&DSDFLWRU
3:%RDUG
؝
:DVKLQJWKHPRXQWHGERDUGV
7KHILOPFDSDFLWRUYDULHVVLJQLILFDQWO\LQWKHHIIHFWRIZDVKLQJGHSHQGLQJRQWKHVWUXFWXUHDQGPDWHULDODQG
JHQHUDOO\LWLVOHVVDIIHFWHGE\&)&RUDOFRKROGHULYDWLYHZDVKLQJVROYHQWDQGLVOLNHO\WREHDIIHFWHGE\KLJKO\SRODU
VROYHQW
7KHOHDGW\SHILOPFDSDFLWRULVFRDWHGZLWKDQHSR[\UHVLQH[FHOOHQWLQFKHPLFDOUHVLVWDQFHDQGLVKDUGO\DIIHFWHG
E\GHWHUJHQWEXWLWLVUHFRPPHQGHGWREHZDVKHGIRUVKRUWGXUDWLRQ
$SSOLFDELOLW\RIGHWHUJHQWVLQILOPFDSDFLWRUVLVOLVWHGIRUUHIHUHQFH
ٛ/LVWRIDSSOLFDELOLW\RIGHWHUJHQWVٜ
%R[W\SH
(&:)(
/HDG (&:)*
W\SH (&48$
(&48/
(&48*
:DWHU
6ROYHQW
:DVKLQJFRQGLWLRQ
(WKDQRO
8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ
$OFRKRO
,VRSURS\ODOFRKRO,3$
8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ
)5:8OWUDVRQLFZDVKLQJIRUPLQ٦
6LOLFRQ
)ܒ5:18OWUDVRQLFZDVKLQJIRUPLQ٦
)ܒ5:6WHDPGU\LQJIRUPLQ٦
+&)&E06
+DORJHQ
8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ
3&ROG&OHDQHU6
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒ,3$XOWUDVRQLFULQVLQJIRUPLQDW
3HWUROHXP
RUGLQDU\WHPSHUDWXUHܒKRWDLUGU\LQJIRUPLQ٦
K\GURFDUERQ 7ROXHQH
8OWUDVRQLFZDVKLQJRULPPHUVLRQZDVKLQJIRUPLQ
7HUSHQH&OHDQHU(&
6SUD\ZDVKLQJIRUPLQDWRUGLQDU\WHPSHUDWXUHܒSXULILHGZDWHU
7HUSHQH
VSUD\LQJIRUPLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒ
3XULILHGZDWHU
ZLQGIUHHGU\LQJIRUPLQ٦
&OHDQ7KURXJK+
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒSXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU
PLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
&OHDQ7KURXJK/
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒSXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU
PLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
&OHDQ7KURXJK0
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒSXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU
PLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
6XUIDFHDFWLYH &OHDQ7KURXJK/&
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒSXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU
PLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
3LQH$OSKD676
8OWUDVRQLFZDVKLQJIRUPLQ٦ܒSXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU
PLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
$TXD&OHDQHU6(7
6KRZHUZDVKLQJIRUPLQ٦ܒSXULILHGZDWHUXOWUDVRQLFZDVKLQJIRU
PLQ٦ܒKRWDLUGU\LQJIRUPLQ٦
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
ص
ٳ
ص
ٳ
ٳ
ٳ
ٳ
ٳ
ٳ
/RZUHVLGXHIOX[ 8/)96
ٳ
ٳ
,QDFWLYDWHGIOX[ $0
ٳ
ٳ
ٳ:DVKLQJHQDEOHG
¼:DVKLQJGLVDEOHG
ص1RWFRQILUPHG
:DVK
IUHH
ٛ:DVKIUHHIOX[ٜ
6HS
3ODVWLF)LOP&DSDFLWRUV
7HPSHUDWXUHPHDVXULQJLQVROGHULQJRIILOPFDSDFLWRU
:KHQXVLQJILOPFDSDFLWRURIORZKHDWUHVLVWLQJWHPSHUDWXUHLQPRXQWLQJPHDVXUHWKHHOHPHQWWHPSHUDWXUH
SURILOHLQPRXQWLQJLQWKHIROORZLQJPDQQHUDQGPDNHVXUHWKHVROGHULQJLVGRQHEHORZWKHKHDWUHVLVWLQJ
3UHSDUDWLRQRIPHDVXULQJVDPSOH!
2SHQDKROHRIDERXW̗PPWRPPLQWKHWRSRIWKHFDSDFLWRUWRWKHPLGGOHRIWKHHOHPHQWDQGLQVHUW
WKHUPRFRXSOH̗7ZLUHDQGIL[ZLWKDGKHVLYH
0HDVXUHPHQWRIWHPSHUDWXUHSURILOH!
$VVKRZQEHORZFRQQHFWDWKHUPRFRXSOHPRIVDPHW\SHDVWKHWKHUPRFRXSOHDWWDFKHGWRWKH
FDSDFLWRUWRWKHWKHUPRFRXSOHRIWKHFDSDFLWRUDVVKRZQEHORZ0RXQWWKHVDPSOHRQWKHPRXQWLQJSULQWHG
ZLULQJERDUGDQGSDVVLQWRWKHVROGHULQJDQGPRXQWLQJSURFHVVDQGPHDVXUHWKHWHPSHUDWXUHSURILOH
&DSDFLWRU
7KHUPRFRXSOH
)LQHZLUH
0HDVXUHPHQWLQVWUXPHQW
̗
3ULQWLQJZLULQJERDUG
P
&DSDFLWRUIRUSUHYHQWLRQRI$&SRZHUVXSSO\DFURVVWKHOLQHQRLVH
ٴ:KHQXVLQJDFDSDFLWRUDFURVVWKHOLQHDVPHDQVIRUSUHYHQWLRQRIQRLVHQRWRQO\LVWKHVXSSO\YROWDJHLV
DOZD\VDSSOLHGEXWDOVRDEQRUPDOVXUJHVXFKDVOLJKWQLQJLVDSSOLHGZKLFKPD\OHDGWRVPRNHRUILUH
7KHUHIRUHWKHDFURVVWKHOLQHFDSDFLWRUVDUHVWULFWO\UHJXODWHGLQVDIHW\VWDQGDUGLQHDFKQDWLRQDQGLWLV
QHFHVVDU\WRXVHWKHSURGXFWFRQIRUPLQJWRWKHVWDQGDUG
)RUXVLQJDFURVVWKHOLQHLQ-DSDQXVHWKHIROORZLQJPRGHOVRUWKHDERYHRYHUVHDVDXWKRUL]HGRQHV
(&4()9'&9$&UDWLQJ
(&4()9'&9$&UDWLQJ
(&4()%79$&$UDWLQJ
(&4()79$&$UDWLQJ
+RZHYHUZKHQXVLQJWKH(&4()$$(&4(%$(&4(7$$UDWLQJPRGHODVDFURVVWKHOLQH
FDSDFLWRUDWOHDVWRQHRIWKHIROORZLQJFRQGLWLRQVPXVWEHVDWLVILHG
$YDULVWRUZLWKWKHYROWDJHRIWKHYDOXHRUOHVVVKRZQLQWKHIROORZLQJWDEOHVKRXOGEHFRQQHFWHGWRWKH
FDSDFLWRULQSDUDOOHO
$SXOVHYROWDJHPRUHWKDQWKHYDOXHVKRZQLQWKHWDEOHEHORZVKRXOGQRWEHDSSOLHGDFURVVWKHFDSDFLWRU
1RWH :KHQXVLQJWRJHWKHUZLWKYDULVWRUFKHFNWKHYDULVWRUVSHFLILFDWLRQDQGVHOHFWWKHRQHIUHHIURP
VXUJHGHWHULRUDWLRQ
&DS5DWHG9ROWDJH
9$&$
9DULVWRU9ROWDJH
9
3XOVH9ROWDJH
9RS
9$&$
9
9RS
:KHQ6DIHW\VWDQGDUGDSSURYDOFDSDFLWRULVXVHGIRUQHFHVVDU\HTXLSPHQWSOHDVHXVHLWHPVRIWKH
IROORZLQJWDEOH
ٛ5HSUHVHQWDWLYHH[DPSOHVRIPRGHOVDXWKRUL]HGLQPDMRUVDIHW\VWDQGDUGVLQWKHZRUOGٜ
6KDSH
7\SH
6WDQGDUG
3ODVWLFFDVHW\SH
(&48$
8/86$&6$(&DQDGD(1(XURSH
3ODVWLFFDVHW\SH
3ODVWLFFDVHW\SH
(&48/
(&48*
8/86$&6$(&DQDGD(1(XURSH
8/86$&6$(&DQDGD(1(XURSH
3OHDVHFRQWDFWXVDERXW&4&&KLQD
ٴ,QWKHFDVHRIWKHYROWDJHGURSSHUXVDJH岜ZKHQDQDEQRUPDOYROWDJHRIWKHVXUJHYROWDJHHWFLVDSSOLHGWKH
FDSDFLWDQFHGHFUHDVHLVFDXVHGVXFKDVWKHIXVHIXQFWLRQLQWKHFDSDFLWRURSHUDWHV,QWKHZRUVWFDVHWKH
FDSDFLWRUGRHVQRWZRUNDVYROWDJHGURSSHU6RSOHDVHQRWLFHDQDEQRUPDOYROWDJH$WWKDWWLPHKLJKYROWDJH
PD\EHDSSOLHGWRWKHORDGVLGH7KHUHIRUHSOHDVHSURYLGHSURWHFWLYHPHDQVIRUVDIHW\
6HS